- Canadian Securities Regulators implement improvements to executive compensation disclosure
- CSA appoints Secretary General
- Cease trade order against Louis-Robert Lemire
- AMF issues cease trade order against Gold-Quest International Corp.
- Undertakings by AC Reinsurance Management Inc.
- Administrative penalty against R.W. Mills inc.
- Administrative penalty against Gravel, David, Rouleau & associés inc.
- Capital P.V.M. inc. - AMF files 26 charges and seeks $151,000 in fines
- Digital World Financial Inc. - AMF files 89 charges and seeks almost $1,200,000 in fines
- Productions Action Motivation inc. - Freeze order extended
