- Enviromondial : AMF appealing sentence against Stevens Demers
- Canadian Securities Regulators stress the importance of suitability requirements for dealers and advisers
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CSA Staff Notice 33-315 : Suitability Obligation and Know Your Product (pdf - 47 KB)
This link will open in a new windowUpdated on September 2, 2009
- Prison term against Vincent Lacroix reduced to 5 years less one day : AMF carefully reviewing court of appeal decision
- Société d'investissement Tempus - AMF files charges against Raymond Parent and Alain Botbol and seeks $271,000 in fines
- Warning - Regarding Global 8 Environmental Technologies Inc.
- Weizhen Tand Oversea Chinese Fund Limited Partnership - Freeeze order extended
- Canadian Securities Regulators outline requirements for exempt market dealers
- Gestion Guychar (Canada) inc. - Freeze order extended
- Cease trade order against Jean-Yves Mulet