News
- Beware of solicitations by Axes Prime Ltd.
- AMF adjusts its annual and other fees
- Canadian securities regulators modernize registration information requirements, clarify outside activity reporting and update filing deadlines
- AMF heads another innovative initiative to adapt international standards for banks to financial cooperatives
- Canadian securities regulators introduce exemptions for qualified issuers from certain base shelf prospectus requirements
- Canadian Securities Administrators to establish an Investor Advisory Panel to further enhance retail investor protection
- Administrative penalty against Bloomberg Trading Facility Limited, Bloomberg Trading Facility B.V. and Bloomberg SEF LLC
- Court imposes a fine on François Baillargeon-Bouchard
- AMF releases major report on responsible use of artificial intelligence in finance
- Canadian securities regulators, SROs and investor protection funds establish timeline for new self-regulatory framework