- Carrefour - Notice of hearing
- Prohibitions related to the activities of financière Hélios Capital, Agence Créditis Plus inc. and Altima Environnement Technologie
- AMF sues Jean-Claude Morin and seeks $377,000 in fines
- CSA and IIROC publish update of regulatory issues and next steps to address developments in market structure in Canada
- @rgentum Management & Research Corporation - Orders issued against Matthew Scott Sinclair
- Penalty against representative in Norshield matter
- Securities regulators help young Canadians increase financial literacy with the Financial Fitness Challenge
- Digital World Financial - Christian Viau and Michael J. Moore fined
- Triglobal - 2007-033 - Service of request for freeze order extension
- Illegal receipt of a commission - AMF files suit against Claude Sicotte ans seeks fine of $30,000
