- Illegal practice as a dealer - AMF seeks $18,000 in fines against Bernard Simon Nagy
- Canadian securities regulators announce enhanced policy concerning electronic delivery of documents
- AMF launches penal proceedings against Jean-François Demers and Éric Landry
- Administrative penalty imposed on Cailloux, Dagort et associés inc.
- Proceeding against an insurer - L'Excellence pleads guilty
- Canadian securities regulators announce review of minimum amount and accredited investor prospectus exemptions
- Canadian securities regulators announce review of minimum amount and accredited investor prospectus exemptions
- Two Separate Judgments - Jean-Yves Mulet Avella is guilty
- AMF files 16 charges against Robert (Bob) McIntosh
- Raphaël Huppé, Vida Pharma Internation Corporation and Effective Control Corporation
