- Late Insider Trading Reports - Guy Goulet fined $57,000
- CSA issues investor watch regarding foreign currency exchange (Forex/FX) trading
- Money-services businesses - New regulatory framework effective April 1, 2012
- Penal Proceedings Launched - AMF Takes a Position on Damage Insurance Consultants
- President of Water Safety Services Inc. and International Water Safety Foundation pleads guilty to 16 counts and is fined $83,000
- Services financiers Triathlon inc. agrees to pay penalty of $3,500
- Illegal Practices and Distributions - Simon Déry Fined $42,000
- March: Fraud Prevention Month - Monitoring and detection help prevent fraud
- Distribution other than through a representative - Four insurers fined $80,000
- Proposed Acquisition of TMX Group Inc. - AMF intends to approve Maple application