- Gestion Soficap inc. - AMF files seven charges against Jean-Marc Gaudreau
- CSA provides guidance to improve compliance of disclosure requirements related to prospectus exemptions
- Illegal receipt of a commission - Claude Sicotte found guilty again
- Illegal distributions and without prospectus - AMF files 40 charges against Marc Da Costa
- 2012-2017 Strategic Plan - AMF to help consumers be more vigilant and to foster more industry exchanges
- Financière Hélios Capital - Service of decision (2010-018-09) by Bureau
- CSA and IIROC announce the implementation of a dark liquidity framework in Canada
- CSA seeks comment on proposed over-the-counter derivatives exemption
- Mount Real and Norshield - Marc-André Froment and Roberto Milzi fined
- Cease trade order against Orbite Aluminae Inc. lifted
