This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Cease trade order against Groupe Financier Uni
- AMF seeks administrative penalty against Services financiers Major Ltée
- AMF seeks administrative penalty and registration suspension against life insurance brokers Bernard Côté & associés inc.
- Claude Lavigne fined $155,000
- Régis Cloutier found guilty on 25 counts
- Gilbert Chartrand ordered to pay a fine totalling $126,000
- Late insider disclosure Marie-José Girard found guilty
- Application for suspension of execution dismissed for Jacques Gagné
- Freeze against Enviromondial lifted
- Cease trading and freeze orders against Daniel Bélanger, Martine Gravel, 9151-2632 Québec Inc. and 9112-2192 Québec Inc.