This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Appeal by Régis Cloutier dismissed
- Cease trade order against Arial Trading LLC and other companies
- Jitec - Ali Reza Bassiri found guilty on four charges
- Gauthier et Cie, Gestion de placements inc. ordered to pay administrative penalty of $3,500
- Court of Appeal confirms validity of AMF order against Assumption Mutual Life Insurance Company
- Appeal by Stevens Demers dismissed
- Cease trade order against Normand Bouchard
- Options Finances inc. and Rayanak Chiu ordered to pay fine of $6,000
- Sylvain Desgens guilty of five charges
- Michel Maheux sentenced to 21 days in prison