This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Mount Real and Norshield - Fayza Rifai, Jaime Lao Wan Lian, Francesco Iaconno and Nick Mylonakis guilty
- François C. Desrosiers fined $40,000
- Insurance firms and representatives fined
- Financière Hélios Capital - Service of hearing notice
- Gestion Guychar (Canada) Inc. - Richard Lanthier, Guy Charron, Huguette Gauthier plead guilty on 355 counts
- AMF sues Prospector Network Inc. and Claude Duhamel and seeks $456,000 in fines
- Illegal insider trading - Consolidated Thompson - Martial Côté pleads guilty
- Enviromondial - Nathaly Demers fined $416,000
- Illegal practice in insurance - Louis Thompson fined $102,000
- Possible Ponzi scheme in Beauce - Extension of freeze orders related to activities of Pierre Jolicoeur and Corporation de capital B.M.T,. 06