This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Mount Real and Norshield - Nick Mylonakis, William Marston and René Proteau fined
- Illegal Practice as Mutual Fund Representative - Alan Murphy fined $26,000
- Triglobal - 2008-004 - Notice of hearing
- Raphaël Huppé, Vida Pharma Internation Corporation and Effective Control Corporation - Service of hearing notice
- Carrefour - Notice of hearing
- Possible Ponzi Scheme - Cease Trade and Freeze Orders Against Alain Péloquin
- Acamex Capital Corporation - Peter Krauth fined $61,500
- Triglobal - 2007-033 - Freeze order extension
- Cease trade order on units of LaSalle Funds
- Triglobal - 2007-033 - Service of request for freeze order extension