September 13, 2016 Decisions and Freeze and cease trade orders Securities

Montréal - The publication of this press release constitutes the method of service authorized by the Tribunal administratif des marchés financiers ("Tribunal") of a decision issued on September 8, 2016 in respect of David Tran and Logiciels HFT Quants inc.

See decision No. 2015-014-008 (pdf - 257 KB)This link will open in a new windowUpdated on September 13, 2016 (in French only).

On September 8, 2016, at the request of the Autorité des marchés financiers (the "AMF"), the Tribunal extended for a period of 120 days the freeze order initially issued on May 28, 2015 in the matter of David Tran et al. It ordered David Tran, Jacques Paquin and Logiciels HFT Quants inc. not to dispose, directly or indirectly, of the funds, securities or other assets that are in their possession, under their control or in their safekeeping.

The Autorité des marchés financiers (AMF) is the regulatory and oversight body for Québec's financial sector.

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Information:

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Additional news

• May 4, 2017 Matter of Tran et al. (2015-014-010) - Service of decision by the Tribunal administratif des marchés financiers
• April 10, 2017 Matter of Tran et al. - Service of notice of presentation
• February 7, 2017 AMF files charges against David Tran, Steven Dubois and Logiciels HFT Quants Inc.
• December 20, 2016 Matter of Tran et al. - Service of decision by the Tribunal administratif des marchés financiers
• November 25, 2016 Matter of Tran et al. - Service of notice of presentation
• August 11, 2016 Matter of Tran et al. - Service of notice of presentation
• May 13, 2016 Service of Decision by Bureau - David Tran and Logiciels HFT Quants inc.
• May 11, 2016 Matter of Tran et al. - Service of notice of presentation
• January 14, 2016 Service of Bureau Decision - David Tran and Logiciels HFT Quants inc.
• December 7, 2015 Matter of Tran et al. - Service of notice of presentation
• September 21, 2015 Service of Bureau Decision in respect of David Tran and Logiciels HFT Quants inc.
• August 21, 2015 Matter of Tran et al. - Service of notice of presentation
• July 20, 2015 Freeze and cease trade orders against David Tran, Jacques Paquin and Logiciels HFT Quants inc.