Canadian securities regulators release report on 2013-2016 achievements

Securities CSA

Montréal - The Canadian Securities Administrators (CSA) today released a report on the work achieved under its three-year Business Plan for the period of April 1, 2013 through June 30, 2016.

The report outlines the accomplishments of CSA Members during this period in the areas of:

  • retail investor protection,
  • capital raising by small and medium sized enterprises and exempt market initiatives,
  • shareholder democracy and protection,
  • market regulation,
  • enforcement effectiveness, and
  • innformation technology.

In June 2013, CSA Members embarked on an ambitious three-year plan encompassing deliverables in all areas fundamental to our mission, with a particular emphasis on investor protection initiatives," said Louis Morisset, Chair of the CSA and Chair and CEO of the Autorité des marchés financiers. "While future deliverables will be highlighted in our upcoming Business Plan for 2016-2019, it is important to acknowledge the impressive body of work completed by the CSA Members' staff working collectively over the past three years."

The CSA Report on Achievements for 2013-2016 This link will open in a new window is available on the websites of the CSA and its various members This link will open in a new window.

The CSA is the council of the securities regulators of Canada's provinces and territories, which co-ordinates and harmonizes regulation for the Canadian capital markets.

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For more information:

CSA member name

Point of contact

Phone number

Autorité des marchés financiers

Sylvain Théberge

514-940-2176

Alberta Securities Commission

Mark Dickey

403-297-4008

British Columbia Securities Commission

Alison Walker

604-899-6713

Financial and Consumer Affairs, Saskatchewan

Shannon McMillan

306-798-4160

Financial and Consumer Services Commission, New Brunswick

Andrew Nicholson

506-658-3021

Manitoba Securities Commission

Jason (Jay) Booth

204-945-1660

Nova Scotia Securities Commission

Tanya Wiltshire

902-424-8586

Nunavut Securities Office

Jeff Mason

867-975-6591

Office of the Superintendent of Securities, Newfoundland and Labrador

John O'Brien

709-729-4909

Office of the Superintendent of Securities, Northwest Territories

Tom Hall

867-767-9305

Office of the Superintendent of Securities, P.E.I.

Janice Callbeck

902-368-6288

Office of the Yukon Superintendent of Securities

Rhonda Horte

867-667-5466

Ontario Securities Commission

Kristen Rose

416-593-2336