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Displaying results 391 to 400 of 8030.
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Notice Capital Adequacy Guideline – Credit Unions that are not members of a federation, trust companies and savings companies
Summary of significant changes in the Capital Adequacy Guideline - Credit Unions that are not members of a federation, trust companies and savings companies Capital Adequacy Guideline – Credit Unions that are not members of a federation, trust companies and savings companies - Modified version - ( i […]
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The Commission des valeurs mobilières du Québec renders a decision in the matter concerning TIP Investment Advisors Ltd. and Paul Gagné
Montréal – The Commission des valeurs mobilières du Québec (CVMQ) has rendered a decision in the matter concerning TIP Investment Advisors Ltd. (TIP Advisors) and Paul Gagné. Montréal – The Commission des valeurs mobilières du Québec (CVMQ) has rendered a decision in the matter concerning TIP Invest […]
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AMF publishes annual summary of corporate finance oversight and regulatory activities
Montréal – The Autorité des marchés financiers (the “AMF”) today published its annual Summary of Oversight and Regulatory Activities, which details the key initiatives of the Direction principale du financement des sociétés (“Corporate Finance”) for the 2018-2019 financial year. Montréal – The Autor […]
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Notice - Capital Adequacy Guideline – Credit Unions not member of a federation, trust companies and savings companies
Capital Adequacy Guideline – Credit Unions not member of a federation, trust companies and savings companies - Track change version ( English version will be available soon ) Capital Adequacy Guideline – Credit Unions not member of a federation, trust companies and savings companies - Modified versi […]
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CSA Consultation Paper 21-403: Access to Real-Time Market Data
CSA Consultation Paper 21-403: Access to Real-Time Market Data BlackRock, Inc. (Hubert De Jesus, Margaret Gunawan) BMO Capital Markets (Joe Wald, Eric Stockland) Canadian ETF Association (Pat Dunwoody) Canadian Security Traders Association, Inc. Cboe (Jos Schmitt, Bryan Blake) CIBC Capital Markets ( […]
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Draft Amendments to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
Regulatory Notice CSA Notice of Consultation Regulation to amend Regulation 41-101 respecting General Prospectus Requirements ; Amendments to Policy Statement to Regulation 41-101 ; Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions ; Regulation to amend Regulation […]
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Comments accepted until March 9, 2012 - AMF extends consultation on compensation
Montréal - The Autorité des marchés financiers (the "AMF") is extending its public consultation on the compensation of consumers of financial products and services, which was launched in December 2011, until March 9, 2012. Montréal - The Autorité des marchés financiers (the "AMF") is extending its p […]
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Draft revised Securitization Risk Management Guideline
Notice - Securitization Risk Management Guideline Securitization Risk Management Guideline – Draft version Securitization Risk Management Guideline – Clean version […]
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Canadian Securities Regulators seek comment on Model Rules Relating to Derivatives: Product Determination and Derivatives Trade Repositories and Data Reporting
Toronto - The Canadian Securities Administrators (CSA) today published CSA Staff Consultation 91-301 requesting comment for Model Provincial Rule Derivatives: Product Determination (Product Determination Rule) and Model Provincial Rule Trade Repositories and Derivatives Data Reporting (TR Rule), col […]
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Ligne directrice sur les exigences en matière de suffisance des fonds propres
Texte des sections modifiées Version sans le suivi des modifications […]