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Displaying results 371 to 380 of 8030.
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Notice Capital Adequacy Requirements Guideline
Capital Adequacy Requirements Guideline – Modified version – ( in french only ) Capital Adequacy Requirements Guideline – Clean version - ( in french only ) […]
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Capital Adequacy Guideline - Credit unions not members of a federation, trust companies and savings companies
Notice Guideline (English version will be available soon) Summary of the major changes to Guideline (English version will be available soon) […]
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Notice and Request and Comment on Internet Insurance Offerings in Québec
Association canadienne des compagnies d’assurances de personnes inc. (ACCAP) Association des banquiers canadiens Association Canadienne des Compagnies d’Assurance Titres (ACCAT) Association canadienne des institutions financières en assurance (ACIFA) (CAFII) Advocis BFL Canada Bureau d’Assurance du […]
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Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service
Regulatory Notice CSA Notice of Consultation Regulation to amend Regulation 31-103 Blacklined version Amendments to Policy Statement to Regulation 31-103 Blacklined version Anatol Feldman Andrew Teasdale Arthur Ross Association of Canadian Compliance Professionals (Manny DaSilva, Gary Legault) Belco […]
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Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions and concordant Regulations
In view of the current situation related to COVID-19, the deadline for submitting comments for this consultation, which was originally May 27, 2020, has been postponed until July 13, 2020. Regulatory Notice Notice of consultation Regulation 45-110 Regulation to amend Regulation 13-101 respecting the […]
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Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations - Second publication for comments
In view of the current situation related to COVID-19, the deadline for submitting comments for this consultation, which was originally May 13, 2020, has been postponed until June 29, 2020. Regulatory Notice CSA Second Notice of Consultation Draft Regulation 52-112 Draft Policy Statement to Regulatio […]
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Request for comment - Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
The Canadian Securities Administrators are publishing for a 60-day comment period revised versions of draft Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer and the related forms , as well as incidental amendments. These docume […]
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Joint CSA and IIROC Staff Notice 23-329: Short Selling in Canada
Joint CSA and IIROC Staff Notice 23-329: Short Selling in Canada A. Mine Alternative Investment Management Association (AIMA) (Adam Jacobs-Dean, Claire Van Wyk-Allan) Canadian Security Traders Association, Inc. Cboe (Jos Schmitt, Dmitri Smidovich) Christian Levine Law Group (James W. Christian) CNSX […]
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Draft revised Liquidity Risk Management Guideline
Notice - Liquidity Risk Management Guideline Liquidity Risk Management Guideline – Draft version Liquidity Risk Management Guideline – Clean version […]
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Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Total Cost Reporting for Investment Funds and Segregated Funds
Regulatory Notice CSA and CCIR Joint Notice of Consultation Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations Amendments to Policy Statement to Regulation 31-103 Advocis AIMA Arthur Ross Banque Nationale (BNC) Borden Ladner Gerv […]