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Displaying results 311 to 320 of 8030.
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AMF announces its key planned initiatives for 2019-2020
Montréal – The Autorité des marchés financiers (AMF) today published the Statement of key planned initiatives for 2019-2020 to inform the industry and the general public of the key regulatory and supervisory initiatives that it plans to carry out this year. Montréal – The Autorité des marchés financ […]
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Draft Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure - Modernization of the Continuous Disclosure Regime for Investment Funds
Canadian securities regulators extend comment periods for the investment fund continuous disclosure modernization and principal distributor model proposals Regulatory Notice CSA Notice of Consultation Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure Amendments t […]
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Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions
Regulatory notice Notice and Request for comment Regulation to amend Regulation 45-106 Amendments to Policy Statement to Regulation 45-106 Concordant Regulations and Policy Statement to Regulation 45-106 Regulation to amend Regulation 13-101 Regulation to amend Regulation 41-101 Amendments to Policy […]
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Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Client Focused Reforms
Regulatory Notice CSA Notice of consultation Regulation to amend Regulation 31-103 blacklined version Policy Statement to Regulation 31-103 (blacklined version) Advocis AGF Investments Inc. Alternative Investment Management Association Antares Investment Management Art Ross Assante Wealth Management […]
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2018 AMF Index Survey Results
Québec City – The 2018 AMF Index of Financial Awareness (AMF Index) was released today as part of the launch of World Investor Week. The AMF Index assesses the perceived usefulness and rate of adoption of 40 financial behaviours in categories related to personal finances management, insurance, inves […]
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Mount Real Corporation: Court authorizes AMF to intervene
Montréal – At the request of the Autorité des marchés financiers (AMF), Mr. Justice Jean-Yves Lalonde of the Superior Court issued a decision on March 13 authorizing the AMF to intervene in the matters of bankruptcy respecting the following companies (related to or held in whole or in part by Mount […]
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2016 Annual Report on Financial Institutions - Financial sector posts steady growth while adapting to change
Montréal – On June 15, 2017, the Autorité des marchés financiers (the "AMF") released its 2016 Annual Report on Financial Institutions (Complete version available in French only), which presents an overview of the financial sector as well as various economic, technological and environmental issues f […]
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Multilateral CSA Notice 45-312: Proposed Prospectus Exemption for Distributions to Existing Security Holders (Regulation 45-513 respecting Prospectus Exemption for Distribution to Existing Security Holders)
A group of investment dealers Global Securities Corpration Haywood Securities Inc. Leede Financial Markets Inc. Mackie Research Capital Corporation Macquarie Capital Markets Canada Ltd. PI Financial Corp. Wolverton Securities Ltd. Woodstone Capital Inc ALQ Gold Corp. Association de l'exploration min […]
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Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations
Regulatory Notice Notice and Request for comment Regulation 94-102 Policy Statement to Regulation 94-102 Regulation to amend Regulation 91-506 respecting Derivatives Determination Policy Statement to Regulation 91-506 (blacklined version) BMO Nesbitt Burns Inc. (NBI) The Canadian Advocacy Council fo […]
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Consultation - Lignes directrices (Available in french only)
Avis de consultation : Projet de ligne directrice sur la gouvernance Projet de ligne directrice sur la gouvernance Avis de consultation : Projet de ligne directrice sur la conformité Projet de ligne directrice sur la conformité Avis de consultation : Projet de ligne directrice sur la gestion intégré […]