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Displaying results 211 to 220 of 8030.
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New reference manuals in insurance of persons and group insurance of persons
New reference manuals for future professionals are now available in insurance of persons and group insurance of persons. We invite you to consult our catalogue and to use the updated order form if you wish to receive any of the suggested reading materials to prepare for the AMF exams. Please note th […]
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AMF 2011-2012 Annual Report
AMF 2011-2012 Annual Report Montréal - The Autorité des marchés financiers ("AMF") today published its Annual Report for fiscal year 2011-2012 . The Report, including the AMF's financial statements, covers its main activities for the period from April 1, 2011 to March 31, 2012. The AMF Annual Report […]
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AMF institutes proceedings against three entities and an individual related to the CoinEx crypto trading platform
Montréal – On May 24, 2023, the Autorité des marchés financiers (the “AMF”) filed an originating pleading with the Financial Markets Administrative Tribunal (the “Tribunal”) against CoinEx Global Limited (CoinEx), CoinEx Global Limited (CoinEx Canada), CoinEx Global Limited (CoinEx Estonia), Vino Gl […]
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Draft Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays
Notice and Request for Comment Amendments to Policy Statement Aequitas Neo Exchange The Canadian Advocacy Council for Canadian CFA Institute Chi-x Canada CIBC World Markets Inc. KOR Group LLC Scotia Bank RBC Global Asset Management RBC Dominion Securities PI Financial Canadian Securities Traders Ass […]
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Orders facilitating access to capital by small and medium sized enterprises
Orders facilitating access to capital by small and medium sized enterprises The securities regulatory authorities in Yukon, Alberta, Saskatchewan, the Northwest Territories, Nunavut, Manitoba, Québec, Nova Scotia, New Brunswick, Prince Edward Island, and Newfoundland and Labrador, today each publish […]
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Canadian Regulators Propose to Mandate OSBI's Dispute Resolution Service
Toronto - The Canadian Securities Administrators (CSA) today published for comment amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, which would require all registered dealers and advisers, outside of Québec, to use the Ombudsman for B […]
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CSA Staff Notice 61-303 and Request for Comment: Soliciting Dealer Arrangements
Addenda Capital Inc. (Brian Minns) Canadian Coalition for Good Governance (Julie Cays) Canadian Foundation for Advancement of Investor Rights - FAIR Davies ward phillips & Vineberg LLP Investment Industry Association of Canada - IIAC (Adrian Walrath) Kingsdale Advisors (Wes Hall and Amy Freedman) PS […]
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Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications importantes des Procédés et méthodes de la CDS – Normes de la CDS applicables aux agents des transferts (Available in French only)
National Issuer Services Securities Transfer Association of Canada (STAC) […]
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Multilateral CSA Notice 45-311, Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Businesses
Multilateral CSA Notice 45-311 […]
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Draft Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure - Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds - Point of Sale Delivery of Fund Facts
Investor Advisory Panel Kenmar Associates CIBC Paul Bent Fidelity Investments Canada IFIC Canada IIAC-ACCVM BLG Toronto Broadridge Craig Burley FAIR Dynamic Funds Edward Jones Eric Adelson Invesco Fasken Martineau Jeffrey J. Carney Mackenzie Leo Salom TD Wealth Michel Falk NBC RBC Neil Macdonald,Sco […]