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Displaying results 201 to 210 of 8030.
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Solicitations via Facebook - AMF cautions investors about solicitations by Kevin Awad (now called James William Awad*)
Montréal - The Autorité des marchés financiers (the "AMF") cautions Québec consumers about solicitations by Kevin Awad and KJRVS Inc., of which he is the president and shareholder. Montréal - The Autorité des marchés financiers (the "AMF") cautions Québec consumers about solicitations by Kevin Awad […]
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Regulation to amend Regulation 45-106 respecting Prospectus Exemptions - Reports of Exempt Distribution
Regulatory Notice Notice and Request for comment Regulation to amend Regulation 45-106 Blake, Cassels & Graydon LLP, Davies Ward Phillips & Vineberg LLP, McCarthy Tétrault LLP, Osler, Hoskin & Harcourt LLP and Stikeman Elliott LLP (Ross McKee, Ralph Lindzon, Anthony Spadaro, Aaron Atin, Andrew Parke […]
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AMF publishes 2014-2015 Annual Report
The AMF has published its 2014-2015 Annual Report. The Report (available in French only) is a comprehensive source of information about the AMF's mission, its many roles, and the activities pursued throughout the past fiscal year in support of its strategic plan.The AMF has published its 2014-2015 A […]
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Regulation to amend the Derivatives Regulation
Notice and Request for comment Regulation to amend the Derivatives Regulation Policy Statement respecting Accredited Counterparties Canadian Commercial Energy Working Group submits by Sutherland Asbill & Brennan LLP Canadian Market Infrastructure Committee (CMIC) […]
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Suspension of Charlito Hael’s certificates and message to clients
Montréal – On May 3, 2017, further to an ex parte application filed by the Autorité des marchés financiers (the "AMF"), the Tribunal administratif des marchés financiers (the "Tribunal") suspended Charlito Hael's certificates and issued various orders in connection with an AMF investigation into the […]
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Regulation to amend the Regulation respecting the compulsory professional development of financial planners
Notice - Request for comment Regulation to amend the Regulation […]
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Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers, Policy Statement to Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers and concordant amendment
Alternative Investment Management Association (AIMA) Association des banquiers canadiens (ABC) Banque Nationale Blakes Borden Ladner Gervais LLP (BLG) Canada Pension Plan Investment Board CIBC Franklin Templeton Investments Gestion GD-1 Inc. Greystone Managed Investments IGM Financial Investment Adv […]
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Avis de consultation des ACVM: Projet de Règlement modifiant le Règlement 81-102 sur les fonds d'investissement - Modernisation de la réglementation des produits de fonds d'investissement - Fonds alternatifs
Avis réglementaire Avis de consultation des ACVM Règlement modifiant le Règlement 81-102 sur les fonds d'investissement Version soulignée du Règlement 81-102 sur les fonds d'investissement Modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement Règlement ab […]
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AMF's 2009-2010 Annual Report Tabled
Montréal – The Autorité des marchés financiers (AMF) today released its 2009- 2010 Annual Report. The Report includes the AMF’s financial statements and covers its primary activities for the fiscal year from April 1, 2009 to March 31, 2010, particularly with respect to the administration of the foll […]
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Draft Regulation to amend Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
Regulatory Notice CSA Notice and Request for comment Regulation to amend Regulation 94-101 Amendments to Policy Statement to Regulation 94-101 Canadian Advocacy Council for Canadian CFA Institute Societies (CAC) Canadian Market Infrastructure Committee (CMIC) I nternational Swaps and Derivatives Ass […]