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Displaying results 161 to 170 of 8030.
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Regulation to amend the Derivatives Regulation
Notice Regulation […]
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Bloomberg Trading Facility Limited – Application for Exemption from recognition as an exchange and from Regulation 21-101 and Regulation 23-101 requirements
Regulatory Notice (available in French only) TMX - Sabia Chicoine […]
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Regulation to amend Regulation 23-103 respecting Electronic Trading, Amendments to Policy Statement to Regulation 23-103 respecting Electronic Trading and Regulation to amend Regulation 11-102 respecting Passport System
Regulation to amend the Derivatives Regulation […]
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Regulation 91-102 respecting Prohibition of Binary Options
Regulatory Notice CSA Notice and Request for Comment Regulation 91-102 Policy Statement to Regulation 91-102 Comments received (comments are published in their original language) Investment Industry Association of Canada Canadian Market Infrastructure Committee (CMIC) Group TMX (TMX) Nadex The Canad […]
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Commercial pratices guideline
Guideline […]
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ACCOVAM - Établissement et modification des règles de l’ACCOVAM en vue de la mise en application des principes fondamentaux du modèle de relation avec les clients
Avis de prolongation de la période de consultation […]
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Prohibition from acting as a director sought against Stevens Demers
Montréal – On June 15, 2004, the Agence nationale d’encadrement du secteur financier (also known as the “Autorité des marchés financiers” or “AMF”) requested that the Bureau de décision et de révision en valeurs mobilières (“BDRVM”) prohibit Stevens Demers from acting as a director or senior executi […]
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Regulation to amend Regulation 21-101 respecting Marketplace Operation
Regulatory Notice CSA Staff Notice and Request for Comment 21-323 Regulation to amend Regulation 21-101 Amendements to Policy Statement to Regulation 21-101 […]
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AMF releases activity report for Phase III of Continuous Disclosure Review Program (CDR Program)
The Autorité des marchés financiers ("AMF") has released the results of Phase III of its Continuous Disclosure Review Program (CDR Program), which covers the period from April 1, 2004 to March 31, 2005. Over 230 issuers, or almost 50% of reporting issuers governed by the Securities Act and targeted […]
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Regulation to amend Regulation 45-513 respecting Prospectus Exemption for Distribution to Existing Security Holders - Recognition of Aequitas Neo Exchange Inc.
Notice and Request for Comment Regulation to amend Regulation 45-513 […]