November 7, 2014 Decisions and Freeze and cease trade orders

Montréal - The publication of this press release constitutes the method of service authorized by the Bureau de décision et de révision ("Bureau") of a decision issued on November 6, 2014 in respect of Jean-Marc Lavallée and related to the matter of Alain Péloquin The respondent Alain Péloquin should not be confused with dealing representative (mutual fund dealer) Alain Péloquin, attached to TD Investment Services Inc., NRD registration number 148481., Isabelle Cantin The respondent Isabelle Cantin should not be confused with insurance of persons representative and dealing representative (mutual fund dealer) Isabelle Cantin of Services d'Assurance I.G. inc. in Boucherville and Investors Group Financial Services Inc., holder of certificate number 187 322 and NRD number 2557641.  and Jean-Marc Lavallée.

See decision 2011-007-019 (pdf - 336 KB)This link will open in a new windowUpdated on November 7, 2014 (in French only).

On November 6, 2014, at the request of the Autorité des marchés financiers ("AMF"), the Bureau extended for a period of 120 days the freeze order initially issued on February 4, 2011 in the above-mentioned matter. It ordered Alain Péloquin and Isabelle Cantin not to dispose, directly or indirectly, of the funds, securities or other assets that are in their possession, under their control or in their safekeeping. As well, the Bureau ordered Jean-Marc Lavallée not to dispose of the funds, securities or other assets that he may have on deposit, under control or in safekeeping on behalf of Alain Péloquin or Isabelle Cantin or any entity controlled by them.

The Autorité des marchés financiers (the AMF) is the regulatory and oversight body for Québec's financial sector.

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