Canadian securities regulators encourage checking registration before investing

CSA

Winnipeg - The Canadian Securities Administrators (CSA) are kicking off Investor Education Month this October by encouraging investors to check the registration of any firm or individual selling securities or offering advice.

"Through the registration process, Canadian securities regulators ensure individuals and firms meet specific qualifications and standards before they offer products or advice to investors," says Louis Morisset, Chair of the CSA and President and CEO of the Autorité des marches financiers. "Investors should have confidence in whomever they choose to handle their money, and checking registration is an essential first step toward building a positive working relationship."

To assist investors, the CSA offers the National Registration Search - a free online tool that makes it quick and easy to check the registration of any individual or firm in Canada.

Simply visit aretheyregistered.ca This link will open in a new window and search the name of an individual or firm. Investors can also call their local securities regulator This link will open in a new window to verify registration.

Anyone who has been offered an investment by a person or organization that is not registered should contact the securities regulator in their province or territory.

Investors are encouraged to visit securities-administrators.ca This link will open in a new window for more information and resources on understanding investments and recognizing fraud. @CSA_News This link will open in a new window will also be sharing tips and links throughout Investor Education Month.

The CSA, the council of securities regulators of Canada's provinces and territories, coordinates and harmonizes regulation for the Canadian capital markets. Their mandate is to protect investors from unfair or fraudulent practices through regulation of the securities industry. Part of this protection is educating investors about the risks, responsibilities and rewards of investing.

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For more information:

CSA member name

Point of contact

Phone number

Autorité des marchés financiers

Sylvain Théberge

514-940-2176

Alberta Securities Commission

Mark Dickey

403-297-4481

British Columbia Securities Commission

Richard Gilhooley

604-899-6713

Financial and Consumer Affairs, Authority of Saskatchewan

Noel Busse

306-798-4160

Financial and Consumer Services Commission, New Brunswick

Andrew Nicholson

506-658-3021

Financial Services Regulation Div., Newfoundland and Labrador

Don Boyles

709-729-4501

Manitoba Securities Commission

Ainsley Cunningham

204-945-4733

Northwest Territories Securities Office

Tom Hall

867-873-7490

Nova Scotia Securities Commission

Tanya Wiltshire

902-424-8586

Nunavut Securities Office

Shamus Armstrong

867-975-6587

Office of the Superintendent of Securities, P.E.I.

Janice Callbeck

902-368-6288

Office of the Yukon Superintendent of Securities

Rhonda Horte

867-667-5466

Ontario Securities Commission

Carolyn Shaw-Rimmington

416-593-2361