February 8, 2017 Securities

Montréal – The Autorité des marchés financiers (the “AMF”) has launched penal proceedings in the judicial district of Beauharnois against Guillaume Fernandez and 9130-3040 Québec inc. A total of six charges related to illegal distribution activities were filed.

Specifically, Guillaume Fernandez is charged with five counts: three counts of making misrepresentations, one count of illegal practice as a securities dealer and one count of aiding in making a distribution without a prospectus. 9130-3040 Québec inc. was charged with one count of making a distribution without a prospectus.

The Autorité des marchés financiers (the “AMF”) is the regulatory and oversight body for Québec’s financial sector.

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