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      • 1 - Procedures and related matters [11-101 à 14-101]
        • 11-101 - Principal Regulator System
        • 11-102 - Passport System
        • 11-201 - Electronic Delivery of Documents
        • 11-202 - Process for Prospectus Reviews in Multiple Jurisdictions
        • 11-203 - Process for Exemptive Relief Applications in Multiple Jurisdictions
        • 11-204 - Process for Registration in Multiple Jurisdictions
        • 11-205 - Process for Designation of Credit Rating Organizations in Multiple Jurisdictions
        • 11-206 - Process for Cease to be a Reporting Issuer Applications
        • 11-207 - Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions
        • 12-202 - Revocation of Certain Cease Trade Orders
        • 12-203 - Management Cease Trade Orders
        • 13-101 - System for Electronic Document Analysis and Retrieval (SEDAR) (Repealed)
        • 13-102 - System Fees for SEDAR and NRD (Repealed)
        • 13-102 - System Fees
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        • 14-101 - Definitions
        • CSA Notices
        • Notice of publication - Regulation and Policy Statement of the CSA
      • 2 - Certain Capital Market Participants [21-101 à 25-201]
        • 21-101 - Marketplace Operation
        • 23-101 -Trading Rules
        • 23-102 - Use of Client Brokerage
        • 23-103 - Electronic Trading
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        • 25-201 - Guidance for Proxy Advisory Firms
        • CSA Notice
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      • 3 - Registration and Related Matters [31-101 à 35-101]
        • 31-101 - National Registration System
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        • 31-201 - National Registration System
        • 32-102 - Registration Exemptions for Non-Resident Investment Fund Managers
        • 33-102 - Regulation of certain registrant activities
        • 33-105 - Underwriting Conflicts
        • 33-109 - Registration Information
        • 35-101 - Conditional Exemption from registration for United States broker-dealers and agents
        • CSA Notices
        • Notice of publication - Regulation and Policy Statement of the CSA
      • 4 - Distribution Requirements [41-101 à 47-201]
        • 41-101 - General Prospectus Requirements
        • 41-103 - Prospectus Disclosure Requirements for Securitized Products
        • 41-201 - Income Trusts and Other Indirect Offerings
        • 43-101 - Standards of Disclosure for Mineral Projects
        • 44-101 - Short Form Prospectus Distributions
        • 44-102 - Shelf Distributions
        • 44-103 - Post-Receipt Pricing
        • 45-101 - Rights Offerings
        • 45-102 - Resale of Securities
        • 45-106 - Prospectus Exemptions
        • 45-107 - Listing Representation and Statutory Rights of Action Disclosure Exemptions
        • 45-108 - Crowdfunding
        • 45-110 - Start-up Crowdfunding Registration and Prospectus Exemptions
        • 45-513 - Prospectus Exemption for Distribution to Existing Security Holders
        • 46-201 : Escrow for Initial Public Offerings
        • 47-201 - Trading Securities Using the Internet and Other Electronic Means
        • C-15 - Scholarship or Educational Plan Prospectuses
        • CSA Notice
        • Notice of publication - Regulation and Policy Statement of the CSA
      • 5 - Ongoing Requirements for Issuers and Insiders [51-101 à 58-201]
        • 51-101 - Oil and Gas Activities
        • 51-102 - Continuous Disclosure Obligations
        • 51-103 - Venture Issuers - Governance and Disclosure
        • 51-105 - Issuers Quoted in the U.S. Over-the-Counter Markets
        • 51-106 - Continuous Disclosure Requirements for Securitized Products
        • 51-107 - Disclosure of Climate-related Matters
        • 51-201 - Disclosure Standards
        • 52-107 - Acceptable Accounting Principles and Auditing Standards
        • 52-108 - Auditor Oversight (V-1.1, r. 26) (Replaced)
        • 52-108 - Auditor Oversight (V-1.1, r. 26.1)
        • 52-109 - Certification of Disclosure in Issuers' Annual and Interim Filings
        • 52-110 - Audit Committees
        • 52-112 - Non-GAAP and Other Financial Measures Disclosure
        • 54-101 - Communication with Beneficial Owners of Securities of a Reporting Issuer
        • 54-102 - Interim Financial Statement and Report Exemption
        • 55-101 - Insider Reporting Exemptions
        • 55-102 - SEDI
        • 55-103 - Insider Reporting for Certain Derivative Transactions
        • 55-104 - Insider Reporting Requirements and Exemptions
        • 58-101 - Corporate Governance Practices
        • 58-201 - Corporate Governance Guidelines
        • CSA Notices
        • Notice of publication - Regulation and Policy Statement of the CSA
      • 6 - Takeover Bids and Special Transactions [61-101 à 62-203]
        • 61-101 - Protection of Minority Security Holders in Special Transactions
        • 62-103 - Early Warning System
        • 62-104 - Take-Over Bids and Issuer Bids
        • 62-105 - Security Holder Rights Plans
        • 62-203 - Take-Over Bids and Issuer Bids
        • CSA Notices
        • Notice of publication - Regulation and Policy Statement of the CSA
      • 7 - Securities Transactions Outside the Jurisdiction [71-101 à 71-102]
        • 71-101 - The Multijurisdictional Disclosure System
        • 71-102 - Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
        • Notice of publication - Regulation and Policy Statement of the CSA
      • 8 - Investment Funds [81-101 à 81-107]
        • 81-101 - Mutual Fund Prospectus Disclosure
        • 81-102 - Investment Funds
        • 81-104 - Alternative Mutual Funds
        • 81-105 - Mutual Fund Sales Practices
        • 81-106 - Investment Fund Continuous Disclosure
        • 81-107 - Independent Review Committee for Investment Funds
        • No. 29 - Mutual Funds Investing in Mortgages
        • CSA Notices
        • Notice of publication - Regulation and Policy Statement of the CSA
      • 9 - Derivatives
      • Quebec Regulation and Policy Statement
        • Authorization of Foreign-Based Exchanges
        • Prospectus and Registration Exemptions - Real Estate
        • Development Capital Investment Fund
        • Distribution of syndicated mortgages
        • Complaint processing and dispute resolution in the financial sector
        • Securities Regulation
        • 14-501Q - Definitions
        • 41-601Q - Capital Pool Companies
        • Q-7 - Securities Rating Agencies
        • Q-9 - Dealers, Advisers and Representatives
        • Q-17 - Restricted Shares
        • Q-20 - Soft Dollars Deals
        • Q-22 - Disclosure document for commodity futures contracts and options traded
        • Q-26 - Restrictions on Trading
        • Notice of the Autorité des marchés financiers
        • Notice of Publication - Québec Regulation and Policy Statement
      • Agreements
      • Fees and costs payable to the AMF
    • Obligations and administrative procedures
    • Public consultations
  • E-Services
    • How to register for AMF E-Services - Representatives and future professionals
      • Pay an invoice
    • Help to register for AMF E-Services - Firm
      • Pay an invoice - Entreprises
    • Files management of DWR and disclosure of distributors
    • Functional blocks
  • Obligations and administrative procedures
    • Complaint examination
      • Your complaint examination obligations
      • Complaints report
      • Framework for processing complaints effective until June 30, 2025
    • National Registration Database (NRD) and fees payable
    • Bulk transfers of accounts
    • Application of the United Nations Resolution to Suppress Terrorism
  • Mortgage brokerage supervision to be transferred to the AMF on May 1, 2020
    • Exemptions under the Distribution Act
    • Brokerage transaction
    • Professional liability insurance
    • Real estate brokers and mortgage brokerage referrals
    • Mortgage brokers practising in a business corporation which they control
    • Mortgage brokers whose agency will not carry on activities after April 30
    • Mortgage broker who is already registered with the AMF as an independent representative
  • Fintech
    • Firms with an Innovative Project
      • Legislative guidance
    • Our collaborations
    • Web form - Request for assistance or information
      • Contenu textuel formulaire fintech - anglais
• Becoming a professional
  • Insurance of persons
    • Compulsory training
      • Recognized Training Providers
      • Training period
      • Representatives from a Canadian province other than Québec or from a Canadian territory
    • Examinations
      • Manuals
      • Exam calendars
      • Practice examination questions
        • Ethics and Professional Practice (Québec)
        • Ethics and professional practice (Canada)
        • Life Insurance
        • Accident and Sickness Insurance
        • Segregated funds and annuities
      • Pilot exam questions
      • Exam pass rates
    • Competencies evaluation tables
    • Pass the probationary period
    • Apply for a representative's certificate
  • Damage insurance
    • Minimum qualifications in damage insurance
      • Recognized training providers
      • Training period
      • Training equivalents recognized by the AMF
      • Other equivalents
      • Representatives from a Canadian province other than Québec or from a Canadian territory
    • Examinations
      • Competencies evaluation tables
      • Manuals
      • Add sector or sector class
      • Practice examination questions
        • Integrate into practice the general principles of law applicable to damage insurance and the rules governing the activities of damage insurance representatives
        • Recommend personal property insurance products adapted to the clients' needs
        • Recommend personal-lines and commercial lines automobile insurance products adapted to the clients' needs
        • Recommend commercial-lines property and civil liability insurance products adapted to the client's needs
      • Exam calendars
      • Exam pass rates
    • Pass the probationary period
    • Apply for a representative's certificate
  • Claims adjustment
    • Minimum qualifications
      • Recognized training providers
      • Training equivalents recognized by the AMF
      • Training period
      • Other equivalents
      • Representatives from a Canadian province other than Québec or from a Canadian territory
    • Examinations
      • Competencies evaluation tables
      • Manuals
      • Add sector or sector class
      • Practice examination questions
        • Settle commercial-lines property and civil liability insurance claims based on the client’s coverage
        • Settle personal-lines and commercial-lines automobile insurance claims based on the client’s coverage
        • Settle personal property insurance claims based on the client’s coverage
        • Integrate into practice the general principles of law applicable to damage insurance and the rules governing the activities of claims adjusters
      • Exam calendars
      • Exam pass rates
    • Pass the probationary period
    • Apply for a representative's certificate
  • Mortgage brokerage
    • Compulsory training
      • Recognized Training Providers
      • Representative from a province or territory of Canada
    • Exams
      • Mortgage brokerage manuals
      • Examples of exam questions
        • Set up an ethical professional practice in compliance with the rules governing mortgage brokerage
        • Complete a mortgage brokerage transaction suited to the client’s situation and needs
        • Set up an ethical professional practice in compliance with the rules governing the management of a mortgage brokerage firm
      • Exams calendars
      • Exam pass rates
    • Competencies evaluation tables
    • Pass the probationary period
    • Apply for a representative's certificate
  • Examinations
    • Registration process
    • Examination rules
    • Exam preparation manuals
      • Manuals - Insurance of persons and group insurance of persons
      • Manuals - Damage insurance
      • Manuals - Claims adjustment
      • Mortgage brokerage manuals
    • AMF examination accommodation
    • Postponing or cancelling an exam
    • Rules for rewriting failed exams
    • Rules for review of exam results
    • Examination forms
  • Probationary period
    • General rules
    • Probationary period forms
    • Trainees
    • Supervisors and replacement supervisors
    • Employers
  • Particular situations
    • Representatives who are already certified in Québec
  • Application for a certificate
  • Financial planning
  • Securities
    • Investment Dealer and Restricted Dealer
    • Mutual Funds
    • Portfolio Management
      • Client Relationship Management specialists
    • Exempt Markets
    • Ultimate Designated Person
    • Scholarship Plans
    • PDO Exam
  • Trainers
    • Insurance of persons and Group insurance of persons
    • Damage insurance and Claims adjustement
    • Mortgage brokerage
    • Forms for trainers
• Other AMF mandates
  • Credit assessment agents
    • Supervisory Framework
    • Designation
    • Guideline
    • Disclosures
    • Information Security Incident Management
    • Regulation
    • Notices
    • Register
  • VRSP – Voluntary Retirement Savings Plan
    • About VRSPs
    • Applying for authorization
    • Distribution of VRSPs
  • Transparency Measures - Mining, oil and gas
    • Are you subject to the Act?
    • Applicable penalties
    • Declarations
    • Annual statements filing calendar
  • E-Services
    • Functional blocks - Other AMF mandates