Background

This list of frequently asked questions (FAQs) is compiled from staff notices containing FAQs (pdf - 200 KB)This link will open in a new window about Regulation 31-103 respecting Registration Requirements and Exemptions and Related Instruments that the CSA has published from time to time. It will be updated as further notices are published.

The most recent notice to be published is CSA Staff Notice 31-314 – Regulation 31-103 respecting Registration Requirements and Exemptions and Related Instruments – Frequently Asked Questions as of February 5, 2010. The FAQs addressed in this notice all relate to financial reporting requirements during the first year under the new registration regime that was introduced on September 28, 2009. The FAQs added further to the most recent notice are indicated with an asterisk in PDF document (pdf - 200 KB)This link will open in a new window.