In this section you will find references and links to securities regulations that apply to insiders. These references and links are presented in numerical or chronological order and are listed under various types of regulations.

Securities Act

Chapter II, Title I of the Act: Interpretation
- Sections 5, 8 and 9 of the Act

Chapter I, Title III of the Act: Reporting Issuer
- Section 68 of the Act

Chapter IV, Title III of the Act: Insider Reports
- Sections 89 to 103 of the Act

Chapter V, Title IV of the Act: Various Reports
- Sections 147.11 to 147.16 of the Act

Chapter I, Title VII of the Act: Use of Privileged Information and Miscellaneous Prohibitions
- Sections 187 to 191 of the Act

Chapter II, Title VII of the Act: Offences
- Sections 195 to 197 of the Act

Chapter III, Title VII of the Act: Penal Provisions
- Sections 202 to 213 of the Act

Chapter III, Title VIII of the Act: Use of Privileged Information
- Sections 226 to 228 of the Act

Securities Regulation This link will open in a new window

Chapter IV, Title III: Insider Reports
- Sections 171 to 175 of the Regulation

Chapter VII, Title V: Opening of Accounts and Obligations Towards Customers
- Section 242.1 of the Regulation

Schedule XIX: Insider Reports

Regulations and Policy Statements

Notices