Securities Regulation (V-1.1, r. 50)

Notice relating to Regulation

CSA Notice

AMF Notice

Notice of publication

History relating to Regulation

Date of publication in the bulletinText
January 11, 2017Order in Council 1112-2016: An Act respecting mainly the implementation of certain provisions of the Budget Speech of 26 March 2015 (2016, c. 7) - Coming into force of provisions of sections 154 and 167 of the Act (pdf - 52 KB)This link will open in a new window
In force on January 11, 2017 

 

Securities Regulation (pdf - 1 MB)This link will open in a new window (consolidated version)
In force from June 30, 2016 to January 10, 2017 
June 23, 2016Regulation to amend Securities Regulation (pdf - 298 KB)This link will open in a new window (concordant to Regulation 45-106 – Reports of Exempt Distribution)
In force on June 30, 2016
April 7, 2016Draft Regulation to amend Securities Regulation (pdf - 10 KB)This link will open in a new window (concordant to Regulation 45-106 – Reports of Exempt Distribution)
End of consultation : May 7, 2016 
Securities Regulation (pdf - 256 KB)This link will open in a new window (consolidated version)
In force from April 30, 2010 to June 29, 2016 
April 23, 2010Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new window (concordant to Regulation 55-104)
In force on April 30, 2010 
January 22, 2010Draft Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new window (concordant to Regulation 55-104)
End of consultation : February 22, 2010 
Securities Regulation (pdf - 1 MB)This link will open in a new window (consolidated version)
In force from September 28, 2009 to April 29, 2010  
September 25, 2009Regulation to amend Securities Regulation (pdf - 6 MB)This link will open in a new window (concordant to Regulation 31-103)
In force on September 28, 2009 
Septembre 25, 2009O.C. 961-2009 : An Act to amend the Securities Act and other legislative provisions (2004, c. 37; 2006, c. 50; 2009, c. 25) — Coming into force of certain provisions of the Act (Section 125 from 2009, c. 25) (pdf - 6 MB)This link will open in a new window
In force on September 28, 2009 
July 17, 2009Regulation to amend Securities Regulation (pdf - 5 MB)This link will open in a new window (concordant to Regulation 31-103)
Securities Regulation (pdf - 2 MB)This link will open in a new window (consolidated version) 
In force from May 7, 2009 to September 28, 2009
April 24, 2009Order in Council 429-2009: Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new window (concordant to Regulation 62-104 and Regulation 41-101 – governmental approbation)
In force on May 7, 2009 
Securities Regulation (pdf - 2 MB)This link will open in a new window (consolidated version)
In force from February 1, 2009 to May 6, 2009
January 23, 2009Order in Council 19-2009: Derivatives Act (2008, c. 24) — Coming into force (section 227) (pdf - 2 MB)This link will open in a new window
In force on February 1, 2009
September 26, 2008Draft Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new window (concordant to Regulation 62-104 – governmental approbation)
End of consultation : November 7, 2008 
Securities Regulation (pdf - 2 MB)This link will open in a new window (consolidated version)
In force from June 1, 2008 to January 30, 2009
May 30, 2008Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new window (concordant to Regulation respecting Development Capital Investment Fund Continuous Disclosure)
In force on June 1, 2008
Securities Regulation (pdf - 1 MB)This link will open in a new window (consolidated version)
In force from May 28, 2008 to May 31, 2008
March 21, 2008Draft Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new window (concordant to Regulation respecting Development Capital Investment Fund Continuous Disclosure)
End of consultation : April 21, 2008
Securities Regulation (pdf - 1 MB)This link will open in a new window (consolidated version)
In force from March 17, 2008 to May 27, 2008 
March 14, 2008Regulation to amend Securities Regulation (pdf - 7 MB)This link will open in a new window (concordant to Regulation 41-101)
In force on March 17, 2008 
February 29, 2008Draft Regulation to amend Securities Regulation (pdf - 7 MB)This link will open in a new window (concordant to Regulation 31-103)
End of consultation : May 29, 2008 
Securities Regulation (pdf - 2 MB)This link will open in a new window (consolidated version)
In force from February 1, 2008 to March 16, 2008
February 1, 2008Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new window (concordant to Regulation 62-104 and Civil actions)
In force on February 1, 2008
Securities Regulation (pdf - 3 MB)This link will open in a new window (consolidated version)
In force from December 31, 2007 to January 31, 2008
January 11, 2008Regulation to amend Securities Regulation (pdf - 4 MB)This link will open in a new window (concordant to Regulation 51-102)
In force on December 31, 2007
December 21, 2007Draft Regulation to amend Securities Regulation (pdf - 5 MB)This link will open in a new window (concordant to Regulation 41-101)
End of consultation : January 21, 2008
November 30, 2007Draft Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new window (concordant to Regulation 62-104)
End of consultation : December 31, 2007
November 9, 2007Draft Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new window (Civil actions)
End of consultation : December 9, 2007
October 12, 2007Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new window (concordant to Regulation 51-102)
December 1, 2006Draft Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new window (concordant to Regulation 51-102)
End of consultation : March 1, 2007
Securities Regulation (pdf - 3 MB)This link will open in a new window (consolidated version)
In force from October 27, 2006 to December 30, 2007
Securities Regulation (pdf - 3 MB)This link will open in a new window(consolidated version)
In force from December 29, 2005 to October 26, 2006
December 16, 2005Order in Council 1183-2005: Regulation to amend Securities Regulation (pdf - 47 KB)This link will open in a new window (Administrative monetary penalties)
In force on December 29, 2005
Securities Regulation (pdf - 3 MB)This link will open in a new window (consolidated version)
In force from December 1, 2005 to December 28, 2005
October 7, 2005Draft Regulation to amend Securities Regulation (pdf - 45 KB)This link will open in a new window (Administrative monetary penalties) End of consultation: November 21, 2005 
Securities Regulation (pdf - 3 MB)This link will open in a new window (consolidated version)
In force from September 14, 2005 to November 30, 2005
September 2, 2005Regulation to amend Securities Regulation (pdf - 45 KB)This link will open in a new window (concordant to Regulation 45-106 – governmental approval)
In force on September 14, 2005
September 2, 2005Regulation to amend Securities Regulation (pdf - 45 KB)This link will open in a new window (concordant to Regulation 45-106 - ministerial approval)
In force on September 14, 2005
Securities Regulation (pdf - 3 MB)This link will open in a new window (consolidated version)
In force from August 24, 2005 to September 13, 2005
August 26, 2005Regulation to amend Securities Regulation (pdf - 47 KB)This link will open in a new window (concordant to Regulation 33-105)
In force on August 24, 2005 
July 15, 2005Draft Regulation to amend Securities Regulation (pdf - 78 KB)This link will open in a new window (Administrative monetary penalties)
End of consultation: July 29, 2005
July 8, 2005Regulation to amend Securities Regulation (pdf - 80 KB)This link will open in a new window (concordant to Regulation 45-106)
July 8, 2005Draft Regulation to amend Securities Regulation (pdf - 83 KB)This link will open in a new window (Section 68 of the Securities Act)
End of consultation: August 8, 2005
June 17, 2005Draft Regulation to amend Securities Regulation (pdf - 76 KB)This link will open in a new window (concordant to Regulation 33-105)
End of consultation: July 18, 2005
Securities Regulation (pdf - 3 MB)This link will open in a new window (consolidated version)
In force from June 1, 2005 to August 23, 2005
June 3, 2005Regulation to amend Securities Regulation (pdf - 428 KB)This link will open in a new window (concordant to Regulation 51-102)
In force on June 1, 2005
May 27, 2005Draft Regulation to amend Securities Regulation (pdf - 24 KB)This link will open in a new window (concordant to Regulation 45-106 – governmental approval)
End of consultation: July 11, 2005
March 11, 2005Draft Regulation to amend Securities Regulation (pdf - 70 KB)This link will open in a new window (concordant to Regulation 45-106)
End of consultation: April 11, 2005
February 25, 2005Draft Regulation to amend Securities Regulation (pdf - 70 KB)This link will open in a new window (Administrative monetary penalties)
End of consultation: March 3, 2005
December 17, 2004Order in Council 1132-2004: Regulation to amend Securities Regulation (pdf - 433 KB)This link will open in a new window (NRD)
In force on December 1, 2005
October 8, 2004Draft Regulation to amend Securities Regulation (pdf - 75 KB)This link will open in a new window (NRD) End of consultation : November 22, 2004 
March 12, 2004Draft Regulation to amend Securities Regulation (pdf - 133 KB)This link will open in a new window (concordant to Regulation 51-102)
End of consultation: April 14, 2004
Securities Regulation (pdf - 3 MB)This link will open in a new window
In force from June 27, 2003 to May 31, 2005
June 13, 2003Regulation to amend Securities Regulation (pdf - 37 KB)This link will open in a new window
In force on June 27, 2003
June 11, 2003
(Gazette officielle)
Order in Council 630-2003 : Regulation to amend Securities Regulation (pdf - 41 KB)This link will open in a new window
In force on June 27, 2003
April 11, 2003Draft Regulation to amend Securities Regulation (pdf - 44 KB)This link will open in a new window (ministerial approval)
End of consultation: May 12, 2003 
April 9, 2003
(Gazette officielle)
Draft Regulation to amend Securities Regulation (pdf - 17 KB)This link will open in a new window (governmental approval)
End of consultation: May 24, 2003
Securities Regulation (pdf - 5 MB)This link will open in a new window (consolidated version)
In force from March 1, 2003 to June 26, 2003
February 5, 2003
(Gazette officielle)  
Order in Council 52-2003: Regulation to amend Securities Regulation (pdf - 25 KB)This link will open in a new window
In force on March 1, 2003
Securities Regulation (pdf - 5 MB)This link will open in a new window(consolidated version)
In force from October 29, 2001 to February 28, 2003
October 24, 2001
(Gazette officielle)  
Order in Coundil 1247-2001: Regulation to amend Securities Regulation (pdf - 358 KB)This link will open in a new window
In force on October 29, 2001
Securities Regulation (pdf - 5 MB)This link will open in a new window (consolidated version)
In force from August 2, 2001 to October 28, 2001
July 18, 2001
(Gazette officielle)
Order in Coundil 871-2001: Regulation to amend Securities Regulation (pdf - 377 KB)This link will open in a new window
In force on August 2, 2001
April 4, 2001
(Gazette officielle)
Draft Regulation to amend Securities Regulation (pdf - 11 KB)This link will open in a new window
End of consultation: May 18, 2001
Securities Regulation (pdf - 5 MB)This link will open in a new window (consolidated version)
In force from July 1, 2000 to August 1, 2001
June 7, 2000
(Gazette officielle)
Order in Council 627-2000: Regulation to amend Securities Regulation (pdf - 20 KB)This link will open in a new window
In force on July 1, 2000
March 29, 2000
(Gazette officielle)
Draft Regulation to amend Securities Regulation (pdf - 16 KB)This link will open in a new window
End of consultation: May 12, 2000
Securities Regulation (pdf - 4 MB)This link will open in a new window (consolidated version)
In force from May 29, 1997 to June 30, 2000
May 14, 1997
(Gazette officielle)
Order in Council 566-97: Regulation to amend Securities Regulation (pdf - 26 KB)This link will open in a new window
In force on May 29, 1997
Securities Regulation (pdf - 5 MB)This link will open in a new window (consolidated version)
In force from January 1, 1997 to May 28, 1997
December 31, 1996
(Gazette officielle)
Order in Council 1548-96 : Regulation to amend Securities Regulation (pdf - 48 KB)This link will open in a new window 
In force on January 1, 1997
Securities Regulation (pdf - 6 MB)This link will open in a new window (consolidated version)
In force from February 8, 1996 to December 31, 1996
January 24, 1996
(Gazette officielle)
Order in Council 30-96 : Regulation to amend Securities Regulation (pdf - 32 KB)This link will open in a new window
In force on February 9, 1996
August 16, 1995
(Gazette officielle)
Draft Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new window
End of consultation: September 29, 1995 
July 6, 1994
(Gazette officielle)
Draft Regulation to amend Securities Regulation (pdf - 381 KB)This link will open in a new window
End of consultation: August 19, 1994 
Securities Regulation (pdf - 5 MB)This link will open in a new window (consolidated version)
In force from October 21, 1993 to February 7, 1996
October 6, 1993
(Gazette officielle)
Order in Council 1346-93: Regulation to amend Securities Regulation (pdf - 226 KB)This link will open in a new window
In force on October 21, 1993
May 5, 1993
(Gazette officielle)
Draft Regulation to amend Securities Regulation (pdf - 473 KB)This link will open in a new window
End of consultation: June 18, 1993
Securities Regulation (pdf - 5 MB)This link will open in a new window (consolidated version)
In force from March 25, 1993 to October 20, 1993
March 10, 1993
(Gazette officielle)
Order in Council 226-93 : Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new window
In force on March 25, 1993
Securities Regulation (consolidated version)
In force from September 1, 1992 to March 25, 1993
August 12, 1992
(Gazette officielle)
Order in Council 1145-92 : Regulation to amend the Regulation to amend Securities Regulation (O.C. 980-62) (pdf - 2 MB)This link will open in a new window
In force on August 12, 1992
July 15, 1992
(Gazette officielle)
Order in Council 980-92: Regulation to amend Securities Regulation (pdf - 573 KB)This link will open in a new window
In force on September 1, 1992
Securities Regulation (pdf - 5 MB)This link will open in a new window (consolidated version)
In force from June 4, 1992 to August 11, 1992
May 20, 1992
(Gazette officielle)
Order in Council 680-92: Regulation to amend Securities Regulation (pdf - 317 KB)This link will open in a new window
In force on June 4, 1992
September 25, 1991
(Gazette officielle)
Draft Regulation to amend Securities Regulation (D. 380-92; D. 980-92 et D. 226-93) (pdf - 7 MB)This link will open in a new window
Securities Regulation (pdf - 4 MB)This link will open in a new window (consolidated version)
In force from January 1, 1991 to June 3, 1992
Securities Regulation (pdf - 5 MB)This link will open in a new window (consolidated version)
In force from December 20, 1990 to December 31, 1990
December 5, 1990
(Gazette officielle)
Order in Council 1622-90: Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new window
In force on December 20, 1990
May 2, 1990
(Gazette officielle)
Draft Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new window
Securities Regulation (pdf - 5 MB)This link will open in a new window (consolidated version)
In force from October 12, 1989 to December 19, 1990
September 27, 1989
(Gazette officielle)
Order in Council 1493-89: Regulation to amend Securities Regulation (pdf - 235 KB)This link will open in a new window
In force on October 12, 1989
July 26, 1989
(Gazette officielle)
Draft Regulation to amend Securities Regulation (pdf - 226 KB)This link will open in a new window
Securities Regulation (pdf - 5 MB)This link will open in a new window (consolidated version)
In force from October 1, 1988 to October 11, 1989
Securities Regulation (pdf - 4 MB)This link will open in a new window (consolidated version)
In force from July 21, 1988 to September 30, 1988
July 6, 1988
(Gazette officielle)
Order in Council 977-88: Regulation to amend Securities Regulation (pdf - 6 MB)This link will open in a new window
In force on July 21, 1988
Securities Regulation (pdf - 4 MB)This link will open in a new window (consolidated version)
In force from June 9, 1988 to July 20, 1988
June 1, 1988
(Gazette officielle)
Order in Council 717-88: An Act respecting trust companies and saving companies (1987, c. 95) – Coming into force (Section 402) (pdf - 124 KB)This link will open in a new window
In force on June 9, 1988
January 20, 1988
(Gazette officielle)
Draft Regulation to amend Securities Regulation (pdf - 5 MB)This link will open in a new window
Securities Regulation (pdf - 4 MB)This link will open in a new window (consolidated version)
In force from June 4, 1987 to June 8, 1988 
May 20, 1987
(Gazette officielle)
Order in Council 697-87: Regulation to amend Securities Regulation (pdf - 5 MB)This link will open in a new window
In force on June 4, 1987
November 26, 1986
(Gazette officielle)
Draft Regulation to amend Securities Regulation (pdf - 4 MB)This link will open in a new window
Securities Regulation (pdf - 4 MB)This link will open in a new window (consolidated version)
In force from December 30, 1985 to June 3, 1987
Securities Regulation (pdf - 5 MB)This link will open in a new window (consolidated version)
In force from August 1, 1985 to December 29, 1985
July 17, 1985
(Gazette officielle)
Order in Council 1263-85: Regulation to amend Securities Regulation (pdf - 9 MB)This link will open in a new window
In force on August 1, 1985
March 27, 1985
(Gazette officielle)
Draft Regulation to amend Securities Regulation (pdf - 9 MB)This link will open in a new window
March 13, 1985
(Gazette officielle)
Erratum - Order in Council 660-83 : Securities Regulation (pdf - 303 KB)This link will open in a new window
In force on April 6, 1983
Securities Regulation (pdf - 4 MB)This link will open in a new window(consolidated version)
In force from August 29, 1984 to July 31, 1985
August 29, 1984
(Gazette officielle)
Order in Council 1758-84: Regulation to amend Securities Regulation (pdf - 305 KB)This link will open in a new window
In force on August 29, 1984
May 30, 1984
(Gazette officielle)
Draft Regulation to amend Securities Regulation (pdf - 110 KB)This link will open in a new window
Securities Regulation (pdf - 4 MB)This link will open in a new window (administrative version)
In force from April 6, 1983 to August 28, 1984
April 6, 1983
(Gazette officielle)
Order in Council 660-83 : Securities Regulation (pdf - 25 MB)This link will open in a new window
In force on April 6, 1983
January 26, 1983
(Gazette officielle)
Proposed Securities Regulation (pdf - 25 MB)This link will open in a new window