Notice of publication - Regulation and Policy Statement of the CSA Securites

5- Ongoing Requirements for Issuers and Insiders

Notice of publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 318 KB)This link will open in a new windowUpdated on September 29, 2020

CSA Notice of publication: Regulation to amend Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities (pdf - 191 KB)This link will open in a new windowUpdated on December 4, 2014

Multilateral CSA Notice: Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices (pdf - 478 KB)This link will open in a new windowUpdated on October 15, 2014

Notice of Repeal and Replacement of Regulation 52-108 respecting Auditor Oversight and concordants (pdf - 226 KB)This link will open in a new windowUpdated on October 15, 2020

CSA Notice of Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer; Amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer and Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations; Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 117 KB)This link will open in a new windowUpdated on November 29, 2012

Notice of publication : Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 211 KB)This link will open in a new windowUpdated on May 10, 2012

Notice of publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations, including Form 51-102F6, Statement of Executive Compensation and Consequential Amendments (pdf - 535 KB)This link will open in a new windowUpdated on July 22, 2011

Notice of Publication: Regulation to amend Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities; Amendments to Policy Statement to Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities and related and consequential amendments (pdf - 5 MB)This link will open in a new windowUpdated on October 15, 2010

Notice of publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations, Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations, Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers and Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 12 MB)This link will open in a new windowUpdated on October 1st, 2010

Notice: Regulation 52-107 respecting Acceptable Accounting Principles and Auditing Standards; Policy Statement to Regulation 52-107 respecting Acceptable Accounting Principles, Auditing Standards and Reporting Currency; Regulation to amend Regulation 14-101 respecting Definitions and other related amendments to regulations and policy statements (pdf - 12 MB)This link will open in a new windowUpdated on October 1st, 2010

Notice of Publication: Regulation 52-109 respecting Certification of Disclosure in Issuers' Annual and Interim Filings and Amendments to Policy Statement to Regulation 52-109 respecting Certification of Disclosure in Issuers' Annual and Interim Filings (pdf - 12 MB)This link will open in a new windowUpdated on October 1st, 2010

Notice: Regulation 55-104 respecting Insider Reporting Requirements and Exemptions; Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions and Repeal of Related Predecessor Instruments (pdf - 3 MB)This link will open in a new windowUpdated on January 22, 2010

Notice of publication : Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations, including Form 51-102F2 Annual Information Form, Form 51 102F5, Information Circular and Form 51-102F6, Statement of Executive Compensation (in respect of financial years ending on or after December 31, 2008) (pdf - 2 MB)This link will open in a new windowUpdated on September 19, 2008

Notice of publication and repeal : Regulation 52-109 respecting Certification of disclosure in Issuers’ Annual and Interim Filings (pdf - 3 MB)This link will open in a new windowUpdated on August 15, 2008

Notice of publication : Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations, Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations, Regulation to amend Regulation 52-108 respecting Auditor Oversight, Amendments to Policy Statement to Regulation 52-110 respecting Audit Committees and Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure (pdf - 3 MB)This link will open in a new windowUpdated on April 18, 2008

Notice of publication : Regulation to amend National Instrument 55-102, System for Electronic Disclosure by Insiders (SEDI) (pdf - 3 MB)This link will open in a new windowUpdated on March 28, 2008

Notice of publication : Regulation to amend Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities and Policy Statement to Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities (pdf - 3 MB)This link will open in a new windowUpdated on October 12, 2007

 (came into force on December 28, 2007)

Notice of publication : Repeal of National Policy No. 48, Future-Oriented Financial Information and Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and Related Consequential Amendments (pdf - 3 MB)This link will open in a new windowUpdated on October 12, 2007

 (came into force on December 31, 2007)

Notice of publication : Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations, including Form 51-102F2 Annual Information Form, and Form 51-102F5 Information Circular and Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations, Regulation to amend Regulation 52-110 respecting Audit Committees, Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices, Regulation to amend Regulation Q-28 respecting General Prospectus Requirements, Regulation to amend Regulation 52-107 respecting Acceptable Accounting Principles, Auditing Standards and Reporting Currency, Regulation to amend Regulation 52-109 respecting Certification of Disclosure in Issuers’ Annual and Interim Filings, Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 3 MB)This link will open in a new windowUpdated on October 12, 2007

 (came into force on December 31, 2007)

Notice of publication : Regulation to amend Regulation 55-101 respecting Insider Reporting Exemptions and Amendments to Policy Statement to Regulation 55-101 respecting Insider Reporting Exemptions (pdf - 3 MB)This link will open in a new windowUpdated on June 8, 2007

Notice: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations, and Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations; Regulation to amend Regulation 52-107 respecting Acceptable Accounting Principles, Auditing Standards and Reporting Currency; Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions relating to Foreign Issuers, and Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions relating to Foreign Issuers; Regulation to repeal Regulation No. 3 respecting Unacceptable Auditors (pdf - 451 KB)This link will open in a new windowUpdated on October 13, 2006

Notice of amendments to Companion Policy 55-102: System for Electronic Disclosure by Insiders (SEDI) (pdf - 67 KB)This link will open in a new windowUpdated on July 22, 2005

Instruction générale 58-201 relative à la gouvernance et Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance, annexe 58-101A1 et annexe 58-101A2 (pdf - 426 KB)This link will open in a new windowUpdated on April 15, 2005

 (Available in french only)

Modification du projet de Règlement 52-110 sur le comité de vérification, modification du projet d'Instruction générale relative au Règlement 52-110 sur le comité de vérification - Avis de modification (pdf - 206 KB)This link will open in a new windowUpdated on April 15, 2005

 (Available in french only)

Modification du projet de Règlement 52-109 sur l'attestation de l'information présentée dans les documents annuels et intermédiaires des émetteurs, modification du projet d'Instruction générale relative au Règlement 52-109 sur l'attestation de l'information présentée dans les documents annuels et intermédiaires des émetteurs - Avis de modification (pdf - 321 KB)This link will open in a new windowUpdated on April 1st, 2005

 (Available in french only)

Avis de publication : Règlement 55-101 sur les dispenses de déclaration d'initié et Instruction générale relative au Règlement 55-101 sur les dispenses de déclaration d'initié (pdf - 418 KB)This link will open in a new windowUpdated on February 11, 2005

 (Available in french only)

Projet de Règlement 52-107 sur les principes comptables, normes de vérification et monnaies de présentation acceptables (pdf - 55 KB)This link will open in a new windowUpdated on January 16, 2004

 (Available in french only)

Projet de Règlement 52-108 sur la surveillance des vérificateurs (pdf - 508 KB)This link will open in a new windowUpdated on January 16, 2004

 (Available in french only)

Projet de Règlement 52-109 sur l'attestation de l'information présentée dans les documents annuels et intermédiaires des émetteurs (pdf - 750 KB)This link will open in a new windowUpdated on January 16, 2004

 (Available in french only)

Projet de Règlement 52-110 sur le comité de vérification (pdf - 140 KB)This link will open in a new windowUpdated on January 16, 2004

 (Available in french only)

Projet de Règlement 51-102 sur les obligations d'information continue, des annexes 51-102A1, 51-102A2, 51-102A3, 51-102A4, 51-102A5, 51-102A6 et de l'Instruction générale relative au Règlement 51-102 sur les obligations d'information continue (pdf - 1 MB)This link will open in a new windowUpdated on December 19, 2003

 (Available in french only)

Règlement 55-103 sur les déclarations d'initiés pour certaines opérations sur dérivés (Monétisation d'actions) et Instruction générale Y relative (pdf - 108 KB)This link will open in a new windowUpdated on November 28, 2003

 (Available in french only)

Mise en oeuvre du Règlement 51-101 sur l'information concernant les activités pétrolières et gazières (pdf - 526 KB)This link will open in a new windowUpdated on October 3, 2003

 (Available in french only)

Avis de modification :- Modification de la Norme canadienne 55-102, Système électronique de déclaration des initiés (SEDI) et des Formulaires 55-102F1, 55-102F2, 55-102F3 et 55-102F6 (pdf - 25 KB)This link will open in a new windowUpdated on May 2, 2003

 (Available in french only)

Instruction générale 51-201 relative aux lignes directrices en matière de communication de l'information et abrogation de l'Instruction générale n° C-40, Information occasionnelle (pdf - 160 KB)This link will open in a new windowUpdated on July 12, 2002

 (Available in french only)

Avis de publication : Règlement 54-102 sur la dispense de l'envoi des états financiers et rapports financiers intermédiaires (pdf - 27 KB)This link will open in a new windowUpdated on April 12, 2002

 (Available in french only)

Norme canadienne 55-102, Système électronique de déclaration des initiés (SEDI) (pdf - 64 KB)This link will open in a new windowUpdated on July 20, 2001

 (Available in french only)

Norme canadienne 55-101 : Dispense de certaines exigences de déclaration d'initié (pdf - 28 KB)This link will open in a new windowUpdated on February 23, 2001

 (Available in french only)