4 - Distribution Requirements

CSA Notice of Publication - Regulation to amend Regulation 41-101 respecting General Prospectus Requirements - Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Dellivery and related Consequential Amendement (pdf - 540 KB)This link will open in a new windowDecember 8, 2016

CSA Notice of Publication of Amendments relating to Reports of Exempt Distribution - Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 489 KB)This link will open in a new windowApril 7, 2016

CSA Notice of Publication: Amendments to Policy Statement to Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (pdf - 43 KB)This link will open in a new windowFebruary 25, 2016

Notice of publication : Regulation 45-108 respecting Crowdfunding (pdf - 202 KB)This link will open in a new windowNovember 5, 2015

Multilateral CSA Notice of Amendments to Regulation 45-106 This link will open in a new window respecting Prospectus Exemption (pdf - 122 KB)This link will open in a new windowOctober 29, 2015 - relating to Offering Memorandum Exemption

CSA Notice of Publication relating to Rights Offerings - Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordants (pdf - 500 KB)This link will open in a new windowSeptember 24, 2015

CSA Notice of Amendments related to the Recognition of Aequitas NEO Exchange Inc (pdf - 49 KB)This link will open in a new windowSeptember 3, 2015

Multilateral CSA Notice: Regulation 45-107 respecting Listing Representation and Statutory Rights of Action Disclosure Exemptions (pdf - 105 KB)This link will open in a new windowJune 25, 2015

CSA Notice of publication : Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 263 KB)This link will open in a new windowFebruary 19, 2015 – Accredited Investor and Minimum Amount Investment Prospectus Exemptions

CSA Notice of publication: Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 351 KB)This link will open in a new windowFebruary 19, 2015 – Short-term Debt Prospectus Exemption and Short-term Securitized Products

Notice of publication: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and concordant (pdf - 1 MB)This link will open in a new windowMay 30, 2013 - Prospectus pre-marketing and marketing regime

Notice of publication : Regulation to amend Regulation 41-101 respecting General Prospectus Requirements, Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements and consequential amendments (pdf - 150 KB)This link will open in a new windowFebruary 28, 2013 - One-year amendments

Notice of publication : Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 462 KB)This link will open in a new windowJanuary 10, 2013 - Scholarship Plan Prospectus Form

Notice: Regulation replacing Regulation 43-101 respecting Standards of Disclosure for Mineral Projects, including Form 43-101F1 Technical Report, and replacement of Policy Statement to Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (pdf - 1 MB)This link will open in a new windowApril 8, 2011

Notice of publication: Amendments to Policy Statement 41-201 respecting Income Trusts and Other Indirect Offerings (pdf - 26 KB)This link will open in a new windowNovember 9, 2010

Notice of publication: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements; Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements; Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions; Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions; Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 12 MB)This link will open in a new windowOctober 1, 2010

Notice of publication: Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and Amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 12 MB)This link will open in a new windowOctober 1, 2010

Notice of publication : Replacement of Regulation 45-106; Replacement of Policy Statement to Regulation 45-106; Regulation to amend Regulation 45-102 and Replacment of Policy Statement to Regulation 45-102 (pdf - 6 MB)This link will open in a new windowJuly 17, 2009

Notice of publication: Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowDecember 21, 2007

Notice of publication : Replacement of Policy Statement 41-201 respecting Income Trusts and Other Indirect Offerings (pdf - 3 MB)This link will open in a new windowJuly 6, 2007

Avis de publication : Règlement 44-101 sur le placement de titres au moyen d'un prospectus simplifié (pdf - 601 KB)This link will open in a new windowOctober 21, 2005

Notice of publication: Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (pdf - 2 MB)This link will open in a new windowOctober 7, 2005

Notice of publication : Regulation 45-106 respecting Prospectus and Registration Exemptions, Froms 45-106F1, 45-106F2, 45-106F3, 45-106F4, 45-106F5 and Policy Statement to Regulation 45-106 (pdf - 531 KB)This link will open in a new windowJuly 8, 2005

Notice of publication : Regulation 45-102 respecting Resale of Securities (pdf - 293 KB)This link will open in a new windowJuly 8, 2005

Notice of publication : Consequential Amendments arising from Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 118 KB)This link will open in a new windowJuly 8, 2005

Instruction générale 41-201 relative aux fiducies de revenu et autres placement indirects (pdf - 555 KB)This link will open in a new windowDecember 3, 2004 (Available in french only)

Avis de modification: Règlement modifiant la Norme canadienne 44-101, Placement de titres au moyen d'un prospectus simplifié (pdf - 354 KB)This link will open in a new windowOctober 22, 2004 (Available in french only)

Avis de publication : Instruction générale 46-201, Modalités d'entiercement applicables aux premiers appels publics à l'épargne (pdf - 270 KB)This link will open in a new windowMay 16, 2003 (Available in french only)

Norme canadienne 45-101 : Placements de droits de souscription, d'échange ou de conversion (pdf - 208 KB)This link will open in a new windowApril 27, 2001 (Available in french only)

Norme canadienne 44-101 : Placement de titres au moyen d'un prospectus simplifié (pdf - 232 KB)This link will open in a new windowDecember 15, 2000 (Available in french only)

Norme canadienne 44-102 : Placement de titres au moyen d'un prospectus préalable (pdf - 212 KB)This link will open in a new windowDecember 15, 2000 (Available in french only)

Avis de publication : Norme canadienne 44-103 : Régime de fixation du prix après le visa (pdf - 197 KB)This link will open in a new windowDecember 15, 2000 (Available in french only)

Norme canadienne 43-101 : Information concernant les projets miniers (pdf - 294 KB)This link will open in a new windowNovember 17, 2000 (Available in french only)