4 - Distribution Requirements
CSA Staff Notice 41-305: Share Structure Issues - Initial Public Offerings (pdf - 104 KB)This link will open in a new windowUpdated on September 24, 2010
CSA Staff Notice 41-306: IFRS Transition - Prospectus Issues (pdf - 50 KB)This link will open in a new windowUpdated on September 29, 2011
CSA Staff Notice 41-307 (Revised) : Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering (pdf - 124 KB)This link will open in a new windowUpdated on March 25, 2021
Revision and amendment to Regulation 43-101 launched by the CSA (pdf - 33 KB)This link will open in a new windowUpdated on April 3, 2009
CSA Staff Notice 43-306 : Technical reports filed for prospectus offerings (pdf - 106 KB)This link will open in a new windowUpdated on June 2, 2006
CSA Staff Notice 43-307: Mining Technical Reports – Preliminary Economic Assessments (pdf - 97 KB)This link will open in a new windowUpdated on August 16, 2012
CSA Staff Notice 43-308 : Professional Associations under Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (pdf - 60 KB)This link will open in a new windowUpdated on February 21, 2013
CSA Staff Notice 43-309 : Review of Website Investor Presentations by Mining Issuers (pdf - 167 KB)This link will open in a new windowUpdated on April 9, 2015
CSA Staff Notice 43-310 (Revised): Confidential Pre-File Review of Prospectuses (for non-investment fund issuers) (pdf - 301 KB)This link will open in a new windowUpdated on June 9, 2023
CSA Staff Notice 43-311 : Review of Mineral Resource Estimates in Technical Reports (pdf - 290 KB)This link will open in a new windowUpdated on June 4, 2020
CSA Staff Notice 44-304 : Linked Notes Distributed under Shelf Prospectus System (pdf - 73 KB)This link will open in a new windowUpdated on July 20, 2007
CSA Staff Notice 44-305: 2015 Update – Structured Notes Distributed Under the Shelf Prospectus System (pdf - 90 KB)This link will open in a new windowUpdated on January 22, 2015
CSA Staff Notice 44-306: Blanket Orders Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements (pdf - 267 KB)This link will open in a new windowUpdated on December 6, 2021Blanket Orders Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements
CSA Staff Notice 45-304 (revised): Notice of Local Exemption Related to Regulation 45-106 respecting Prospectus Exemptions and Regulation 31-103 respecting Registration Requirements, Exemption and Ongoing Registrant Obligations (pdf - 91 KB)This link will open in a new windowUpdated on September 28, 2020
CSA Staff Notice 45-307: Regulatory Developments Regarding Securitization (pdf - 52 KB)This link will open in a new windowUpdated on June 18, 2010
CSA Staff Notice 45-308 (Revised): Guidance for Preparing and Filing Reports of Exempt Distribution under Regulation 45-106 respecting Prospectus Exemptions (pdf - 509 KB)This link will open in a new windowUpdated on June 9, 2023
Multilateral CSA Staff Notice 45-309 (Revised): Guidance for Preparing and Filing an Offering Memorandum under Regulation 45-106 respecting Prospectus Exemptions (pdf - 297 KB)This link will open in a new windowUpdated on March 7, 2023
CSA Staff Notice 45-310: Update on CSA Staff Consultation Note 45-401 - Review of Minimum Amount and Accredited Investor Exemptions (pdf - 44 KB)This link will open in a new windowUpdated on June 7, 2012
Multilateral CSA Notice 45-312: Proposed Prospectus Exemption for Distributions to Existing Security Holders (pdf - 80 KB)This link will open in a new windowUpdated on November 21, 2013
Multilateral CSA Notice 45-313: Prospectus Exemption for Distributions to Existing Security Holders (pdf - 116 KB)This link will open in a new windowUpdated on March 13, 2014
CSA Staff Notice 45-314: Updated List of Current CSA Exempt Market Initiatives (pdf - 101 KB)This link will open in a new windowUpdated on January 28, 2016
Multilateral CSA Notice 45-316: Start-up Crowdfunding Registration and Prospectus Exemptions (pdf - 245 KB)This link will open in a new windowUpdated on May 14, 2015
Multilateral CSA Notice 45-317: Amendments to Start-up Crowdfunding Registration and Prospectus Exemptions (pdf - 110 KB)This link will open in a new windowUpdated on January 21, 2016
Multilateral CSA Notice 45-319: Amendments to Start-up Crowdfunding Registration and Prospectus Exemptions (pdf - 324 KB)This link will open in a new windowUpdated on June 30, 2016
Multilateral CSA Staff Notice 45-322: Potential Concerns with the Structure of Rights Offerings (pdf - 139 KB)This link will open in a new windowUpdated on January 12, 2017
CSA Staff Notice 45-323 (revised): Update on Use of the Rights Offering Exemption in Regulation 45-106 respecting Prospectus Exemptions (pdf - 184 KB)This link will open in a new windowUpdated on July 26, 2018
CSA Staff Notice 45-324 – Update on the Start-up Crowdfunding Registration and Prospectus Exemptions (pdf - 137 KB)This link will open in a new windowUpdated on February 21, 2019
CSA Staff Notice 45-325: Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts (pdf - 190 KB)This link will open in a new windowUpdated on February 7, 2019
CSA Staff Notice 45-326: Update on amendments relating to Syndicated Mortgages (pdf - 72 KB)This link will open in a new windowUpdated on December 11, 2019
CSA Staff Notice 45-329: Guidance for using the start-up crowdfunding registration and prospectus exemptions (pdf - 484 KB)This link will open in a new windowUpdated on June 21, 2021
CSA Staff Notice 45-330: Frequently Asked Questions about the Listed Issuer Financing Exemption (pdf - 269 KB)This link will open in a new windowUpdated on June 1st, 2023
CSA Notice 46-303: Principal Protected Notes (pdf - 154 KB)This link will open in a new windowUpdated on July 7, 2006
CSA Notice 46-304: Update on Principal Protected Notes (pdf - 52 KB)This link will open in a new windowUpdated on July 27, 2012
CSA Notice 46-305: Second Update on Principal Protected Notes (pdf - 33 KB)This link will open in a new windowUpdated on August 29, 2008
CSA Staff Notice 46-307: Cryptocurrency Offerings (pdf - 122 KB)This link will open in a new windowUpdated on August 24, 2017
CSA Staff Notice 46-308: Securities Law Implications for Offerings of Tokens (pdf - 130 KB)This link will open in a new windowUpdated on June 11, 2018
CSA Staff Notice 46-309 Bail-in Debt (pdf - 80 KB)This link will open in a new windowUpdated on August 23, 2018
