Regulation 44-102 respecting Shelf Distributions (V-1.1, r. 17)

Notice relating to Regulation 44-102

CSA Notice

Notice of publication

History relating to Regulation 44-102

Date of publication in the Bulletin Text
May 9, 2019 Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 44 KB)This link will open in a new windowUpdated on 9 May 2019At-the Market Distributions (At-the-Market Distributions)
End of consultation: August 7, 2019
May 9, 2019 Draft Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 28 KB)This link will open in a new windowUpdated on 9 May 2019At-the-Market Distributions (At-the-Market Distributions)
End of consultation: August 7, 2019
May 9, 2019 CSA Notice of Consultation: Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions and Draft Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions - At-the-Market Distributions (pdf - 71 KB)This link will open in a new windowUpdated on 9 May 2019At-the-Market Distributions
May 2, 2019 Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new windowUpdated on 30 April 2019System Replacement (concordant to Regulation 13-103)
End of consultation: July 31, 2019
May 2, 2019 Draft Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new windowUpdated on 30 April 2019System Replacement (concordant to Regulation 13-103)
End of consultation: July 31, 2019
June 7, 2018 Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 347 KB)This link will open in a new windowUpdated on 13 June 2018"Regulation, amend, 44-102, Shelf Distributions, final, gazette officielle, concordant, 44-101" (Designated Rating Organizations)
In force on June 12, 2018  
March 29, 2018 Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new windowUpdated on 28 March 2018Designated rating organizations (Designated Rating Organizations)
March 29, 2018 CSA Notice of publication of amendments relating to Designated rating organizations (pdf - 90 KB)This link will open in a new windowUpdated on 29 March 2018Designated Rating Organizations
July 6, 2017 Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new windowUpdated on 29 June 2017"Regulation, amend, 44-102, Shelf Distributions" (Designated Rating Organizations)
End of consultation: October 4, 2017
Regulation 44-102 respecting Shelf Distributions (pdf - 681 KB)This link will open in a new windowUpdated on 11 June 2018Shelf Distributions (official consolidated version)
In force from August 13, 2013 to June 11, 2018

August 8, 2013

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 187 KB)This link will open in a new windowUpdated on 8 August 2013Premarketing (concordant to Regulation 41-101 - premarketing)
In force on August 13, 2013

August 8, 2013

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 19 KB)This link will open in a new windowUpdated on 8 August 2013Premarketing (concordant to Regulation 41-101 - premarketing)
In force on August 13, 2013

 

Regulation 44-102 respecting Shelf Distributions (pdf - 522 KB)This link will open in a new windowUpdated on 30 July 2013Shelf Distributions (consolidated version)
In force from May 31, 2013 to August 12, 2013

 

Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 172 KB)This link will open in a new windowUpdated on 30 July 2013Shelf Distributions (consolidated version)
In force from May 31, 2013 to August 12, 2013

May 30, 2013

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 139 KB)This link will open in a new windowUpdated on 30 May 2013 (concordant to Regulation 25-101)
In force on May 31, 2013

May 30, 2013

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 9 KB)This link will open in a new windowUpdated on 2 June 2013 (concordant to Regulation 25-101)
In force on May 31, 2013

May 30, 2013

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 48 KB)This link will open in a new windowUpdated on 2 June 2013Pre-marketing (concordant to Regulation 41-101 - premarketing)
End of consultation : June 30, 2013

May 30, 2013

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new windowUpdated on 2 June 2013Pre-marketing (concordant to Regulation 41-101 - premarketing)

 

Regulation 44-102 respecting Shelf Distributions (pdf - 472 KB)This link will open in a new windowUpdated on 31 May 2013Shelf Distributions (consolidated version)
In force from May 14, 2013 to May 30, 2013

 

Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 158 KB)This link will open in a new windowUpdated on 31 May 2013Shelf Distributions (consolidated version)
In force from May 14, 2013 to May 30, 2013

May 9, 2013

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 81 KB)This link will open in a new windowUpdated on 10 May 2013One-year amendments - Prospectus Rules (concordant to Regulation 41-101 - One-year amendments)
In force on May 14, 2013

May 9, 2013

Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new windowUpdated on 10 May 2013One-year amendments - Prospectus Rules (concordant to Regulation 41-101 - One-year amendments)
In force on May 14, 2013

March 14, 2013

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new windowUpdated on 13 March 2013Designated Rating Organizations (concordant to Regulation 25-101)

March 14, 2013

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new windowUpdated on 13 March 2013Designated Rating Organizations (concordant to Regulation 25-101)

March 14, 2013

Notice of publication: Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new windowUpdated on 14 March 2013Designated Rating Organizations

February 28, 2013

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 21 KB)This link will open in a new windowUpdated on 28 February 2013 (concordant to Regulation 41-101 - One-year amendments)

February 28, 2013

Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new windowUpdated on 28 February 2013 (concordant to Regulation 41-101 - One-year amendments)

September 13, 2012

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 35 KB)This link will open in a new windowUpdated on 11 September 2012 (concordant to Regulation 51-103)

July 26, 2012

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 20 MB)This link will open in a new windowUpdated on 27 July 2012 (concordant to Regulation 25-101)

July 26, 2012

Draft Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 20 MB)This link will open in a new windowUpdated on 27 July 2012 (concordant to Regulation 25-101)

July 26, 2012

Notice and Request for comment: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 20 MB)This link will open in a new windowUpdated on 27 July 2012

November 25, 2011

Draft Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 3 MB)This link will open in a new windowUpdated on 28 November 2011 (concordant to Regulation 41-101 - premarketing)

July 29, 2011

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 7 MB)This link will open in a new windowUpdated on 1st August 2011 (concordant to Regulation 51-103)

July 29, 2011

Draft Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 7 MB)This link will open in a new windowUpdated on 1st August 2011 (blacklined version - concordant to Regulation 51-103)

July 15, 2011

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 6 MB)This link will open in a new windowUpdated on 18 July 2011 (concordant to Regulation 41-101)

July 15, 2011

Draft Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 6 MB)This link will open in a new windowUpdated on 18 July 2011 (concordant to Regulation 41-101)

 

Regulation 44-102 respecting Shelf Distributions (pdf - 522 KB)This link will open in a new windowUpdated on 12 May 2013Shelf Distributions (administrative consolidated version)
In force from January 1, 2011 to May 13, 2013

 

Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 162 KB)This link will open in a new windowUpdated on 12 May 2013Shelf distributions (administrative consolidated version)
In force from January 1, 2011 to May 13, 2013

December 17, 2010

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 18 MB)This link will open in a new windowUpdated on 20 December 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 18 MB)This link will open in a new windowUpdated on 20 December 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

October 1, 2010

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 12 MB)This link will open in a new windowUpdated on 2 June 2011 (concordant to Regulation 52-107)

October 1, 2010

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 12 MB)This link will open in a new windowUpdated on 2 June 2011 (concordant to Regulation 52-107)

October 1, 2010

Notice of publication: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements; Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements; Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions; Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions; Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 12 MB)This link will open in a new windowUpdated on 30 May 2011

March 12, 2010

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 3 MB)This link will open in a new windowUpdated on 17 March 2010 (concordant to Regulation 52-107)

March 12, 2010

Draft Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 3 MB)This link will open in a new windowUpdated on 17 March 2010 (concordant to Regulation 52-107)

September 25, 2009

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to: Regulation 41-101 respecting General Prospectus Requirements Regulation 44-101 respecting Short Form Prospectus Distributions, Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions and Regulation 44-102 respecting Shelf Distributions (pdf - 6 MB)This link will open in a new windowUpdated on 17 March 2010

 

Regulation 44-102 respecting Shelf Distributions (pdf - 556 KB)This link will open in a new windowUpdated on 26 January 2011 (adminsitrative consolidated version)
In force from March 17, 2008 to December 31, 2010

 

Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 351 KB)This link will open in a new windowUpdated on 26 January 2011 (adminsitrative consolidated version)
In force from March 17, 2008 to December 31, 2010

March 14, 2008

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 8 MB)This link will open in a new windowUpdated on 16 March 2010 (concordant to Regulation 41-101)
In force on March 17, 2008

March 14, 2008

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 8 MB)This link will open in a new windowUpdated on 16 March 2010 (concordant to Regulation 41-101)
In force on March 17, 2008

December 21, 2007

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 5 MB)This link will open in a new windowUpdated on 16 March 2010 (concordant to Regulation 41-101)

December 21, 2007

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 5 MB)This link will open in a new windowUpdated on 16 March 2010 (concordant to Regulation 41-101)

December 21, 2006

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 3 MB)This link will open in a new windowUpdated on 16 March 2010 (concordant to Regulation 41-101)

December 21, 2006

Draft Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 3 MB)This link will open in a new windowUpdated on 16 March 2010 (concordant to Regulation 41-101)

 

Regulation 44-102 respecting Shelf Distributions (pdf - 360 KB)This link will open in a new windowUpdated on 16 March 2010 (administrative consolidated version)
In force from December 30, 2005 to March 16, 2008

 

Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 264 KB)This link will open in a new windowUpdated on 16 March 2010 (administrative consolidated version)
In force from December 30, 2005 to March 16, 2008

December 16, 2005

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 478 KB)This link will open in a new windowUpdated on 16 March 2010 (concordant to Regulation 44-101)
In force on December 30, 2005

December 16, 2005

Amendment to Companion Policy 44-102, Shelf Distributions (pdf - 513 KB)This link will open in a new windowUpdated on 16 March 2010 (concordant to Regulation 44-101)
In force on December 30, 2005

October 21, 2005

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 597 KB)This link will open in a new windowUpdated on 17 March 2010 (concordant to Regulation 44-101)

October 21, 2005

Amendment to Companion Policy 44-102, Shelf Distributions (pdf - 312 KB)This link will open in a new windowUpdated on 17 March 2010 (concordant to Regulation 44-101)

 

Regulation 44-102 respecting Shelf Distributions (pdf - 652 KB)This link will open in a new windowUpdated on 17 March 2010 (administrative consolidated version)
In force from September 19, 2005 to December 29, 2005

August 26, 2005

Regulation to amend National Instrument 44-102, Shelf Distributions (pdf - 196 KB)This link will open in a new windowUpdated on 17 March 2010 (concordant to Regulation 11-101)
In force on September 19, 2005

June 17, 2005

Draft Regulation to amend National Instrument 44-102, Shelf Distributions (pdf - 258 KB)This link will open in a new windowUpdated on 17 March 2010 (concordant to Regulation 11-101)

June 17, 2005

Request for comment: Regulation to amend National Instrument 44-102, Shelf Distributions (pdf - 198 KB)This link will open in a new windowUpdated on 17 March 2010

January 7, 2005

Draft Regulation to amend National Instrument 44-102, Shelf Distributions (pdf - 379 KB)This link will open in a new windowUpdated on 17 March 2010 (concordant to Regulation 44-101)

January 7, 2005

Draft Amendment to Companion Policy 44-102, Shelf Distributions (pdf - 290 KB)This link will open in a new windowUpdated on 17 March 2010 (concordant to Regulation 44-101)

 

National Instrument 44-102, Shelf Distributions (pdf - 340 KB)This link will open in a new windowUpdated on 17 March 2010 (administrative version)
In force from May 22, 2001 to September 18, 2005

 

Companion Policy 44-102, Shelf Distributions (pdf - 252 KB)This link will open in a new windowUpdated on 17 March 2010 (administrative version)
In force from May 22, 2001 to December 29, 2005

June 1, 2001

National Instrument 44-102, Shelf Distributions (pdf - 287 KB)This link will open in a new windowUpdated on 17 March 2010
In force on May 22, 2001

June 1, 2001

Companion Policy 44-102, Shelf Distributions (pdf - 208 KB)This link will open in a new windowUpdated on 17 March 2010
In force on May 22, 2001

 

National Instrument 44-102, Shelf Distributions (pdf - 342 KB)This link will open in a new windowUpdated on 17 March 2010 (administrative version)
In force from December 31, 2000 to May 21, 2001

 

Companion Policy 44-102, Shelf Distributions (pdf - 252 KB)This link will open in a new windowUpdated on 17 March 2010 (administrative version)
In force from December 31, 2000 to May 21, 2001

December 15, 2000

Norme canadienne 44-102, Placement de titres au moyen d'un prospectus préalable (pdf - 260 KB)This link will open in a new windowUpdated on 17 March 2010 (Available in french only)
In force on December 31, 2000

December 15, 2000

Instruction complémentaire 44-102, Placement de titres au moyen d'un prospectus préalable (pdf - 220 KB)This link will open in a new windowUpdated on 17 March 2010 (Available in french only)
In force on December 31, 2000

December 15, 2000

Avis de publication : Norme canadienne 44-102, Placement de titres au moyen d'un prospectus préalable (pdf - 212 KB)This link will open in a new windowUpdated on 15 December 2000 (Available in french only)