Regulation 44-102 respecting Shelf Distributions (V-1.1, r. 17)

Notice relating to Regulation 44-102

CSA Notice

Notice of publication

History relating to Regulation 44-102

Date of publication in the Bulletin Text
July 6, 2017 Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new window (Designated Rating Organizations)
End of consultation: October 4, 2017

August 8, 2013

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 187 KB)This link will open in a new window (concordant to Regulation 41-101 - premarketing)
In force on August 13, 2013

August 8, 2013

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 19 KB)This link will open in a new window (concordant to Regulation 41-101 - premarketing)
In force on August 13, 2013

 

Regulation 44-102 respecting Shelf Distributions (pdf - 522 KB)This link will open in a new window (consolidated version)
In force from May 31, 2013 to August 12, 2013

 

Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 172 KB)This link will open in a new window (consolidated version)
In force from May 31, 2013 to August 12, 2013

May 30, 2013

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 139 KB)This link will open in a new window (concordant to Regulation 25-101)
In force on May 31, 2013

May 30, 2013

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 9 KB)This link will open in a new window (concordant to Regulation 25-101)
In force on May 31, 2013

May 30, 2013

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 48 KB)This link will open in a new window (concordant to Regulation 41-101 - premarketing)
End of consultation : June 30, 2013

May 30, 2013

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new window (concordant to Regulation 41-101 - premarketing)

 

Regulation 44-102 respecting Shelf Distributions (pdf - 472 KB)This link will open in a new window (consolidated version)
In force from May 14, 2013 to May 30, 2013

 

Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 158 KB)This link will open in a new window (consolidated version)
In force from May 14, 2013 to May 30, 2013

May 9, 2013

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 81 KB)This link will open in a new window (concordant to Regulation 41-101 - One-year amendments)
In force on May 14, 2013

May 9, 2013

Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new window (concordant to Regulation 41-101 - One-year amendments)
In force on May 14, 2013

March 14, 2013

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new window (concordant to Regulation 25-101)

March 14, 2013

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new window (concordant to Regulation 25-101)

March 14, 2013

Notice of publication: Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new window

February 28, 2013

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 21 KB)This link will open in a new window (concordant to Regulation 41-101 - One-year amendments)

February 28, 2013

Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new window (concordant to Regulation 41-101 - One-year amendments)

September 13, 2012

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 35 KB)This link will open in a new window (concordant to Regulation 51-103)

July 26, 2012

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 20 MB)This link will open in a new window (concordant to Regulation 25-101)

July 26, 2012

Draft Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 20 MB)This link will open in a new window (concordant to Regulation 25-101)

July 26, 2012

Notice and Request for comment: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 20 MB)This link will open in a new window

November 25, 2011

Draft Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 41-101 - premarketing)

July 29, 2011

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 7 MB)This link will open in a new window (concordant to Regulation 51-103)

July 29, 2011

Draft Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 7 MB)This link will open in a new window (blacklined version - concordant to Regulation 51-103)

July 15, 2011

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 6 MB)This link will open in a new window (concordant to Regulation 41-101)

July 15, 2011

Draft Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 6 MB)This link will open in a new window (concordant to Regulation 41-101)

 

Regulation 44-102 respecting Shelf Distributions (pdf - 522 KB)This link will open in a new window (administrative consolidated version)
In force from January 1, 2011 to May 13, 2013

 

Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 162 KB)This link will open in a new window (administrative consolidated version)
In force from January 1, 2011 to May 13, 2013

December 17, 2010

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 18 MB)This link will open in a new window (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 18 MB)This link will open in a new window (concordant to Regulation 52-107)
In force on January 1, 2011

October 1, 2010

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 12 MB)This link will open in a new window (concordant to Regulation 52-107)

October 1, 2010

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 12 MB)This link will open in a new window (concordant to Regulation 52-107)

October 1, 2010

Notice of publication: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements; Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements; Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions; Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions; Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 12 MB)This link will open in a new window

March 12, 2010

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 52-107)

March 12, 2010

Draft Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 52-107)

September 25, 2009

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to: Regulation 41-101 respecting General Prospectus Requirements Regulation 44-101 respecting Short Form Prospectus Distributions, Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions and Regulation 44-102 respecting Shelf Distributions (pdf - 6 MB)This link will open in a new window

 

Regulation 44-102 respecting Shelf Distributions (pdf - 556 KB)This link will open in a new window (adminsitrative consolidated version)
In force from March 17, 2008 to December 31, 2010

 

Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 351 KB)This link will open in a new window (adminsitrative consolidated version)
In force from March 17, 2008 to December 31, 2010

March 14, 2008

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 8 MB)This link will open in a new window (concordant to Regulation 41-101)
In force on March 17, 2008

March 14, 2008

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 8 MB)This link will open in a new window (concordant to Regulation 41-101)
In force on March 17, 2008

December 21, 2007

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 5 MB)This link will open in a new window (concordant to Regulation 41-101)

December 21, 2007

Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 5 MB)This link will open in a new window (concordant to Regulation 41-101)

December 21, 2006

Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 41-101)

December 21, 2006

Draft Amendment to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 41-101)

 

Regulation 44-102 respecting Shelf Distributions (pdf - 360 KB)This link will open in a new window (administrative consolidated version)
In force from December 30, 2005 to March 16, 2008

 

Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 264 KB)This link will open in a new window (administrative consolidated version)
In force from December 30, 2005 to March 16, 2008

December 16, 2005

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 478 KB)This link will open in a new window (concordant to Regulation 44-101)
In force on December 30, 2005

December 16, 2005

Amendment to Companion Policy 44-102, Shelf Distributions (pdf - 513 KB)This link will open in a new window (concordant to Regulation 44-101)
In force on December 30, 2005

October 21, 2005

Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 597 KB)This link will open in a new window (concordant to Regulation 44-101)

October 21, 2005

Amendment to Companion Policy 44-102, Shelf Distributions (pdf - 312 KB)This link will open in a new window (concordant to Regulation 44-101)

 

Regulation 44-102 respecting Shelf Distributions (pdf - 652 KB)This link will open in a new window (administrative consolidated version)
In force from September 19, 2005 to December 29, 2005

August 26, 2005

Regulation to amend National Instrument 44-102, Shelf Distributions (pdf - 196 KB)This link will open in a new window (concordant to Regulation 11-101)
In force on September 19, 2005

June 17, 2005

Draft Regulation to amend National Instrument 44-102, Shelf Distributions (pdf - 258 KB)This link will open in a new window (concordant to Regulation 11-101)

June 17, 2005

Request for comment: Regulation to amend National Instrument 44-102, Shelf Distributions (pdf - 198 KB)This link will open in a new window

January 7, 2005

Draft Regulation to amend National Instrument 44-102, Shelf Distributions (pdf - 379 KB)This link will open in a new window (concordant to Regulation 44-101)

January 7, 2005

Draft Amendment to Companion Policy 44-102, Shelf Distributions (pdf - 290 KB)This link will open in a new window (concordant to Regulation 44-101)

 

National Instrument 44-102, Shelf Distributions (pdf - 340 KB)This link will open in a new window (administrative version)
In force from May 22, 2001 to September 18, 2005

 

Companion Policy 44-102, Shelf Distributions (pdf - 252 KB)This link will open in a new window (administrative version)
In force from May 22, 2001 to December 29, 2005

June 1, 2001

National Instrument 44-102, Shelf Distributions (pdf - 287 KB)This link will open in a new window
In force on May 22, 2001

June 1, 2001

Companion Policy 44-102, Shelf Distributions (pdf - 208 KB)This link will open in a new window
In force on May 22, 2001

 

National Instrument 44-102, Shelf Distributions (pdf - 342 KB)This link will open in a new window (administrative version)
In force from December 31, 2000 to May 21, 2001

 

Companion Policy 44-102, Shelf Distributions (pdf - 252 KB)This link will open in a new window (administrative version)
In force from December 31, 2000 to May 21, 2001

December 15, 2000

Norme canadienne 44-102, Placement de titres au moyen d'un prospectus préalable (pdf - 260 KB)This link will open in a new window (Available in french only)
In force on December 31, 2000

December 15, 2000

Instruction complémentaire 44-102, Placement de titres au moyen d'un prospectus préalable (pdf - 220 KB)This link will open in a new window (Available in french only)
In force on December 31, 2000

December 15, 2000

Avis de publication : Norme canadienne 44-102, Placement de titres au moyen d'un prospectus préalable (pdf - 212 KB)This link will open in a new window (Available in french only)