Regulation 44-101 respecting Short Form Prospectus Distributions (V-1.1, r. 16) 

Notice relating to Regulation 44-101

CSA Notice

Notice of publication

History relating to Regulation 44-101

Date of publication in the Bulletin Text
July 6, 2017 Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 23 KB)This link will open in a new window (Designated Rating Organizations)
End of consultation: October 4, 2017

December 3, 2015

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 49 KB)This link will open in a new window (concordant to Regulation 45-106 - Rights Offerings)
In force on December 8, 2015

 

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 1 MB)This link will open in a new window (official consolidated version)
In force from November 17, 2015 to December 7, 2015

November 5, 2015

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 58 KB)This link will open in a new window (Recognition of Aequitas Neo Exchange)
In force on November 17, 2015

September 24, 2015

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 14 KB)This link will open in a new window (concordant to Regulation 45-106 - Rights Offerings)

September 3, 2015

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 14 KB)This link will open in a new window (Recognition of Aequitas Neo Exchange)

September 3, 2015

CSA Notice of Amendments related to the Recognition of Aequitas NEO Exchange Inc. (pdf - 49 KB)This link will open in a new window

December 11, 2014

Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 14 KB)This link will open in a new window (Recognition of Aequitas Neo Exchange)
End of consultation: March 11, 2015

December 11, 2014

CSA Notice and Request for Comment: Proposed Amendments to Certain Regulations related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 66 KB)This link will open in a new window

November 27, 2014

Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 15 KB)This link will open in a new window (concordant to Regulation 45-106)
End of consultation: February 25, 2015

 

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 1 MB)This link will open in a new window (consolidated version)
In force from August 13, 2013 to November 16, 2015

August 8, 2013

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 220 KB)This link will open in a new window (concordant to Regulation 41-101 - pre-marketing)
In force on August 13, 2013

August 8, 2013

Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 21 KB)This link will open in a new window (concordant to Regulation 41-101 - pre-marketing)
In force on August 13, 2013

 

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 1 MB)This link will open in a new window (consolidated version)
In force from May 31, 2013 to August 12, 2013

 

Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 354 KB)This link will open in a new window (consolidated version)
In force from May 31, 2013 to August 12, 2013

May 30, 2013

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 139 KB)This link will open in a new window (concordant to Regulation 25-101)
In force on May 31, 2013

May 30, 2013

Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 10 KB)This link will open in a new window (concordant to Regulation 25-101)
In force on May 31, 2013

May 30, 2013

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 77 KB)This link will open in a new window (concordant to Regulation 41-101 - pre-marketing)

May 30, 2013

Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 10 KB)This link will open in a new window (concordant to Regulation 41-101 - pre-marketing)

 

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 915 KB)This link will open in a new window (consolidated version)
In force from May 14, 2013 to May 30, 2013

 

Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 320 KB)This link will open in a new window (consolidated version)
In force from May 14, 2013 to May 30, 2013

May 9, 2013

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 104 KB)This link will open in a new window (concordant to Regulation 41-101 - One-Year Amendments)

May 9, 2013

Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 26 KB)This link will open in a new window (concordant to Regulation 41-101 - One-Year Amendments)

March 14, 2013

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 23 KB)This link will open in a new window (concordant to Regulation 25-101)

March 14, 2013

Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 16 KB)This link will open in a new window (concordant to Regulation 25-101)

March 14, 2013

Notice of publication: Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new window

February 28, 2013

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 80 KB)This link will open in a new window (concordant to Regulation 41-101 - One-Year Amendments)

February 28, 2013

Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 26 KB)This link will open in a new window (concordant to Regulation 41-101 - One-Year Amendments)

September 13, 2012

Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 68 KB)This link will open in a new window (concordant to Regulation 51-103)

September 13, 2012

Draft amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 34 KB)This link will open in a new window (concordant to Regulation 51-103)

July 26, 2012

Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 20 MB)This link will open in a new window (concordant to Regulation 25-101)

July 26, 2012

Draft amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 20 MB)This link will open in a new window (concordant to Regulation 25-101)

July 26, 2012

Notice and Request for comment: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 20 MB)This link will open in a new window

 

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 900 KB)This link will open in a new window (consolidated version)
In force from April 20, 2012 to May 13, 2013

April 20, 2012

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 5 MB)This link will open in a new window (concordant to Regulation 25-101)
In force on April 20, 2012

January 27, 2012

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 15 KB)This link will open in a new window (concordant to Regulation 25-101)

November 25, 2011

Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 41-101 - pre-marketing)

November 25, 2011

Draft amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 41-101 - pre-marketing)

July 29, 2011

Draft Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 7 MB)This link will open in a new window (concordant to Regulation 51-103)

July 29, 2011

Draft Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 7 MB)This link will open in a new window (blacklined version - concordant to Regulation 51-103)

July 15, 2011

Draft Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 6 MB)This link will open in a new window (concordant to Regulation 41-101)

July 15, 2011

Draft Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 6 MB)This link will open in a new window (concordant to Regulation 41-101)

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 755 KB)This link will open in a new window (consolidated version)
In force from June 30, 2011 to April 19, 2012

July 1, 2011

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 5 MB)This link will open in a new window (concordant to Regulation 43-101)
In force on June 30, 2011

April 8, 2011

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 8 MB)This link will open in a new window (concordant to Regulation 43-101)

April 1, 2011

Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 8 MB)This link will open in a new window (concordant to Regulation 41-103 and Regulation 51-106)

March 18, 2011

Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 7 MB)This link will open in a new window (concordant to Regulation 25-101)

 

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 696 KB)This link will open in a new window (administrative consolidated version)
In force from January 1, 2011 to June 29, 2011

 

Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 303 KB)This link will open in a new window (administrative consolidated version)
In force from January 1, 2011 to May 13, 2013

December 17, 2010

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 18 MB)This link will open in a new window (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 18 MB)This link will open in a new window (concordant to Regulation 52-107)
In force on January 1, 2011

October 1, 2010

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 12 MB)This link will open in a new window (concordant to Regulation 52-107)

Octobre 1, 2010

Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 12 MB)This link will open in a new window (concordant to Regulation 52-107)

October 1, 2010

Notice of publication: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements; Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements; Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions; Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions; Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 12 MB)This link will open in a new window

July 16, 2010

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 6 MB)This link will open in a new window (concordant to Regulation 25-101)

April 23, 2010

Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 43-101)

March 12, 2010

Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 52-107)

March 12, 2010

Draft Amemendment to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 52-107)

September 25, 2009

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to: Regulation 41-101 respecting General Prospectus Requirements Regulation 44-101 respecting Short Form Prospectus Distributions, Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions and Regulation 44-102 respecting Shelf Distributions (pdf - 6 MB)This link will open in a new window

 

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 682 KB)This link will open in a new window (administrative consolidated version)
In force from March 17, 2008 to December 31, 2010

 

Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 338 KB)This link will open in a new window (administrative consolidated version)
In force from March 17, 2008 to December 31, 2010

March 14, 2008

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 8 MB)This link will open in a new window (concordant to Regulation 41-101)
In force on March 17, 2008

March 14, 2008

Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 8 MB)This link will open in a new window (concordant to Regulation 41-101)
In force on March 17, 2008

 

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 896 KB)This link will open in a new window (administrative consolidated version)
In force on December 31, 2007 to March 16, 2008

 

Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 328 KB)This link will open in a new window (administrative consolidated version)
In force on December 31, 2007 to March 16, 2008

January 11, 2008

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 4 MB)This link will open in a new window (concordant to Regulation 51-102)
In force on December 31, 2007

January 11, 2008

Amendment to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 4 MB)This link will open in a new window (concordant to Regulation 51-102)
In force on December 31, 2007

December 21, 2007

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 5 MB)This link will open in a new window (concordant to Regulation 41-101)

December 21, 2007

Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 5 MB)This link will open in a new window (concordant to Regulation 41-101)

October 12, 2007

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 51-102)

October 12, 2007

Amendment to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 51-102)

 

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 694 KB)This link will open in a new window (administrative consolidated version)
In force from December 29, 2006 to December 30, 2007

January 5, 2007

Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 5 MB)This link will open in a new window (concordant to Regulation 51-102)
In force on December 29, 2006

December 21, 2006

Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 41-101)

December 21, 2006

Draft amendment to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 41-101)

December 1, 2006

Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 51-102)

December 1, 2006

Draft amendment to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 51-102)

October 13, 2006

Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 204 KB)This link will open in a new window (concordant to Regulation 51-102)

 

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 660 KB)This link will open in a new window (administrative version)
In force from December 30, 2005 to December 28, 2006

 

Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 313 KB)This link will open in a new window (administrative version)
In force from December 30, 2005 to December 30, 2007

December 16, 2005

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 522 KB)This link will open in a new window
In force on December 30, 2005

December 16, 2005

Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 472 KB)This link will open in a new window
In force on December 30, 2005

October 21, 2005

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 931 KB)This link will open in a new window

October 21, 2005

Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 442 KB)This link will open in a new window

October 21, 2005

Notice of publication: Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 601 KB)This link will open in a new window

 

Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 668 KB)This link will open in a new window (administrative version)
In force from August 24, 2005 to December 29, 2005

August 26, 2005

Regulation to amend National Instrument 44-101, Short Form Prospectus Distributions (pdf - 196 KB)This link will open in a new window (concordant to Regulation 33-105 and Regulation 51-101)
In force on August 24, 2005

June 17, 2005

Draft Regulation to amend National Instrument 44-101, Short Form Prospectus Distributions (pdf - 259 KB)This link will open in a new window (concordant to Regulation 11-101)

May 27, 2005

Draft Regulation to amend National Instrument 44-101, Short Form Prospectus Distributions (pdf - 259 KB)This link will open in a new window (concordant to Regulation 81-107)

January 7, 2005

Draft Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 1 MB)This link will open in a new window

January 7, 2005

Draft Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 591 KB)This link will open in a new window

January 7, 2005

Avis de consultation : Projet d'abrogation et de remplacement du règlement intitulé Norme canadienne 44-101, Placement de titres au moyen d'un prospectus simplifié, de l'Annexe 44-101A3, Prospectus simplifié (pdf - 1 MB)This link will open in a new window (Available in french only)

October 22, 2004

Regulation to amend National Instrument 44-101, Short Form Prospectus Distributions (pdf - 287 KB)This link will open in a new window (concordant to Regulation 52-107)

October 22, 2004

Amendment to Companion Policy 44-101, Short Form Prospectus Distributions (pdf - 443 KB)This link will open in a new window (concordant to Regulation 52-107)

October 22, 2004

Avis de modification : Règlement modifiant la Norme canadienne 44-101, Placement de titres au moyen d'un prospectus simplifié (pdf - 354 KB)This link will open in a new window (Available in french only)

January 30, 2004

Draft Regulation to amend National Instrument 44-101, Short Form Prospectus Distributions (pdf - 325 KB)This link will open in a new window (concordant to Regulation 52-107)

January 30, 2004

Draft amendment to Companion Policy 44-101, Short Form Prospectus Distributions (pdf - 300 KB)This link will open in a new window (concordant to Regulation 52-107)

January 30, 2004

Avis de consultation : Règlement modifiant la Norme canadienne 44-101, Placement de titres au moyen d'un prospectus simplifié (pdf - 308 KB)This link will open in a new window (Available in french only)

 

National Instrument 44-101, Short Form Prospectus Distributions (pdf - 674 KB)This link will open in a new window (administrative consolidated version)
In force from August 14, 2001 to August 23, 2005

 

Companion Policy 44-101, Short Form Prospectus Distributions (pdf - 471 KB)This link will open in a new window (administrative consolidated version)
In force from August 14, 2001 to December 30, 2005

August 17, 2001

National Instrument 44-101, Short Form Prospectus Distributions (pdf - 557 KB)This link will open in a new window
In force on August 14, 2001

August 17, 2001

Companion Policy 44-101, Short Form Prospectus Distributions (pdf - 759 KB)This link will open in a new window
In force on August 14, 2001

August 17, 2001

Modification de la Norme canadienne 44-101, Placement de titres au moyen d'un prospectus simplifié (pdf - 205 KB)This link will open in a new window (Available in french only)
In force on August 14, 2001

August 17, 2001

Modification de l'Instruction complémentaire 44-101, Placement de titres au moyen d'un prospectus simplifié (pdf - 282 KB)This link will open in a new window (Available in french only)
In force on August 14, 2001

 

National Instrument 44-101, Short Form Prospectus Distributions (pdf - 669 KB)This link will open in a new window (administrative version)
In force from December 31, 2000 to August 13, 2001

 

Companion Policy 44-101, Short Form Prospectus Distributions (pdf - 461 KB)This link will open in a new window (administrative version)
In force from December 31, 2000 to August 13, 2001

December 15, 2000

Norme canadienne 44-101, Placement de titres au moyen d'un prospectus simplifié (pdf - 590 KB)This link will open in a new window (Available in french only)
In force on December 31, 2000

December 15, 2000

Instruction complémentaire 44-101, Placement de titres au moyen d'un prospectus simplifié (pdf - 383 KB)This link will open in a new window (Available in french only)
In force on December 31, 2000

December 15, 2000

Avis de publication : Norme canadienne 44-101, Placement de titres au moyen d'un prospectus simplifié (pdf - 232 KB)This link will open in a new window (Available in french only)

December 17, 1999

Projet de Norme canadienne 44-101, Placement de titres au moyen d'un prospectus simplifié (pdf - 34 MB)This link will open in a new window (Available in french only)