Regulation 41-101 respecting General Prospectus Requirements (V-1.1, r. 14)

Notice relating to Regulation 41-101

CSA Notice

AMF Notice

Notice of publication

History relating to Regulation 41-101

Date of publication in the Bulletin Text
September 12, 2019 Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 53 KB)This link will open in a new windowUpdated on 12 September 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1 (Workstream 2) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
End of consultation: December 11, 2019
September 12, 2019 Draft Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 15 KB)This link will open in a new windowUpdated on 12 September 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1 (Workstream 2) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
End of consultation : December 11, 2019  
September 12, 2019 Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 15 KB)This link will open in a new windowUpdated on 12 September 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1 (Workstream 4) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
End of consultation: December 11, 2019  
September 12, 2019 Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 15 KB)This link will open in a new windowUpdated on 12 September 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1 (Additionnal Amendments) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101) End of consultation: December 11, 2019
September 5, 2019 Draft Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 14 KB)This link will open in a new windowUpdated on 5 September 2019Business Acquisition Report Requirements (BAR) (concordant to Regulation 51-102 - BAR)
End of consultation : December 4, 2019
May 2, 2019 Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 17 KB)This link will open in a new windowUpdated on 30 April 2019System Replacement (concordant to Regulation 13-103)
End of consultation: July 31, 2019
May 2, 2019 Draft Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 19 KB)This link will open in a new windowUpdated on 30 April 2019System Replacement (concordant to Regulation 13-103)
End of consultation: July 31, 2019
December 20, 2018 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (PDF - 318 KB)This link will open in a new windowUpdated on 20 December 2018Modernization - alternative mutual funds (concordant to Regulation 81-102 - Modernization of Investment Fund Product Regulation - Alternative Mutual Funds)
In force on January 3, 2019
Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 10 December 2018General Prospectus Requirements (official consolidated version) 
In force from December 9, 2018 to January 2, 2019
October 4, 2018 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 32 KB)This link will open in a new windowUpdated on 3 October 2018Modernization of Investment Fund Product Regulation - Alternative Mutual Funds (concordant to Regulation 81-102 - Modernization of Investment Fund Product Regulation - Alternative Mutual Funds)
Regulation 41-101 respecting General Prospectus Requirements (pdf - 6 MB)This link will open in a new windowUpdated on 12 June 2018General Prospectus Requirements (official consolidated version) 
In force from June 12, 2018 to December 9, 2018
June 7, 2018 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 347 KB)This link will open in a new windowUpdated on 13 June 2018"Regulation, amend, 41-101, General Prospectus Requirements,final,gazette officielle, concordant, 44-101" (Designated Rating Organizations)
In force on June 12, 208  
March 29, 2018 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 17 KB)This link will open in a new windowUpdated on 28 March 2018Designated rating organizations (Designated Rating Organizations)
March 29, 2018 CSA Notice of publication of amendments relating to Designated rating organizations (pdf - 90 KB)This link will open in a new windowUpdated on 29 March 2018Designated Rating Organizations
July 4, 2017 Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 17 KB)This link will open in a new windowUpdated on 29 June 2017"regulation,amend,41-101, General Prospectus Requirements" (Designated Rating Organizations)
End of consultation: October 4, 2017
Regulation 41-101 respecting General Prospectus Requirements (pdf - 6 MB)This link will open in a new windowUpdated on 5 September 2017General Prospectus Requirements (official consolidated version) 
In force from September 1, 2017 to June 11, 2018
April 13, 2017 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 169 KB)This link will open in a new windowUpdated on 13 April 2017"Regulation, amend, 41-101, General Prospectus Requirements" (Exchange-Traded Mutual Funds)
In force on September 1, 2017
April 13, 2017   Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 205 KB)This link will open in a new windowUpdated on 13 April 2017"Amendments, Policy Statement, Regulation, 41-101, General Prospectus Requirements" (Exchange-Traded Mutual Funds)
In force on September 1, 2017  
December 8, 2016 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 177 KB)This link will open in a new windowUpdated on 7 December 2016"Regulation, amend, 41-101, General, Prospectus, Requirements"
December 8, 2016 Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 34 KB)This link will open in a new windowUpdated on 7 December 2016"Amendments, Policy, Statement, Regulation, 41-101, General, Prospectus, Requirements"
December 8, 2016 CSA Notice of Publication - Regulation to amend Regulation 41-101 respecting General Prospectus Requirements - Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Dellivery and related Consequential Amendement (pdf - 540 KB)This link will open in a new windowUpdated on 8 December 2016

September 22, 2016

Draft Regulation to amend Regulation 41-101 respectif General Prospectus Requirements (pdf - 19 KB)This link will open in a new windowUpdated on 21 September 2016"Regulation, amend, 41-101, general, prospectus, requirements" (Concordant to Regulation 81-102 respecting Investment Funds)
End of consultation: December 22, 2016

December 10, 2015

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 38 KB)This link will open in a new windowUpdated on 10 December 2015"Regulation,amend, 41-101,General Prospectus Requirements" (Concordant to Regulation 81-102 - Mutual Fund Risk Classification Methodology)
End of consultation : March 9, 2016

December 10, 2015

Draft amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 33 KB)This link will open in a new windowUpdated on 10 December 2015"amendments,Policy Statement,Regulation,41-101,General Prospectus Requirements" (Concordant to Regulation 81-102 - Mutual Fund Risk Classification Methodology)
End of consultation : March 9, 2016

Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 5 September 2017General Prospectus Requirements (official consolidated version)
In force from December 8, 2015 to August 31, 2017
Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 1 MB)This link will open in a new windowUpdated on 5 September 2017Prospectus requirements (consolidated version)
In force from December 8, 2015 to August 31, 2017

December 3, 2015

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 42 KB)This link will open in a new windowUpdated on 2 December 2015Rights offering (concordant to Regulation 45-106 - Rights Offerings)
In force on December 8, 2015

December 3, 2015

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 38 KB)This link will open in a new windowUpdated on 2 December 2015Rights Offerings (concordant to Regulation 45-106 - Rights Offerings)
In force on December 8, 2015

 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 7 December 2015General Prospectus Requirements (official consolidated version)
In force from November 17, 2015 to December 7, 2015

November 5, 2015

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 58 KB)This link will open in a new windowUpdated on 4 November 2015Recognition of Aequitas Neo Exchange Inc. (Recognition of Aequitas Neo Exchange)
In force on November 17, 2015

September 24, 2015

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 50 KB)This link will open in a new windowUpdated on 24 September 2015Right offering (concordant to Regulation 45-106 - Rights Offerings)

September 24, 2015

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 26 KB)This link will open in a new windowUpdated on 24 September 2015Rights offering (concordant to Regulation 45-106 - Rights Offerings)

September 3, 2015

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 17 KB)This link will open in a new windowUpdated on 3 September 2015"regulation,amend,41-101,general prospectus requirements" (Recognition of Aequitas Neo Exchange)

September 3, 2015

CSA Notice of Amendments: Related to the Recognition of Aequitas NEO Exchange Inc. (pdf - 49 KB)This link will open in a new windowUpdated on 3 September 2015

 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 16 November 2015General Prospectus Requirements (official consolidated version)
In force from June 30, 2015 to November 16, 2015

 

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 1 MB)This link will open in a new windowUpdated on 7 December 2015Prospectus requirements (consolidated version)
In force from June 30, 2015 to December 7, 2015

June 25, 2015

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 33 KB)This link will open in a new windowUpdated on 23 June 2015"Regulation,amend,41-101,General Prospectus Requirements" (concordant to Regulation 51-102)
In force on June 30, 2015

June 25, 2015

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 21 KB)This link will open in a new windowUpdated on 23 June 2015 (concordant to Regulation 51-102)
In force on June 30, 2015

June 18, 2015

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 153 KB)This link will open in a new windowUpdated on 17 June 2015ETF - Mandating a summary disclosure document for exchange-traded mutual funds and its delivery
End of consultation : September 16, 2015

June 18, 2015

Draft amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 214 KB)This link will open in a new windowUpdated on 17 June 2015ETF - Mandating a summary disclosure document for exchange-traded mutual funds and its delivery
End of consultation : September 16, 2015

June 18, 2015

Notice and Request for Comment: Mandating a summary disclosure document for exchange-traded mutual funds and its delivery (pdf - 359 KB)This link will open in a new windowUpdated on 17 June 2015Exchange-traded mutual funds and its delivery - Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements; Draft amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements and Related Consequential Amendments

 

April 9, 2015

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 21 KB)This link will open in a new windowUpdated on 8 April 2015Venture Issuers (concordant to Regulation 51-102)

April 9, 2015

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 10 KB)This link will open in a new windowUpdated on 8 April 2015Venture Issuer (concordant to Regulation 51-102)

December 11, 2014

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 KB)This link will open in a new windowUpdated on 10 December 2014Recognition of Aequitas Neo Exchange Inc (Recognition of Aequitas Neo Exchange)
End of consultation: March 11, 2015

December 11, 2014

CSA Notice and Request for Comment: Proposed Amendments to Certain Regulations related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 66 KB)This link will open in a new windowUpdated on 10 December 2014Recognition of Aequitas Neo Exchange Inc.

November 27, 2014

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 49 KB)This link will open in a new windowUpdated on 27 November 2014Right Offering (concordant to Regulation 45-106)
End of consultation: February 25, 2015

November 27, 2014

Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 26 KB)This link will open in a new windowUpdated on 27 November 2014Right offering (concordant to Regulation 45-106)
End of consultation: February 25, 2015

 

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 30 June 2015General Prospectus Requirements (consolidated version)
In force from September 30, 2014 to June 29, 2015

September 25, 2014

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 54 KB)This link will open in a new windowUpdated on 29 September 2014"regulation,amendments,41-101,prospectus,52-108,auditor oversight" (concordant to Regulation 52-108)
In force on September 30, 2014

 

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 29 September 2014General Prospectus Requirements (consolidated version)
In force from September 22, 2014 to September 29, 2014

September 18, 2014

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 40 KB)This link will open in a new windowUpdated on 22 September 2014Mutual Fund Prospectus Disclosure (concordant to Regulation 81-102)
In force on September 22, 2014

July 17, 2014

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 14 KB)This link will open in a new windowUpdated on 16 July 2014 (concordant to Regulation 52-108)

June 19, 2014

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 20 KB)This link will open in a new windowUpdated on 19 June 2014 (concordant to Regulation 81-102)

May 22, 2014

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 38 KB)This link will open in a new windowUpdated on 22 May 2014Venture Issuer (concordant to Regulation 51-102)

End of consultation : August 20, 2014

May 22, 2014

Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 KB)This link will open in a new windowUpdated on 22 May 2014Venture Issuer (concordant to Regulation 51-102)

End of consultation : August 20, 2014

 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 19 September 2014General Prospectus Requirements (consolidated version)
In force from January 1, 2014 to September 21, 2014

December 19, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 38 KB)This link will open in a new windowUpdated on 18 December 2013 (concordant to Regulation 81-106)
In force on January 1, 2014

October 17, 2013

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 23 KB)This link will open in a new windowUpdated on 16 October 2013Auditor oversight (concordant to Regulation 52-108)

October 3, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 31 KB)This link will open in a new windowUpdated on 3 October 2013IFRS (concordant to Regulation 81-106)

 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 10 December 2013General Prospectus Requirements (consolidated version)
In force from August 13, 2013 to December 31, 2013

 

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 1 MB)This link will open in a new windowUpdated on 30 June 2015Prospectus requirements (consolidated version)
In force from August 13, 2013 to June 29, 2015

August 8, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 267 KB)This link will open in a new windowUpdated on 8 August 2013Premarketing (Prospectus pre-marketing and marketing regime)
In force on August 13, 2013

August 8, 2013

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 177 KB)This link will open in a new windowUpdated on 8 August 2013Premarketing (Prospectus pre-marketing and marketing regime)
In force on August 13, 2013

 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on 30 July 2013General Prospectus Requirements (consolidated version)
In force from May 31, 2013 to August 12, 2013

 

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 775 KB)This link will open in a new windowUpdated on 30 July 2013Prospectus requirements (consolidated version)
In force since May 31, 2013 to August 12, 2013

May 30,. 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 387 KB)This link will open in a new windowUpdated on 30 May 2013 (Scholarship Plan Prospectus Form)
In force on May 31, 2013

May 30, 2013

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 11 KB)This link will open in a new windowUpdated on 2 June 2013 (Scholarship Plan Prospectus Form)
In force on May 31, 2013

May 30, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 150 KB)This link will open in a new windowUpdated on 30 May 2013Pre-marketing (Prospectus pre-marketing and marketing regime)

May 30, 2013

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 177 KB)This link will open in a new windowUpdated on 30 May 2013Pre-marketing (Prospectus pre-marketing and marketing regime)

May 30, 2013

Notice of publication: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and concordant (pdf - 777 KB)This link will open in a new windowUpdated on 30 May 2013Pre-marketing (Prospectus pre-marketing and marketing regime)

 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 31 May 2013General Prospectus Requirements (consolidated version)
In force from May 14, 2013 to May 30, 2013

 

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 678 KB)This link will open in a new windowUpdated on 31 May 2013Prospectus requirements (consolidated version)
In force from May 14, 2013 to May 30, 2013

May 9, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 200 KB)This link will open in a new windowUpdated on 10 May 2013One-year amendments - Prospectus Rules (One-Year Amendments)
In force May 14, 2013

May 9, 2013

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 43 KB)This link will open in a new windowUpdated on 10 May 2013One-year amendments - Prospectus Rules (One-Year Amendments)
In force May 14, 2013

March 28, 2013

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 33 KB)This link will open in a new windowUpdated on 27 March 2013 (concordant to Regulation 81-102)
Consultation end date : August 23, 2013

March 14, 2013

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 KB)This link will open in a new windowUpdated on 13 March 2013Security Holder Rights Plans (concordant to Regulation 62-105)
Consultation end date : June 12, 2013

March 14, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 KB)This link will open in a new windowUpdated on 13 March 2013Designated Rating Organizations (concordant to Regulation 25-101)

March 14, 2013

Notice of Publication: Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new windowUpdated on 14 March 2013Designated Rating Organizations

February 28, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 257 KB)This link will open in a new windowUpdated on 28 February 2013 (One-Year Amendments)

February 28, 2013

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 50 KB)This link will open in a new windowUpdated on 28 February 2013 (One-Year Amendments)

February 28, 2013

Notice of publication : Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 150 KB)This link will open in a new windowUpdated on 28 February 2013Prospectus (One-Year Amendments)

January 10, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 452 KB)This link will open in a new windowUpdated on 10 January 2013Scholarship plans (Scholarship Plan Prospectus Form)

January 10, 2013

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 KB)This link will open in a new windowUpdated on 10 January 2013Scholarship Plans (Scholarship Plan Prospectus Form)

January 10, 2013

Notice of publication : Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 462 KB)This link will open in a new windowUpdated on 10 January 2013Scholarship plans (Scholarship Plan Prospectus Form)

September 13, 2012

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 289 KB)This link will open in a new windowUpdated on 11 September 2012 (concordant to Regulation 51-103)

September 13, 2012

Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 57 KB)This link will open in a new windowUpdated on 11 September 2012 (concordant to Regulation 51-103)

July 26, 2012

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on 27 April 2012 (concordant to Regulation 25-101)

July 26, 2012

Notice and Request for Comment: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 20 MB)This link will open in a new windowUpdated on 27 July 2012

 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 12 May 2013Prospectus (consolidated version)
In force from April 30, 2012 to May 13, 2013

April 26, 2012

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on 27 April 2012 (concordant to Regulation 81-102)
In force on April 30, 2012

 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on 30 April 2012 (consolidated version)
In force from April 20, 2012 to April 29, 2012

April 20, 2012

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 23 April 2012 (concordant to Regulation 25-101)
In force on April 20, 2012

February 10, 2012

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 13 KB)This link will open in a new windowUpdated on 8 February 2012 (concordant to Regulation 81-102)

January 27, 2012

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 19 KB)This link will open in a new windowUpdated on 26 January 2012 (concordant to Regulation 25-101)

November 25, 2011

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 28 November 2011 (Prospectus pre-marketing and marketing regime)
Consultation from November 25, 2011 to February 23, 2012

November 25, 2011

Draft amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 28 November 2011 (Prospectus pre-marketing and marketing regime)
Consultation from November 25, 2011 to February 23, 2012

November 25, 2011

Notice and Request for Comment: Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 28 November 2011 (Prospectus pre-marketing and marketing regime)
Consultation from November 25, 2011 to February 23, 2012

November 25, 2011

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 28 November 2011 (Scholarship Plan Prospectus Form)
Consultation from November 25, 2011 to January 24, 2012

November 25, 2011

Draft amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 28 November 2011 (Scholarship Plan Prospectus Form)
Consultation from November 25, 2011 to January 24, 2012

November 25, 2011

Notice and Request for Comments: Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 28 November 2011 (Scholarship Plan Prospectus Form)
Consultation from November 25, 2011 to January 24, 2012

July 29, 2011

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 7 MB)This link will open in a new windowUpdated on 1st August 2011 (concordant to Regulation 51-103)

July 29, 2011

Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 7 MB)This link will open in a new windowUpdated on 1st August 2011 (blackllined version - concordant to Regulation 51-103)

July 15, 2011

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 6 MB)This link will open in a new windowUpdated on 18 July 2011

July 15, 2011

Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 6 MB)This link will open in a new windowUpdated on 18 July 2011

July 15, 2011

Notice and Request for Comment: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and other texts (pdf - 6 MB)This link will open in a new windowUpdated on 18 July 2011

April 1, 2011

Draft Regulation 41-101 respecting General Prospectus Requirements (pdf - 8 MB)This link will open in a new windowUpdated on 19 May 2011 (concordant to Regulation 41-103 and Regulation 51-106)

March 18, 2011

Draft Regulation 41-101 respecting General Prospectus Requirements (pdf - 7 MB)This link will open in a new windowUpdated on 19 May 2011 (concordant to Regulation 25-101)

 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on 23 April 2012 (administrative consolidated version)
In force from January 1, 2011 to April 19, 2012

 

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 686 KB)This link will open in a new windowUpdated on 12 May 2013Prospectus (administrative consolidated version)
In force from January 1, 2011 to May 13, 2013

December 17, 2010

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 MB)This link will open in a new windowUpdated on 20 December 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 MB)This link will open in a new windowUpdated on 20 December 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 MB)This link will open in a new windowUpdated on 20 December 2010 (concordant to Regulation 51-101)
In force on December 30, 2010

October 15, 2010

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 19 May 2011 (concordant to Regulation 51-101)

October 1, 2010

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 12 MB)This link will open in a new windowUpdated on 19 May 2011 (concordant to Regulation 52-107)

October 1, 2010

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 12 MB)This link will open in a new windowUpdated on 19 May 2011 (concordant to Regulation 52-107)

October 1, 2010

Notice of publication: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 12 MB)This link will open in a new windowUpdated on 1st October 2010

July 16, 2010

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 6 MB)This link will open in a new windowUpdated on 19 July 2010 (concordant to Regulation 25-101)

 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 1 MB)This link will open in a new windowUpdated on 26 January 2011 (administrative consolidated version)
In force from June 30, 2010 to December 29, 2010

June 25, 2010

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 28 June 2010 (concordant to Regulation 81-102)

June 18, 2010

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 6 MB)This link will open in a new windowUpdated on 30 June 2010 (concordant to Regulation 51-101)
In force on June 30, 2010

April 9, 2010

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on 12 April 2010 (concordant to Regulation 23-102)

April 9, 2010

Notice of Amendments: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on 9 April 2010

March 26, 2010

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on 26 March 2010

March 26, 2010

Notice and Request for Comment: Modernization of Scholarship Plan Regulation - Phase 1 : A New Prospectus Form for Scholarship Plans - Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and Related Amendments (pdf - 4 MB)This link will open in a new windowUpdated on 26 March 2010

March 12, 2010

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 17 March 2010 (concordant to Regulation 52-107)

March 12, 2010

Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 17 March 2010 (concordant to Regulation 52-107)

December 18, 2009

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 11 MB)This link will open in a new windowUpdated on 21 December 2009 (concordant to Regulation 51-101)

October 16, 2009

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to Regulation 81-106 respecting Investment Fund Continuous Disclosure; Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure and Related Amendments (pdf - 1 MB)This link will open in a new windowUpdated on 30 January 2012

October 9, 2009

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 17 November 2009 (concordant to Regulation 23-102)

October 9, 2009

Notice and Request for comment: Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 17 November 2009 (concordant to Regulation 23-102)

September 25, 2008

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to: Regulation 41-101 respecting General Prospectus Requirements Regulation 44-101 respecting Short Form Prospectus Distributions, Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions and Regulation 44-102 respecting Shelf Distributions (pdf - 6 MB)This link will open in a new windowUpdated on 1st December 2009

December 19, 2008

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on 6 May 2009 (concordant to Regulation 58-101)

 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on 30 June 2010 (administrative consolidated version)
In force from September 8, 2008 to December 29, 2010

September 5, 2008

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on 6 May 2009 (concordant to Regulation 81-106)
In force on September 8, 2009

June 20, 2008

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on 6 May 2009 (concordant to Regulation 81-106)

 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 1 MB)This link will open in a new windowUpdated on 6 May 2009 (administrative version)
In force from March 17, 2008 to September 7, 2008

 

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 598 KB)This link will open in a new windowUpdated on 26 January 2011 (administrative version)
In force from March 17, 2008 to December 29, 2010

March 14, 2008

Regulation 41-101 respecting General Prospectus Requirements (pdf - 8 MB)This link will open in a new windowUpdated on 6 May 2009
In force on March 17, 2008

March 14, 2008

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 8 MB)This link will open in a new windowUpdated on 6 May 2009
In force on March 17, 2008

December 21, 2007

Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 6 May 2009

December 21, 2007

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 6 May 2009

December 21, 2007

Notice of publication: Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 21 December 2007

June 1, 2007

Draft amendments to Draft Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on 6 May 2009 (concordant to Regulation 81-106)

December 21, 2006

Draft Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 6 May 2009

December 21, 2006

Draft Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 6 May 2009

December 21, 2006

Request for comment: Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on 6 May 2009