33-102 - Regulation of certain registrant activities Securities

National Instrument 33-102: Regulation of certain registrant activities (REPEALED)

History relating to National Instrument 33-102

Date of publication in the Bulletin Text

September 25, 2009

Regulation to repeal National Instrument 33-102, Regulation of Certain Registrant Activities (pdf - 1 MB)This link will open in a new windowUpdated on November 13, 2009 (concordant to Regulation 31-103)
In force September 28, 2009

July 17, 2009

Regulation to repeal National Instrument 33-102, Regulation of Certain Registrant Activities (pdf - 6 MB)This link will open in a new windowUpdated on July 22, 2009 (concordant to Regulation 31-103)

February 29, 2008

Draft Regulation to repeal National Instrument 33-102, Regulation of Certain Registrant Activities (pdf - 7 MB)This link will open in a new windowUpdated on May 4, 2009 (concordant to Regulation 31-103)

 

National Instrument 33-102, Regulation of Certain Registrant Activities (pdf - 421 KB)This link will open in a new windowUpdated on November 17, 2009 (administrative consolidated version)
In force from August 1, 2001 to September 27, 2009

 

Companion Policy 33-102, Regulation of Certain Registrant Activities (pdf - 247 KB)This link will open in a new windowUpdated on November 17, 2009 (administrative consolidated version)
In force from August 1, 2001 to September 27, 2009

July 13, 2001

Modification à la Norme canadienne 33-102, Réglementation de certaines activités de la personne inscrite (pdf - 196 KB)This link will open in a new windowUpdated on May 4, 2009 (Available in french only)
In force on July 10, 2001

May 25, 2001

National Instrument 33-102, Regulation of Certain Registrant Activities (pdf - 379 KB)This link will open in a new windowUpdated on May 4, 2009
In force on August 1, 2001

May 25, 2001

Companion Policy 33-102, Regulation of Certain Registrant Activities (pdf - 205 KB)This link will open in a new windowUpdated on May 4, 2009
In force on August 1, 2001

May 11, 2001

Avis de publication: Norme canadienne 33-102, Réglementation de certaines activités de la personne inscrite (pdf - 225 KB)This link will open in a new windowUpdated on May 11, 2001 (Available in french only)

July 21, 2000

Projet de Norme canadienne 33-102, Les relations de la personne inscrite avec ses clients (pdf - 239 KB)This link will open in a new windowUpdated on May 4, 2009 (Available in french only)

July 21, 2000

Projet d'Instruction complémentaire 33-102, Les relations de la personne inscrite avec ses clients (pdf - 198 KB)This link will open in a new windowUpdated on May 4, 2009 (Available in french only)

July 21, 2000

Avis de consultation : Projet de Norme canadienne 33-102, Les relations de la personne inscrite avec ses clients (pdf - 295 KB)This link will open in a new windowUpdated on May 4, 2009 (Available in french only)