2- Certain Capital Market Participants

CSA Notice of publication : Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement (pdf - 121 KB)This link will open in a new window

 

Updated on 27 April 2017

CSA Notice of Publication: Regulation to amend Regulation 23-101 respecting Trading Rules and amendments to its related policy statement (pdf - 77 KB)This link will open in a new window

 

Updated on 26 January 2017 - Trading Fee

CSA Notice of Publication: Regulation to amend Regulation 23-101 respecting Trading Rules and Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 258 KB)This link will open in a new window

 

Updated on 7 April 2016 - Order protection rule

Notice of publication: Regulation 24-102 respecting Clearing Agency Requirements and Policy Statement to Regulation 24-102 respecting Clearing Agency Requirements (pdf - 262 KB)This link will open in a new window

 

Updated on 3 December 2015 

CSA Notice of Publication : Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 142 KB)This link will open in a new window

 

Updated on 25 June 2015

Notice of publication: Policy Statement 25-201 respecting Guidance for Proxy Advisory Firms (pdf - 117 KB)This link will open in a new window

 

Updated on 30 April 2015

CSA Notice of Approval: Regulation to amend Regulation 21-101 respecting Marketplace (pdf - 53 KB)This link will open in a new window

 

Updated on 23 October 2014

Notice of publication: Regulation to amend 23-103 respecting respecting Electronic Trading (pdf - 152 KB)This link will open in a new window

 

Updated on 4 July 2013

Notice and Request for comments: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new window

 

Updated on 14 March 2013

Notice of publication: Regulation 23-103 respecting respecting Electronic Trading (pdf - 513 KB)This link will open in a new window

 

Updated on 28 June 2012

Notice of Publication : Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 8 MB)This link will open in a new window

 

Updated on 23 March 2012

Notice of publication: Regulation 25-101 respecting Designated Rating Organizations (pdf - 84 KB)This link will open in a new window

 

Updated on 27 January 2012

Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement and Amendments to Policy Statement to Regulation 24-101 respecting Institutional Trade Matching and Settlement (pdf - 3 MB)This link will open in a new window

 

Updated on 16 April 2010    

Technical Corrections to Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 11 MB)This link will open in a new window

 

Updated on 18 December 2009

Notice of publication: Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 5 MB)This link will open in a new window

 

Updated on 13 November 2009

Regulation 23-102 respecting Use of Client Brokerage Commissions and Policy Statement to Regulation 23-102 respecting Use of Client Brokerage Commissions (pdf - 3 MB)This link will open in a new window

 

Updated on 9 October 2009

Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 2 MB)This link will open in a new window

 

Updated on 20 June 2008 

Regulation 24-101 respecting Institutional Trade Matching and Settlement and Policy Statement to Regulation 24-101 respecting Institutional Trade Matching and Settlement (pdf - 4 MB)This link will open in a new window

 

Updated on 12 January 2007

Notice of publication: Amendments to National Instrument 21-101, Marketplace Operation and Companion Policy 21-101, Marketplace Operation and to National Instrument 23-101, Trading Rules and Companion Policy 23-101, Trading Rules (pdf - 3 MB)This link will open in a new window

 

Updated on 15 December 2006 

National Instrument 21-101: Marketplace Operation and National Instrument 23-101: Trading Rules (pdf - 61 KB)This link will open in a new window

 

Updated on 31 August 2001