Regulation 23-102 respecting Use of Client Brokerage (chapter V-1.1, r. 7)

History relating to Regulation 23-102

Date of publication in the Bulletin Text

February 19, 2010

Regulation 23-102 respecting Use of Client Brokerage Commissions (pdf - 2 MB)This link will open in a new window
In force on June 30, 2010

February 19, 2010

Policy Statement to Regulation 23-102 respecting Use of Client Brokerage Commissions (pdf - 2 MB)This link will open in a new window
In force on June 30, 2010

October 9, 2009

Regulation 23-102 respecting Use of Client Brokerage Commissions (pdf - 3 MB)This link will open in a new window

October 9, 2009

Policy Statement to Regulation 23-102 respecting Use of Client Brokerage Commissions (pdf - 3 MB)This link will open in a new window

October 9, 2009

Notice of Publication: Regulation 23-102 respecting Use of Client Brokerage Commissions and Policy Statement to Regulation 23-102 respecting Use of Client Brokerage Commissions (pdf - 3 MB)This link will open in a new window

January 11, 2008

Draft Regulation 23-102 respecting Use of Client Brokerage Commissions as Payement for Order Execution Services or Research Services (pdf - 4 MB)This link will open in a new window

January 11, 2008

Draft Policy Statement to Regulation 23-102 respecting Use of Client Brokerage Commissions as Payement for Order Execution Services or Research Services (pdf - 4 MB)This link will open in a new window

January 11, 2008

Notice of Draft Regulation 23-102 respecting Use of Client Brokerage Commissions as Payement for Order Execution Services or Research Services and Policy Statement to Regulation 23-102 respecting Use of Client Brokerage Commissions as Payement for Order Execution Services or Research Services (pdf - 4 MB)This link will open in a new window

July 21, 2006

Draft Regulation 23-102 respecting Use of Client Brokerage Commissions as Payement for Order Execution Services or Research Services (pdf - 290 KB)This link will open in a new window ("soft dollars" arrangements)

July 21, 2006

Draft Policy Statement to Regulation 23-102 respecting Use of Client Brokerage Commissions as Payement for Order Execution Services or Research Services (pdf - 300 KB)This link will open in a new window ("soft dollar" arrangements)

July 21, 2006

Notice of Draft Regulation 23-102 respecting Use of Client Brokerage Commissions as Payement for Order Execution Services or Research Services (pdf - 897 KB)This link will open in a new window ("soft dollar" arrangements)