Regulation 21-101 respecting Marketplace Operation (V-1.1, r. 5)

Notice relating to Regulation 21-101

Notice of the Autorité des marchés financiers

CSA Notice

Notice of publication

History relating to Regulation 21-101

Date of publication in the Bulletin Text
July 6, 2017 Draft Amendments to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 17 KB)This link will open in a new window (Designated Rating Organizations)
End of consultation: October 4, 2017

September 24, 2015

Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 99 KB)This link will open in a new window
In force on October 1, 2015

September 24, 2015

Amendments to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 85 KB)This link will open in a new window
In force on October 1, 2015

June 25, 2015

Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 293 KB)This link will open in a new window

June 25, 2015

Amendments to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 79 KB)This link will open in a new window

June 25, 2015

CSA Notice of Publication : Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 142 KB)This link will open in a new window

 

Regulation 21-101 respecting Marketplace Operation (pdf - 1 MB)This link will open in a new window (official consolidated version)
In force from December 31, 2014 to September 30, 2015

 

Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 481 KB)This link will open in a new window (consolidated version)
In force from December 31, 2014 to September 30, 2015

December 18, 2014

Regulation to amend Regulation 21-101 respecting Marketplace Operation (PDF - 34 KB)This link will open in a new window
In force on December 31, 2014

December 18, 2014

Amendments to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 22 KB)This link will open in a new window
In force on December 31, 2014

October 23, 2014

Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 9 KB)This link will open in a new window

October 23, 2014

Amendments to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 9 KB)This link will open in a new window

October 23, 2014

CSA Notice of Approval: Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 53 KB)This link will open in a new window

April 24, 2014

Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 108 KB)This link will open in a new window
End of consultation: July 24, 2014

April 24, 2014

Draft Amendments to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 146 KB)This link will open in a new window
End of consultation: July 24, 2014

April 24, 2014

CSA Notice and Request for Comment: Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 152 KB)This link will open in a new window

 

Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 421 KB)This link will open in a new window (consolidated version)
In force from May 31, 2013 to December 30, 2014

May 30, 2013

Amendment to Policy Statement to Regulation 21-101 respcting Marketplace Operation (pdf - 13 KB)This link will open in a new window (concordant to Regulation 25-101)
In force on May 31, 2013

March 14, 2013

Amendment to Policy Statement to Regulation 21-101 respcting Marketplace Operation (pdf - 24 KB)This link will open in a new window (concordant to Regulation 25-101)

March 14, 2013

Notice of publication: Consequential amendments to registration, prospectus and continuous disclosure rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new window

 

Regulation 21-101 respecting Marketplace Operation (pdf - 1 MB)This link will open in a new window (consolidated version)
In force from December 31, 2012 to December 30, 2014

July 26, 2012

Draft Amendment to Policy Statement to Regulation 21-101 respcting Marketplace Operation (pdf - 20 MB)This link will open in a new window (concordant to Regulation 25-101)

July 26, 2012

Notice and Request for comments: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 20 MB)This link will open in a new window

 

Regulation 21-101 respecting Marketplace Operation (pdf - 1 MB)This link will open in a new window (consolidated version)
In force from July 1, 2012 to December 30, 2012

 

Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 122 KB)This link will open in a new window (consolidated version)
In force from July 1, 2012 to May 30, 2013

June 28, 2012

Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 6 MB)This link will open in a new window
In force on July 1, 2012

June 28, 2012

Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 111 KB)This link will open in a new window
In force on July 1, 2012

March 23, 2012

Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 8 MB)This link will open in a new window

March 23, 2012

Amendments to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 8 MB)This link will open in a new window

March 23, 2012

Notice of Publication : Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 8 MB)This link will open in a new window

March 18, 2011

Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 7 MB)This link will open in a new window

March 18, 2011

Draft Amendments to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 7 MB)This link will open in a new window

March 18, 2011

Notice and Request for Comment: Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation and Draft Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 7 MB)This link will open in a new window

 

Regulation 21-101 respecting Marketplace Operation (pdf - 624 KB)This link will open in a new window (administrative consolidated version)
In force from January 1, 2011 to June 30, 2012

 

Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 1 MB)This link will open in a new window (administrative consolidated version)
In force from January 1, 2011 to June 30, 2012

December 17, 2010

Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 18 MB)This link will open in a new window (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Amendments to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 18 MB)This link will open in a new window (concordant to Regulation 52-107)
In force on January 1, 2011

October 1, 2010

Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 12 MB)This link will open in a new window (concordant to Regulation 52-107)

October 1, 2010

Draft Amendments to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 12 MB)This link will open in a new window (concordant to Regulation 52-107)

 

Regulation 21-101 respecting Marketplace Operation (pdf - 471 KB)This link will open in a new window (administrative consolidated version)
In force from January 28, 2010 to December 31, 2010

 

Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 426 KB)This link will open in a new window (administrative consolidated version)
In force from January 28, 2010 to December 31, 2010

January 29, 2010

Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 3 MB)This link will open in a new window
In force on January 28, 2010

January 29, 2010

Amendment to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 3 MB)This link will open in a new window
In force on January 28, 2010

November 13, 2009

Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 4 MB)This link will open in a new window

November 13, 2009

Amendment to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 4 MB)This link will open in a new window

November 13, 2009

Notice of publication: Regulation to amend Regulation 21-101 respecting Marketplace Operation and Amendment to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 5 MB)This link will open in a new window

October 17, 2008

Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 2 MB)This link will open in a new window

October 17, 2008

Draft Amendment to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 2 MB)This link will open in a new window

Otober 17, 2008

Request for comment: Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 2 MB)This link will open in a new window

 

Regulation 21-101 respecting Marketplace Operation (pdf - 406 KB)This link will open in a new window (administrative consolidated version)
In force from September 12, 2008 to January 27, 2010

 

Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 307 KB)This link will open in a new window (administrative consolidated version)
In force from September 12, 2008 to January 27, 2010

September 5, 2008

Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 2 MB)This link will open in a new window
In force on September 12, 2008

September 5, 2008

Amendment to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 2 MB)This link will open in a new window
In force on September 12, 2008

June 20, 2008

Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 2 MB)This link will open in a new window

June 20, 2008

Amendment to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 2 MB)This link will open in a new window

June 20, 2008

Notice of publication: Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 2 MB)This link will open in a new window

April 20, 2007

Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 4 MB)This link will open in a new window

April 20, 2007

Draft Amendment to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 4 MB)This link will open in a new window

April 20, 2007

Joint Canadian Securities Administators / Market Regulation Services Inc. - Notice on Trade Trough Protection, Best Execution and Access to Marketplaces: Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 4 MB)This link will open in a new window

 

Regulation 21-101 respecting Marketplace Operation (pdf - 406 KB)This link will open in a new window (administrative consolidated version)
In force from March 21, 2007 to September 11, 2008

 

Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 295 KB)This link will open in a new window (administrative concolodated version)
In force from March 21, 2007 to September 11, 2008

March 23, 2007

Regulation to amend National Instrument 21-101, Marketplace Operation (pdf - 3 MB)This link will open in a new window
In force on March 21, 2007

March 23, 2007

Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 3 MB)This link will open in a new window
In force on March 21, 2007

December 15, 2006

Regulation to amend National Instrument 21-101, Marketplace Operation (pdf - 3 MB)This link will open in a new window

December 15, 2006

Amendment to Companion Policy 21-101, Marketplace Operation (pdf - 3 MB)This link will open in a new window

December 15, 2006

Notice of publication: Amendments to National Instrument 21-101, Marketplace Operation and Companion Policy 21-101, Marketplace Operation (pdf - 3 MB)This link will open in a new window

July 14, 2006

Draft Regulation to amend National Instrument 21-101, Marketplace Operation (pdf - 497 KB)This link will open in a new window

July 14, 2006

Draft Amendments to Companion Policy 21-101, Marketplace Operation (pdf - 284 KB)This link will open in a new window

July 14, 2006

Request for Comment: Amendments to National Instrument 21-101, Marketplace Operation and Companion Policy 21-101, Marketplace Operation (pdf - 547 KB)This link will open in a new window

June 18, 2004

Draft Regulation to amend National Instrument 21-101, Marketplace Operation (pdf - 395 KB)This link will open in a new window

June 18, 2004

Draft Amendment to Companion Policy 21-101, Marketplace Operation (pdf - 337 KB)This link will open in a new window

June 18, 2004

Avis de consultation : Réglement modifiant le Norme canadienne 21-101, Le fonctionnement du marché et modification de l'Instruction complémentaire 21-101, Le fonctionnement du marché (pdf - 667 KB)This link will open in a new window (Available in French only)

July 11, 2003

Draft Regulation to amend National Instrument 21-101, Marketplace Operation (pdf - 223 KB)This link will open in a new window

July 11, 2003

Draft Amendment to Companion Policy 21-101, Marketplace Operation (pdf - 308 KB)This link will open in a new window

July 11, 2003

Avis de consultation : Règlement modifiant la Norme canadienne 21-101, Le fonctionnement du marché et modification de l'Instruction complémentaire 21-101, Le fonctionnement du marché (pdf - 342 KB)This link will open in a new window (Available in french only)

August 31, 2001

National Instrument 21-101, Marketplace Operation (pdf - 323 KB)This link will open in a new window
In force on December 1, 2001

August 31, 2001

Companion Policy 21-101, Marketplace Operation (pdf - 261 KB)This link will open in a new window
In force on December 1, 2001

August 31, 2001

Avis de publication : Norme canadienne 21-101, Le fonctionnement du marché, de l'Instruction complémentaire 21-101 et des Annexes 21-101A1, 21-101A2, 21-101A3, 21-101A4, 21-101A5 et 21-101A6 (pdf - 610 KB)This link will open in a new window (Available in french only)

August 4, 2000

Projet de Norme canadienne 21-101, Le fonctionnement du marché (pdf - 383 KB)This link will open in a new window (Available in french only)

August 4, 2000

Projet d'Instruction complémentaire 21-101, Le fonctionnement du marché (pdf - 311 KB)This link will open in a new window (Available in french only)

August 4, 2000

Avis de consultation : Norme canadienne 21-101, Le fonctionnement du marché, de l'Instruction complémentaire 21-101 et des Annexes 21-101A1, 21-101A2, 21-101A3, 21-101A4, 21-101A5 et 21-101A6 (pdf - 389 KB)This link will open in a new window (Available in french only)

August 27, 1999

Projet de Norme canadienne 21-101, Le fonctionnement du marché (pdf - 309 KB)This link will open in a new window (Available in french only)

August 27, 1999

Projet d'Instruction complémentaire 21-101, Le fonctionnement du marché (pdf - 256 KB)This link will open in a new window (Available in french only)

August 27, 1999

Avis de consultation : Norme canadienne 21-101, Le fonctionnement du marché, de l'Instruction complémentaire 21-101 et des Annexes 21-101A1, 21-101A2, 21-101A3, 21-101A4, 21-101A5 et 21-101A6 (pdf - 599 KB)This link will open in a new window (Available in french only)