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Regulation to amend Regulation 81-102 respecting Investment Funds and related consequential amendments – Mutual Fund Risk Classification Methodology for use in Fund Facts and ETF Facts

Previous consultation
March 9, 2016
See details on Regulation to amend Regulation 81-102 respecting Investment Funds and related consequential amendments – Mutual Fund Risk Classification Methodology for use in Fund Facts and ETF Facts

Comments received (comments are published in their original language)

  • Alternative Investment Management Association (pdf - 372 KB)This link will open in a new windowUpdated on 15 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - AIMA (Ian Pember)
  • Arthur Ross (pdf - 232 KB)This link will open in a new windowUpdated on 25 February 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
  • Borden Ladner Gervais LLP (pdf - 176 KB)This link will open in a new windowUpdated on 15 March 2016
  • Canadian Exchange-Traded Fund Association (pdf - 102 KB)This link will open in a new windowUpdated on 15 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - CETFA (Pat Dunwoody)
  • Canadian Foundation for Advancement of Investor Rights (pdf - 659 KB)This link will open in a new windowUpdated on 15 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - FAIR (Neil Gross)
  • David Fieldstone (pdf - 33 KB)This link will open in a new windowUpdated on 25 February 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
  • Fidelity Investments Canada ULC (pdf - 248 KB)This link will open in a new windowUpdated on 15 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Robert Sklar et John Wilson)
  • HighView Financial Group (pdf - 222 KB)This link will open in a new windowUpdated on 15 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Dan Hallett)
  • Invesco (pdf - 248 KB)This link will open in a new windowUpdated on 15 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Eric Adelson)
  • Investment Industry Association of Canada (pdf - 126 KB)This link will open in a new windowUpdated on 15 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - IIAC (Naomi Solomon)
  • Investor Advisory Panel (pdf - 169 KB)This link will open in a new windowUpdated on 25 February 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
  • Investors Group Inc. (pdf - 4 MB)This link will open in a new windowUpdated on 15 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Murray J. Taylor)
  • Jean Lespérance (pdf - 46 KB)This link will open in a new windowUpdated on 25 February 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
  • Ken Kivenko (pdf - 79 KB)This link will open in a new windowUpdated on 23 March 2016
  • Kenmar Associates (pdf - 365 KB)This link will open in a new windowUpdated on 25 February 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility" (Ken Kivenko)
  • Mackenzie Financial Corporation (pdf - 602 KB)This link will open in a new windowUpdated on 15 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Jeffrey R. Carney)
  • Mouvement des caisses Desjardins (pdf - 23 KB)This link will open in a new windowUpdated on 22 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Yvan-Pierre Grimard)
  • Peter Whitehouse (pdf - 96 KB)This link will open in a new windowUpdated on 25 February 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
  • Portfolio Management Association of Canada (pdf - 230 KB)This link will open in a new windowUpdated on 15 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - PMAC (Katie Walmsley et Margaret Gunawan)
  • P?R Investing Inc. (pdf - 482 KB)This link will open in a new windowUpdated on 15 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Mark S. Yamada)
  • Small Investor Protection Association (pdf - 138 KB)This link will open in a new windowUpdated on 25 February 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility" - SIPA (Stan Buell)
  • Sophia Fortier (pdf - 45 KB)This link will open in a new windowUpdated on 25 February 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
  • The Canadian Advocacy Council of Canadian CFA Institute Societies (pdf - 117 KB)This link will open in a new windowUpdated on 15 March 2016 - CAC (Michael Thom)
  • The Financial Advisors of Canada (pdf - 119 KB)This link will open in a new windowUpdated on 15 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Greg Pollock et Caron Czorny)
  • The Investment Funds Institute of Canada (pdf - 35 KB)This link will open in a new windowUpdated on 15 March 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - IFIC (Ian Bragg)

Proposed Amendments to Policy Statement to Regulation 24-102 respecting Clearing Agency Requirements

Previous consultation
February 1, 2016
See details on Proposed Amendments to Policy Statement to Regulation 24-102 respecting Clearing Agency Requirements

Comments received (comments are published in their original language)

Règlement modifiant le Règlement 13-102 sur les droits relatifs aux systèmes de SEDAR et de la BDNI

Previous consultation
January 30, 2016
See details on Règlement modifiant le Règlement 13-102 sur les droits relatifs aux systèmes de SEDAR et de la BDNI

Regulation to amend Regulation 13-102 respecting System fees for SEDAR and NRD

Previous consultation
January 30, 2016
See details on Regulation to amend Regulation 13-102 respecting System fees for SEDAR and NRD

Regulation to amend Regulation 45-102 respecting Resale of Securities - Crowdfunding

Previous consultation
December 5, 2015
See details on Regulation to amend Regulation 45-102 respecting Resale of Securities - Crowdfunding

Concordants regulations to Regulation 45-106 respecting Prospectus and Registration Exemptions - Offering Memorandum Exemption

Previous consultation
November 21, 2015
See details on Concordants regulations to Regulation 45-106 respecting Prospectus and Registration Exemptions - Offering Memorandum Exemption

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions - Reports of Exempt Distribution

Previous consultation
October 13, 2015
See details on Regulation to amend Regulation 45-106 respecting Prospectus Exemptions - Reports of Exempt Distribution

Comments received (comments are published in their original language)

  • Alternative Investment Management Association (pdf - 7 MB)This link will open in a new windowUpdated on 26 October 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - AIMA (Michael A. BurnsIan Pember et Jennifer Wainwright)
  • Arrow Capital Management Inc. (pdf - 114 KB)This link will open in a new windowUpdated on 26 October 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Mark Kennedy)
  • Borden Ladner (pdf - 106 KB)This link will open in a new windowUpdated on 26 October 2015 Gervais (Alfred Page, Rebecca Cowdery, Ron Kosonic, Michael Burns, Jason Brooks et Sarah Gardiner)
  • Boyle + Co. LLP (pdf - 528 KB)This link will open in a new windowUpdated on 26 October 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Jim Boyle)
  • Canadian institutional investors, British Columbia Investment Management Corporation, Canada Pension Plan Investment Board, Ontario Teachers’ Pension Plan Board and RBC Global Asset Management Inc., and U.S. broker-dealers, Barclays Capital Inc., Citigroup Global Markets Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated (The Group) (pdf - 47 KB)This link will open in a new windowUpdated on 26 October 2015
  • Canadian Foundation for Advancement of Investor Rights (pdf - 432 KB)This link will open in a new windowUpdated on 27 October 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - FAIR (Neil Gross)
  • Davies Ward Phillips & Vineberg LLP (pdf - 85 KB)This link will open in a new windowUpdated on 26 October 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Anthony Spadaro)
  • Fonds de solidarité FTQ (pdf - 1 MB)This link will open in a new windowUpdated on 26 October 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Jodi Lackman et Maria Anagnostou)
  • Invesco Canada Ltd. (pdf - 96 KB)This link will open in a new windowUpdated on 26 October 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Eric Adelson)
  • Investment Industry Association of Canada (pdf - 157 KB)This link will open in a new windowUpdated on 26 October 2015 - IIAC (Susan Copland)
  • National Exempt Market Association (pdf - 225 KB)This link will open in a new windowUpdated on 26 October 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - NEMA (Craig Skauge et Cora Pettipas)
  • Nicola Wealth Management (pdf - 429 KB)This link will open in a new windowUpdated on 26 October 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Danielle H. MacDonald)
  • Nicola Wealth Management (pdf - 142 KB)This link will open in a new windowUpdated on 27 October 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Danielle H. MacDonald) – 2e lettre
  • Osler, Hoskin & Harcourt LLP (pdf - 464 KB)This link will open in a new windowUpdated on 26 October 2015
  • Portfolio Management Association of Canada (pdf - 192 KB)This link will open in a new windowUpdated on 26 October 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - PMAC (Katie Walmsley et Scott Mahaffy)
  • Private Capital Markets Association of Canada (pdf - 296 KB)This link will open in a new windowUpdated on 17 November 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - PCMA (Brian Koscak et Geoffrey Ritchie)
  • Prospectors & Developers Association of Canada (pdf - 594 KB)This link will open in a new windowUpdated on 26 October 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - PDAC (Rodney N. Thomas)
  • R.N. Croft Financial Group Inc. (pdf - 385 KB)This link will open in a new windowUpdated on 26 October 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Kenneth Mulders)
  • Stikeman Elliott (pdf - 173 KB)This link will open in a new windowUpdated on 26 October 2015 (Junaid K. Subhan, Alix d’Anglejan-Chatillon, Jeffrey Elliott, Ramandeep K. Grewal, Darin R. Renton, Simon A. Romano, Nicholas Badeen, Viviana Beltrametti Walker et Anne Ramsay)

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and concordant regulations - Mandating a summary disclosure document for exchange-traded mutual funds and its delivery

Previous consultation
September 16, 2015
See details on Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and concordant regulations - Mandating a summary disclosure document for exchange-traded mutual funds and its delivery

Comments received (comments are published in their original language)

Draft Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR) and Draft Regulation to amend Regulation 13-102 respecting System Fees for SEDAR and NRD - E-Filing

Previous consultation
August 31, 2015
See details on Draft Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR) and Draft Regulation to amend Regulation 13-102 respecting System Fees for SEDAR and NRD - E-Filing

Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on 29 June 2015E-filing

Notice and Request for Comment (pdf - 98 KB)This link will open in a new windowUpdated on 29 June 2015E-filing

Draft Regulation to amend Regulation 13-101 (pdf - 45 KB)This link will open in a new windowUpdated on 29 June 2015e-filing

Draft Regulation to amend Regulation 13-102 (pdf - 39 KB)This link will open in a new windowUpdated on 29 June 2015E-filing

Comments received (comments are published in their original language)