AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

Regulation to amend Regulation 21-101 respecting Marketplace Operation

Previous consultation
August 29, 2018
See details on Regulation to amend Regulation 21-101 respecting Marketplace Operation

Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations – Syndicated Mortgages

Previous consultation
June 6, 2018
See details on Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations – Syndicated Mortgages

Comments received (comments are published in their original language)

Appraisal Institute of Canada (pdf - 61 KB)This link will open in a new windowUpdated on 28 March 2019 (Keith Lancastle)

Batcher, Wasserman (pdf - 2 MB)This link will open in a new windowUpdated on 26 June 2018

Borden Ladner Gervais LLP (pdf - 2 MB)This link will open in a new windowUpdated on 26 June 2018 (Jason J. Brooks)

Brownlee LLP (pdf - 386 KB)This link will open in a new windowUpdated on 26 June 2018 (Roger I. Swainson)

Canadian Foundation for Advancement if Investor Rights (pdf - 339 KB)This link will open in a new windowUpdated on 26 June 2018 - FAIR

Canadian Mortgage Brokers Association - CMBA (pdf - 167 KB)This link will open in a new windowUpdated on 26 June 2018 (Samantha Gale)

Chuck Barrett (pdf - 152 KB)This link will open in a new windowUpdated on 28 March 2019

Donna Lewczuk (pdf - 29 KB)This link will open in a new windowUpdated on 28 March 2019

FARRIS, VAUGHAN, WILLS & MURPHY LLP (pdf - 528 KB)This link will open in a new windowUpdated on 26 June 2018 (Mitchell H. Gropper, Q.C.)

First Source Mortgage Corporation (pdf - 116 KB)This link will open in a new windowUpdated on 28 March 2019 (David Mandel)

Foremost Financial Corporation (pdf - 584 KB)This link will open in a new windowUpdated on 26 June 2018 (Evan Cooperman et Rick Dogon)

Koffman Kalef LLP (pdf - 259 KB)This link will open in a new windowUpdated on 26 June 2018

Lanyard Financial Corporation (pdf - 2 MB)This link will open in a new windowUpdated on 26 June 2018 (Ben Goldberg et Brian Chelin)

MCAP Commercial LP (pdf - 986 KB)This link will open in a new windowUpdated on 26 June 2018 (Mark Adams)

McLeod Law LLP (pdf - 86 KB)This link will open in a new windowUpdated on 26 June 2018

McMillan LLP (pdf - 437 KB)This link will open in a new windowUpdated on 26 June 2018 (Michael Shannon)

Michael Baratz (pdf - 153 KB)This link will open in a new windowUpdated on 28 March 2019

Olympia Trust Company (pdf - 419 KB)This link will open in a new windowUpdated on 26 June 2018 (Craig Skauge et Jonathan Bahnuik)

Ordre des évaluateurs agréés du Québec (pdf - 1 MB)This link will open in a new windowUpdated on 26 June 2018 (Richard Lahaye, É.A.)

Paragon Capital Corp. Inc and ROQ Capital Partners Ltd. (pdf - 491 KB)This link will open in a new windowUpdated on 26 June 2018 (Sandra A. Bautz)

Paul Mangion (pdf - 18 KB)This link will open in a new windowUpdated on 28 March 2019

Private Capital Markets Association of Canada (Doug Bedard & Georgina Blanas)
(pdf - 90 KB)This link will open in a new window
Updated on 28 March 2019

Professionnels hypothécaires du Canada (PDF - 176 KB)This link will open in a new windowUpdated on 26 June 2018 (Paul Taylor)

Realtech Capital Group Inc. (pdf - 259 KB)This link will open in a new windowUpdated on 6 July 2018 (James C. McPherson et David R Bouskill)

The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 250 KB)This link will open in a new windowUpdated on 22 June 2018

The Ontario Mortgage Investment Companies Association (pdf - 46 KB)This link will open in a new windowUpdated on 28 March 2019 (Diane Soloway)

Sam Singal (pdf - 44 KB)This link will open in a new windowUpdated on 28 March 2019

CSA Consultation Paper 52-404: Approach to Director and Audit Committee Member Independence

Previous consultation
January 25, 2018
See details on CSA Consultation Paper 52-404: Approach to Director and Audit Committee Member Independence

Consultation Paper 52-404 (pdf - 185 KB)This link will open in a new windowUpdated on 24 October 2017"CSA, Consultation Paper, 52-404, Approach, Director and Audit Committee, Member Independence"

Comments received (comments are published in their original language)

Regulation to amend Regulation 25-101 respecting Designated Rating Organizations and Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions and concordant regulations

Previous consultation
October 4, 2017
See details on Regulation to amend Regulation 25-101 respecting Designated Rating Organizations and Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions and concordant regulations

Comments received (comments are published in their original language)

Regulation to amend Regulation 45-102 respecting Resale of Securities and concordant regulations

Previous consultation
September 27, 2017
See details on Regulation to amend Regulation 45-102 respecting Resale of Securities and concordant regulations

Comments received (comments are published in their original language)

Blakes, Cassels & Graydon LLP (pdf - 1 MB)This link will open in a new windowUpdated on 5 October 2017"Regulatory Notice,request for comment,consultation,national instrument 45-102,NI 45-102, regulation 45-102,companion policy 45-102,45-102 CP,proposed amendment,proposed changes,section 2.14,section 2.14.1,resale of securities,10%,ownership tests,ownership conditions,prospectus exemption,proposed exemption,foreign issuer,non-reporting issuer,minimal connection,trade,exchange, or market, outside of Canada,person outside of Canada,flow-back,resale restrictions” (Ross McKee, Tim Phillips)

Caisse de dépôt et de placement du Québec (Soulef Hadjoudj)

Canada Pension Plan Investment Board - CPPIB, OMERS Administration Corporation and Ontario Teachers' Pension Plan Board (pdf - 28 KB)This link will open in a new windowUpdated on 5 October 2017"Regulatory Notice,request for comment,consultation,national instrument 45-102,NI 45-102, regulation 45-102,companion policy 45-102,45-102 CP,proposed amendment,proposed changes,section 2.14,section 2.14.1,resale of securities,10%,ownership tests,ownership conditions,prospectus exemption,proposed exemption,foreign issuer,non-reporting issuer,minimal connection,trade,exchange, or market, outside of Canada,person outside of Canada,flow-back,resale restrictions” (Patrice Walch-Watson, Michael Kelly, Jeff Davis)

Davies Ward Phillip & Vineberg LLP (pdf - 162 KB)This link will open in a new windowUpdated on 5 October 2017 (Mindy Gilbert, David Wilson)

Investment Industry Association of Canada - IIAC (pdf - 395 KB)This link will open in a new windowUpdated on 5 October 2017"Regulatory Notice,request for comment,consultation,national instrument 45-102,NI 45-102, regulation 45-102,companion policy 45-102,45-102 CP,proposed amendment,proposed changes,section 2.14,section 2.14.1,resale of securities,10%,ownership tests,ownership conditions,prospectus exemption,proposed exemption,foreign issuer,non-reporting issuer,minimal connection,trade,exchange, or market, outside of Canada,person outside of Canada,flow-back,resale restrictions” (Susan Coplan)

Invesco Canada Ltd. (pdf - 218 KB)This link will open in a new windowUpdated on 5 October 2017"Regulatory Notice,request for comment,consultation,national instrument 45-102,NI 45-102, regulation 45-102,companion policy 45-102,45-102 CP,proposed amendment,proposed changes,section 2.14,section 2.14.1,resale of securities,10%,ownership tests,ownership conditions,prospectus exemption,proposed exemption,foreign issuer,non-reporting issuer,minimal connection,trade,exchange, or market, outside of Canada,person outside of Canada,flow-back,resale restrictions” (Shalomi Abraham)

Osler, Hoskin & Harcourt LLP (pdf - 964 KB)This link will open in a new windowUpdated on 5 October 2017"Regulatory Notice,request for comment,consultation,national instrument 45-102,NI 45-102, regulation 45-102,companion policy 45-102,45-102 CP,proposed amendment,proposed changes,section 2.14,section 2.14.1,resale of securities,10%,ownership tests,ownership conditions,prospectus exemption,proposed exemption,foreign issuer,non-reporting issuer,minimal connection,trade,exchange, or market, outside of Canada,person outside of Canada,flow-back,resale restrictions” (Rob Lando)

Stikeman Elliott LLP (pdf - 52 KB)This link will open in a new windowUpdated on 5 October 2017 (Ramandeep K. Grewal, Laura Levine)

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions - Reports of Exempt Distribution

Previous consultation
September 6, 2017
See details on Regulation to amend Regulation 45-106 respecting Prospectus Exemptions - Reports of Exempt Distribution

Comments received (comments are published in their original language)

CSA Consultation Paper 51-404: Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers

Previous consultation
July 28, 2017
See details on CSA Consultation Paper 51-404: Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers

Comments received (comments are published in their original language)

Regulation to amend Regulation 81-102 respecting Investment Funds - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds

Previous consultation
July 26, 2017
See details on Regulation to amend Regulation 81-102 respecting Investment Funds - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds

CSA Consultation Paper 52-403 : Auditor Oversight Issues in Foreign Jurisdictions

Previous consultation
June 24, 2017
See details on CSA Consultation Paper 52-403 : Auditor Oversight Issues in Foreign Jurisdictions

CSA Consultation Paper 52-403 (pdf - 82 KB)This link will open in a new windowUpdated on 24 April 2017"CSA Consultation Paper, 52-403, Auditor Oversight, Issues, Foreign Jurisdictions"