AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study

Previous consultation
March 1, 2019
See details on CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study

CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study (pdf - 381 KB)This link will open in a new windowUpdated on 17 December 2018

Comments received (comments are published in their original language)

AGF Investments Inc. (pdf - 60 KB)This link will open in a new window - John Christofilos

Blackrock Asset Management Canada (pdf - 186 KB)This link will open in a new window - Margaret Gunawan

Canadian Advocacy Council for Canadian (pdf - 246 KB)This link will open in a new window

Canadian Securatization (pdf - 594 KB)This link will open in a new window - Ian Bandeen

Canadian Securities Exchange (pdf - 2 MB)This link will open in a new window - Richard Carleton

Canadian Security Traders Association, Inc. (pdf - 262 KB)This link will open in a new window - CSTA Trading Issues Committee

CIBC World Markets Inc. (pdf - 48 KB)This link will open in a new window - Heather Killian

Citadel Securities (pdf - 278 KB)This link will open in a new window - Mark Wilkinson et David Archer

Fidelity Asset Management (pdf - 394 KB)This link will open in a new window - Fidae Abbas

Healthy Markets Transparency & Trus (pdf - 142 KB)This link will open in a new windowt - Tyler Gellasch

Invesco Canada Ltd (pdf - 448 KB)This link will open in a new window - Julianna Ahn

Investment industry association of Canada (pdf - 299 KB)This link will open in a new window - Susan Copland

Mackie Research Capital Corporation (pdf - 140 KB)This link will open in a new window - David Hetherington

Nasdaq Canada (pdf - 369 KB)This link will open in a new window

National Bank (pdf - 536 KB)This link will open in a new window - Etienne Dubuc et Martin Gagnon

Neo Exchange Inc. (pdf - 276 KB)This link will open in a new window - Cindy Petlock et Joacim Wiklander

Omega Securities Inc. (pdf - 173 KB)This link will open in a new window - Laurence Rose et Sean Debotte

OMERS (pdf - 4 MB)This link will open in a new window - Brant Robertson et Robert Gouley

Ontario Teachers Pension Plan (pdf - 283 KB)This link will open in a new window - Kevin Duggan et all

Scotia Bank (pdf - 110 KB)This link will open in a new window - Alex Perel

Select Vantage (pdf - 1 MB)This link will open in a new window - Daniel Schlaepfer et Mario Josipovic

TD Asset Management Inc. (pdf - 2 MB)This link will open in a new window - Bruce Cooper

TMX Group (pdf - 50 KB)This link will open in a new window - Deanna Dobrowsky

TMX Group Limited (pdf - 918 KB)This link will open in a new window - Kevin Sampson

Virtu ITG Canada Corp. (pdf - 79 KB)This link will open in a new window - Doug Clark

Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Custody-Related Amendments

Previous consultation
December 24, 2018
See details on Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Custody-Related Amendments

Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations - Embedded commissions

Previous consultation
December 13, 2018
See details on Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations - Embedded commissions

Comments received (comments are published in their original language)

Advocis (pdf - 1 MB)This link will open in a new windowUpdated on 14 December 2018 (Greg Pollock, Al Jones)

AGF Investments Inc. - AGF (pdf - 127 KB)This link will open in a new windowUpdated on 14 December 2018 (Mark Adams)

Alan Blanes (pdf - 312 KB)This link will open in a new windowUpdated on 23 November 2018

Alberta-based DIY Investor (pdf - 312 KB)This link will open in a new windowUpdated on 23 November 2018

Alternative Investment Management Association Canada Inc. - AIMA (pdf - 669 KB)This link will open in a new windowUpdated on 17 December 2018 (A. Timothy Baron, Sarah Gardiner, Supriya Kapoor, Ian Pember, Donna Spagnolo, Jennifer Wood

Anonymous (pdf - 29 KB)This link will open in a new windowUpdated on 19 November 2018

Association Professionnelle des Conseillers en Services Financiers - APCSF (pdf - 547 KB)This link will open in a new windowUpdated on 5 December 2018 (Flavio Vani, Bertrand Larocque)

Art Ross (pdf - 44 KB)This link will open in a new windowUpdated on 23 November 2018

Borden Ladner Gervais LLP (pdf - 73 KB)This link will open in a new windowUpdated on 17 December 2018 (Whitney Bell, Jason Brooks, Rebecca Cowdery, David Di Paolo, Kathryn Fuller, John Hall, Lynn McGrade, Laura Paglia)

Bruce Loeppky (pdf - 13 KB)This link will open in a new windowUpdated on 23 November 2018

Canadian Advocacy Council for Canadian CFA Institute Societies – CAC (pdf - 219 KB)This link will open in a new windowUpdated on 11 December 2018

Canadian Foundation for Advancement of Investor Rights - FAIR Canada (pdf - 416 KB)This link will open in a new windowUpdated on 14 December 2018 (Frank Allen)

CARP (pdf - 418 KB)This link will open in a new windowUpdated on 17 December 2018 (Wanda Morris, Laura Tamblyn Watts)

Counsel Inc., RBC InvestEase Inc. and Phillips, Hager & North Investment Funds Ltd. - RBC (pdf - 4 MB)This link will open in a new windowUpdated on 14 December 2018 (Doug Guzman, Neil McLaughlin)

D. McFadden (pdf - 304 KB)This link will open in a new windowUpdated on 19 November 2018

David Fieldstone (pdf - 114 KB)This link will open in a new windowUpdated on 19 November 2018

Eric F. Gosselin (pdf - 2 MB)This link will open in a new windowUpdated on 14 December 2018

Eric Portelance (pdf - 14 KB)This link will open in a new windowUpdated on 20 December 2018

Federation of Mutual Fund Dealers (pdf - 207 KB)This link will open in a new windowUpdated on 14 December 2018 (Sandra L. Kegie)

Fidelity Investments Canada ULC - Fidelity (pdf - 333 KB)This link will open in a new windowUpdated on 14 December 2018 (Rob Strickland)

Financial Planning Standards Council - FPSC (pdf - 211 KB)This link will open in a new windowUpdated on 17 December 2018

Finandicap inc. (pdf - 84 KB)This link will open in a new windowUpdated on 5 December 2018 (Guillaume Parent)

Franklin Templeton Investments Corp. - FTI (pdf - 169 KB)This link will open in a new windowUpdated on 14 December 2018 (Brad Beuttenmiller)

Gary Stenzler (pdf - 415 KB)This link will open in a new windowUpdated on 16 November 2018

Groupe Cloutier Investissements (François Bruneau)

Groupe financier PEAK (pdf - 156 KB)This link will open in a new windowUpdated on 17 December 2018 - (Robert Frances, Marc Doré)

Harvey Naglie (pdf - 177 KB)This link will open in a new windowUpdated on 19 November 2018

HighView Asset Management Ltd. - HAML (pdf - 742 KB)This link will open in a new windowUpdated on 14 December 2018 (Dan Hallett)

Independent Financial Brokers of Canada - IFB (pdf - 571 KB)This link will open in a new windowUpdated on 14 December 2018 (Nancy Allan)

Invesco Canada Ltd. (Shalomi Abraham)

 

The Investment Funds Institute of Canada - IFIC (pdf - 184 KB)This link will open in a new windowUpdated on 14 December 2018 (Paul C. Bourque)

Investment Industry Association of Canada - IIAC (pdf - 1 MB)This link will open in a new windowUpdated on 14 December 2018 (Michelle Alexander, Annie Sinigagliese)

Isaac Glick (pdf - 59 KB)This link will open in a new windowUpdated on 23 November 2018

James Richard MacDonald (pdf - 59 KB)This link will open in a new windowUpdated on 20 December 2018

James S. Durnin (pdf - 204 KB)This link will open in a new windowUpdated on 13 December 2018

Ken Kivenko (pdf - 468 KB)This link will open in a new windowUpdated on 19 November 2018

Kenmar Associates (pdf - 345 KB)This link will open in a new windowUpdated on 16 November 2018

Larry Elford (pdf - 30 KB)This link will open in a new windowUpdated on 23 November 2018

Mackenzie Financial Corporation - Mackenzie Investments (pdf - 282 KB)This link will open in a new windowUpdated on 14 December 2018(Barry S. McInerney)

Mary Boom (pdf - 75 KB)This link will open in a new windowUpdated on 23 November 2018

Mérici Services financiers inc. (pdf - 420 KB)This link will open in a new windowUpdated on 14 December 2018 - (Michel Boutin, Maxime Gauthier)

MICA Capital Inc. (pdf - 37 KB)This link will open in a new windowUpdated on 4 December 2018 (Gino Sebastian Savard)

Millie Jagdeo (pdf - 301 KB)This link will open in a new windowUpdated on 23 November 2018

Mouvement Desjardins (Yvan-Pierre Grimard)

National Bank Investments Inc. - NBI (pdf - 406 KB)This link will open in a new windowUpdated on 14 December 2018 (Martin Gagnon)

OSC Investor Advisory Panel (pdf - 199 KB)This link will open in a new windowUpdated on 4 December 2018 – (Neil Gross)

Peter Whitehouse (pdf - 366 KB)This link will open in a new windowUpdated on 19 November 2018

Portfolio Management Association of Canada - PMAC (pdf - 101 KB)This link will open in a new windowUpdated on 14 December 2018 (Katie Walmsley, Margaret Gunawan)

Portfolio Strategies Corporation - PSC (pdf - 134 KB)This link will open in a new windowUpdated on 14 December 2018 (Mark S. Kent)

Primerica Financial Services (pdf - 663 KB)This link will open in a new windowUpdated on 17 December 2018 (John A. Adams)

RBC Dominion Securities Inc., RBC Direct investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management Inc., RBC Phillips, Hager & North Investment (pdf - 4 MB)This link will open in a new windowUpdated on 14 December 2018

Ruth Elliott (pdf - 308 KB)This link will open in a new windowUpdated on 19 November 2018

Small Investor Protection Association – SIPA (pdf - 283 KB)This link will open in a new windowUpdated on 19 November 2018 (Stan I. Buell)

Steve Pozgaj (pdf - 342 KB)This link will open in a new windowUpdated on 20 December 2018

TD Wealth (pdf - 1 MB)This link will open in a new windowUpdated on 14 December 2018 (Leo Salom)

Tom Dusmet (pdf - 620 KB)This link will open in a new windowUpdated on 19 December 2018

Yegal Rosen (pdf - 17 KB)This link will open in a new windowUpdated on 20 December 2018

W. Keir Clark (pdf - 313 KB)This link will open in a new windowUpdated on 26 November 2018

Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations

Previous consultation
December 5, 2018
See details on Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations

Comments received (comments are published in their original language)

Association des banquiers canadiens

Auditing and Assurance Standards Board (pdf - 508 KB)This link will open in a new windowUpdated on 27 November 2018

Bennett Jones (pdf - 2 MB)This link will open in a new windowUpdated on 18 December 2018

Blakes, Cassels & Graydon LLP (pdf - 111 KB)This link will open in a new windowUpdated on 18 December 2018

Brtish Columbia Investment (pdf - 1 MB)This link will open in a new windowUpdated on 18 December 2018

Brunet, Duckworth & Palmer LLP (pdf - 133 KB)This link will open in a new windowUpdated on 18 December 2018

Canadian Accounting Standards Board (pdf - 158 KB)This link will open in a new windowUpdated on 18 December 2018

Canadian Advocacy Counci(pdf - 226 KB)This link will open in a new windowUpdated on 18 December 2018

Canadian Coalition for Good Governance (pdf - 318 KB)This link will open in a new windowUpdated on 18 December 2018

Canadian Natural Resources Limited (pdf - 395 KB)This link will open in a new windowUpdated on 18 December 2018

Canadian Public Accountablility Board (pdf - 131 KB)This link will open in a new windowUpdated on 18 December 2018

Cassels Brock Lawyers (pdf - 197 KB)This link will open in a new windowUpdated on 10 January 2019

Cenovus Energy (pdf - 349 KB)This link will open in a new windowUpdated on 18 December 2018

Comptable professionnels agréés Canada

Davies Ward Phillips & Vineberg LLP (pdf - 55 KB)This link will open in a new windowUpdated on 18 December 2018

Deloitte LLP (pdf - 169 KB)This link will open in a new windowUpdated on 18 December 2018

Ernst & Young LLP (pdf - 412 KB)This link will open in a new windowUpdated on 18 December 2018

Financial Executives International Canada (pdf - 504 KB)This link will open in a new windowUpdated on 18 December 2018

Freehold Royalties LTD. (pdf - 222 KB)This link will open in a new windowUpdated on 18 December 2018

Goodmans LLP (pdf - 283 KB)This link will open in a new windowUpdated on 18 December 2018

Great-West Lifeco inc. (pdf - 486 KB)This link will open in a new windowUpdated on 18 December 2018

InPlay Oil Corp. (pdf - 54 KB)This link will open in a new windowUpdated on 18 December 2018

Institut des Fonds d’Investissement du Canada

Institute of Corporate Directors (pdf - 506 KB)This link will open in a new windowUpdated on 18 December 2018

Intact Financial corporation (pdf - 440 KB)This link will open in a new windowUpdated on 18 December 2018

Inter Pipeline Ltd. (pdf - 2 MB)This link will open in a new windowUpdated on 18 December 2018

Investor Advisory Panel (pdf - 191 KB)This link will open in a new windowUpdated on 27 November 2018

Keyara Corp. (pdf - 4 MB)This link will open in a new windowUpdated on 18 December 2018

KPMG (pdf - 93 KB)This link will open in a new windowUpdated on 10 December 2018

Lynessa Dias (pdf - 2 MB)This link will open in a new windowUpdated on 18 December 2018

Manulife Finanical Corporation (pdf - 257 KB)This link will open in a new windowUpdated on 18 December 2018

Norton Rose Fulbright (pdf - 165 KB)This link will open in a new windowUpdated on 18 December 2018

Ontario Power Generation (pdf - 64 KB)This link will open in a new windowUpdated on 18 December 2018

Pembina Pipeline Corporation (pdf - 342 KB)This link will open in a new windowUpdated on 10 December 2018

PricewaterhouseCoopers LLP (pdf - 238 KB)This link will open in a new windowUpdated on 18 December 2018

Québec Bourse Inc. (pdf - 2 MB)This link will open in a new windowUpdated on 18 December 2018

Real Property Association of Canada (pdf - 537 KB)This link will open in a new windowUpdated on 18 December 2018

Seven Genrations Energy (pdf - 3 MB)This link will open in a new windowUpdated on 18 December 2018

Stikeman Elliott (pdf - 212 KB)This link will open in a new windowUpdated on 10 December 2018

Suncor Energy Inc. (pdf - 100 KB)This link will open in a new windowUpdated on 18 December 2018

Torys LLP (pdf - 507 KB)This link will open in a new windowUpdated on 18 December 2018

Veritas Investment Research (pdf - 1 MB)This link will open in a new windowUpdated on 18 December 2018

Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Client Focused Reforms

Previous consultation
October 19, 2018
See details on Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Client Focused Reforms

Comments received (comments are published in their original language)

Draft Regulation to amend the Securities Regulation

Previous consultation
September 1, 2018
See details on Draft Regulation to amend the Securities Regulation

Regulation to amend Regulation 21-101 respecting Marketplace Operation

Previous consultation
August 29, 2018
See details on Regulation to amend Regulation 21-101 respecting Marketplace Operation