AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Custody-Related Amendments

Previous consultation
December 24, 2018
See details on Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Custody-Related Amendments

Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations - Embedded commissions

Previous consultation
December 13, 2018
See details on Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations - Embedded commissions

Comments received (comments are published in their original language)

Advocis (pdf - 1 MB)This link will open in a new windowUpdated on 14 December 2018 (Greg Pollock, Al Jones)

AGF Investments Inc. - AGF (pdf - 127 KB)This link will open in a new windowUpdated on 14 December 2018 (Mark Adams)

Alan Blanes (pdf - 312 KB)This link will open in a new windowUpdated on 23 November 2018

Alberta-based DIY Investor (pdf - 312 KB)This link will open in a new windowUpdated on 23 November 2018

Alternative Investment Management Association Canada Inc. - AIMA (pdf - 669 KB)This link will open in a new windowUpdated on 17 December 2018 (A. Timothy Baron, Sarah Gardiner, Supriya Kapoor, Ian Pember, Donna Spagnolo, Jennifer Wood

Anonymous (pdf - 29 KB)This link will open in a new windowUpdated on 19 November 2018

Association Professionnelle des Conseillers en Services Financiers - APCSF (pdf - 547 KB)This link will open in a new windowUpdated on 5 December 2018 (Flavio Vani, Bertrand Larocque)

Art Ross (pdf - 44 KB)This link will open in a new windowUpdated on 23 November 2018

Borden Ladner Gervais LLP (pdf - 73 KB)This link will open in a new windowUpdated on 17 December 2018 (Whitney Bell, Jason Brooks, Rebecca Cowdery, David Di Paolo, Kathryn Fuller, John Hall, Lynn McGrade, Laura Paglia)

Bruce Loeppky (pdf - 13 KB)This link will open in a new windowUpdated on 23 November 2018

Canadian Advocacy Council for Canadian CFA Institute Societies – CAC (pdf - 219 KB)This link will open in a new windowUpdated on 11 December 2018

Canadian Foundation for Advancement of Investor Rights - FAIR Canada (pdf - 416 KB)This link will open in a new windowUpdated on 14 December 2018 (Frank Allen)

CARP (pdf - 418 KB)This link will open in a new windowUpdated on 17 December 2018 (Wanda Morris, Laura Tamblyn Watts)

Counsel Inc., RBC InvestEase Inc. and Phillips, Hager & North Investment Funds Ltd. - RBC (pdf - 4 MB)This link will open in a new windowUpdated on 14 December 2018 (Doug Guzman, Neil McLaughlin)

D. McFadden (pdf - 304 KB)This link will open in a new windowUpdated on 19 November 2018

David Fieldstone (pdf - 114 KB)This link will open in a new windowUpdated on 19 November 2018

Eric F. Gosselin (pdf - 2 MB)This link will open in a new windowUpdated on 14 December 2018

Eric Portelance (pdf - 14 KB)This link will open in a new windowUpdated on 20 December 2018

Federation of Mutual Fund Dealers (pdf - 207 KB)This link will open in a new windowUpdated on 14 December 2018 (Sandra L. Kegie)

Fidelity Investments Canada ULC - Fidelity (pdf - 333 KB)This link will open in a new windowUpdated on 14 December 2018 (Rob Strickland)

Financial Planning Standards Council - FPSC (pdf - 211 KB)This link will open in a new windowUpdated on 17 December 2018

Finandicap inc. (pdf - 84 KB)This link will open in a new windowUpdated on 5 December 2018 (Guillaume Parent)

Franklin Templeton Investments Corp. - FTI (pdf - 169 KB)This link will open in a new windowUpdated on 14 December 2018 (Brad Beuttenmiller)

Gary Stenzler (pdf - 415 KB)This link will open in a new windowUpdated on 16 November 2018

Groupe Cloutier Investissements (François Bruneau)

Groupe financier PEAK (pdf - 156 KB)This link will open in a new windowUpdated on 17 December 2018 - (Robert Frances, Marc Doré)

Harvey Naglie (pdf - 177 KB)This link will open in a new windowUpdated on 19 November 2018

HighView Asset Management Ltd. - HAML (pdf - 742 KB)This link will open in a new windowUpdated on 14 December 2018 (Dan Hallett)

Independent Financial Brokers of Canada - IFB (pdf - 571 KB)This link will open in a new windowUpdated on 14 December 2018 (Nancy Allan)

Invesco Canada Ltd. (Shalomi Abraham)

 

The Investment Funds Institute of Canada - IFIC (pdf - 184 KB)This link will open in a new windowUpdated on 14 December 2018 (Paul C. Bourque)

Investment Industry Association of Canada - IIAC (pdf - 1 MB)This link will open in a new windowUpdated on 14 December 2018 (Michelle Alexander, Annie Sinigagliese)

Isaac Glick (pdf - 59 KB)This link will open in a new windowUpdated on 23 November 2018

James Richard MacDonald (pdf - 59 KB)This link will open in a new windowUpdated on 20 December 2018

James S. Durnin (pdf - 204 KB)This link will open in a new windowUpdated on 13 December 2018

Ken Kivenko (pdf - 468 KB)This link will open in a new windowUpdated on 19 November 2018

Kenmar Associates (pdf - 345 KB)This link will open in a new windowUpdated on 16 November 2018

Larry Elford (pdf - 30 KB)This link will open in a new windowUpdated on 23 November 2018

Mackenzie Financial Corporation - Mackenzie Investments (pdf - 282 KB)This link will open in a new windowUpdated on 14 December 2018(Barry S. McInerney)

Mary Boom (pdf - 75 KB)This link will open in a new windowUpdated on 23 November 2018

Mérici Services financiers inc. (pdf - 420 KB)This link will open in a new windowUpdated on 14 December 2018 - (Michel Boutin, Maxime Gauthier)

MICA Capital Inc. (pdf - 37 KB)This link will open in a new windowUpdated on 4 December 2018 (Gino Sebastian Savard)

Millie Jagdeo (pdf - 301 KB)This link will open in a new windowUpdated on 23 November 2018

Mouvement Desjardins (Yvan-Pierre Grimard)

National Bank Investments Inc. - NBI (pdf - 406 KB)This link will open in a new windowUpdated on 14 December 2018 (Martin Gagnon)

OSC Investor Advisory Panel (pdf - 199 KB)This link will open in a new windowUpdated on 4 December 2018 – (Neil Gross)

Peter Whitehouse (pdf - 366 KB)This link will open in a new windowUpdated on 19 November 2018

Portfolio Management Association of Canada - PMAC (pdf - 101 KB)This link will open in a new windowUpdated on 14 December 2018 (Katie Walmsley, Margaret Gunawan)

Portfolio Strategies Corporation - PSC (pdf - 134 KB)This link will open in a new windowUpdated on 14 December 2018 (Mark S. Kent)

Primerica Financial Services (pdf - 663 KB)This link will open in a new windowUpdated on 17 December 2018 (John A. Adams)

RBC Dominion Securities Inc., RBC Direct investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management Inc., RBC Phillips, Hager & North Investment (pdf - 4 MB)This link will open in a new windowUpdated on 14 December 2018

Ruth Elliott (pdf - 308 KB)This link will open in a new windowUpdated on 19 November 2018

Small Investor Protection Association – SIPA (pdf - 283 KB)This link will open in a new windowUpdated on 19 November 2018 (Stan I. Buell)

Steve Pozgaj (pdf - 342 KB)This link will open in a new windowUpdated on 20 December 2018

TD Wealth (pdf - 1 MB)This link will open in a new windowUpdated on 14 December 2018 (Leo Salom)

Tom Dusmet (pdf - 620 KB)This link will open in a new windowUpdated on 19 December 2018

Yegal Rosen (pdf - 17 KB)This link will open in a new windowUpdated on 20 December 2018

W. Keir Clark (pdf - 313 KB)This link will open in a new windowUpdated on 26 November 2018

Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations

Previous consultation
December 5, 2018
See details on Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations

Comments received (comments are published in their original language)

Association des banquiers canadiens

Auditing and Assurance Standards Board (pdf - 508 KB)This link will open in a new windowUpdated on 27 November 2018

Bennett Jones (pdf - 2 MB)This link will open in a new windowUpdated on 18 December 2018

Blakes, Cassels & Graydon LLP (pdf - 111 KB)This link will open in a new windowUpdated on 18 December 2018

Brtish Columbia Investment (pdf - 1 MB)This link will open in a new windowUpdated on 18 December 2018

Brunet, Duckworth & Palmer LLP (pdf - 133 KB)This link will open in a new windowUpdated on 18 December 2018

Canadian Accounting Standards Board (pdf - 158 KB)This link will open in a new windowUpdated on 18 December 2018

Canadian Advocacy Counci(pdf - 226 KB)This link will open in a new windowUpdated on 18 December 2018

Canadian Coalition for Good Governance (pdf - 318 KB)This link will open in a new windowUpdated on 18 December 2018

Canadian Natural Resources Limited (pdf - 395 KB)This link will open in a new windowUpdated on 18 December 2018

Canadian Public Accountablility Board (pdf - 131 KB)This link will open in a new windowUpdated on 18 December 2018

Cassels Brock Lawyers (pdf - 197 KB)This link will open in a new windowUpdated on 10 January 2019

Cenovus Energy (pdf - 349 KB)This link will open in a new windowUpdated on 18 December 2018

Comptable professionnels agréés Canada

Davies Ward Phillips & Vineberg LLP (pdf - 55 KB)This link will open in a new windowUpdated on 18 December 2018

Deloitte LLP (pdf - 169 KB)This link will open in a new windowUpdated on 18 December 2018

Ernst & Young LLP (pdf - 412 KB)This link will open in a new windowUpdated on 18 December 2018

Financial Executives International Canada (pdf - 504 KB)This link will open in a new windowUpdated on 18 December 2018

Freehold Royalties LTD. (pdf - 222 KB)This link will open in a new windowUpdated on 18 December 2018

Goodmans LLP (pdf - 283 KB)This link will open in a new windowUpdated on 18 December 2018

Great-West Lifeco inc. (pdf - 486 KB)This link will open in a new windowUpdated on 18 December 2018

InPlay Oil Corp. (pdf - 54 KB)This link will open in a new windowUpdated on 18 December 2018

Institut des Fonds d’Investissement du Canada

Institute of Corporate Directors (pdf - 506 KB)This link will open in a new windowUpdated on 18 December 2018

Intact Financial corporation (pdf - 440 KB)This link will open in a new windowUpdated on 18 December 2018

Inter Pipeline Ltd. (pdf - 2 MB)This link will open in a new windowUpdated on 18 December 2018

Investor Advisory Panel (pdf - 191 KB)This link will open in a new windowUpdated on 27 November 2018

Keyara Corp. (pdf - 4 MB)This link will open in a new windowUpdated on 18 December 2018

KPMG (pdf - 93 KB)This link will open in a new windowUpdated on 10 December 2018

Lynessa Dias (pdf - 2 MB)This link will open in a new windowUpdated on 18 December 2018

Manulife Finanical Corporation (pdf - 257 KB)This link will open in a new windowUpdated on 18 December 2018

Norton Rose Fulbright (pdf - 165 KB)This link will open in a new windowUpdated on 18 December 2018

Ontario Power Generation (pdf - 64 KB)This link will open in a new windowUpdated on 18 December 2018

Pembina Pipeline Corporation (pdf - 342 KB)This link will open in a new windowUpdated on 10 December 2018

PricewaterhouseCoopers LLP (pdf - 238 KB)This link will open in a new windowUpdated on 18 December 2018

Québec Bourse Inc. (pdf - 2 MB)This link will open in a new windowUpdated on 18 December 2018

Real Property Association of Canada (pdf - 537 KB)This link will open in a new windowUpdated on 18 December 2018

Seven Genrations Energy (pdf - 3 MB)This link will open in a new windowUpdated on 18 December 2018

Stikeman Elliott (pdf - 212 KB)This link will open in a new windowUpdated on 10 December 2018

Suncor Energy Inc. (pdf - 100 KB)This link will open in a new windowUpdated on 18 December 2018

Torys LLP (pdf - 507 KB)This link will open in a new windowUpdated on 18 December 2018

Veritas Investment Research (pdf - 1 MB)This link will open in a new windowUpdated on 18 December 2018

Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Client Focused Reforms

Previous consultation
October 19, 2018
See details on Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Client Focused Reforms

Comments received (comments are published in their original language)

Draft Regulation to amend the Securities Regulation

Previous consultation
September 1, 2018
See details on Draft Regulation to amend the Securities Regulation

Regulation to amend Regulation 21-101 respecting Marketplace Operation

Previous consultation
August 29, 2018
See details on Regulation to amend Regulation 21-101 respecting Marketplace Operation

Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations – Syndicated Mortgages

Previous consultation
June 6, 2018
See details on Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations – Syndicated Mortgages

Comments received (comments are published in their original language)

Appraisal Institute of Canada (pdf - 61 KB)This link will open in a new windowUpdated on 28 March 2019 (Keith Lancastle)

Batcher, Wasserman (pdf - 2 MB)This link will open in a new windowUpdated on 26 June 2018

Borden Ladner Gervais LLP (pdf - 2 MB)This link will open in a new windowUpdated on 26 June 2018 (Jason J. Brooks)

Brownlee LLP (pdf - 386 KB)This link will open in a new windowUpdated on 26 June 2018 (Roger I. Swainson)

Canadian Foundation for Advancement if Investor Rights (pdf - 339 KB)This link will open in a new windowUpdated on 26 June 2018 - FAIR

Canadian Mortgage Brokers Association - CMBA (pdf - 167 KB)This link will open in a new windowUpdated on 26 June 2018 (Samantha Gale)

Chuck Barrett (pdf - 152 KB)This link will open in a new windowUpdated on 28 March 2019

Donna Lewczuk (pdf - 29 KB)This link will open in a new windowUpdated on 28 March 2019

FARRIS, VAUGHAN, WILLS & MURPHY LLP (pdf - 528 KB)This link will open in a new windowUpdated on 26 June 2018 (Mitchell H. Gropper, Q.C.)

First Source Mortgage Corporation (pdf - 116 KB)This link will open in a new windowUpdated on 28 March 2019 (David Mandel)

Foremost Financial Corporation (pdf - 584 KB)This link will open in a new windowUpdated on 26 June 2018 (Evan Cooperman et Rick Dogon)

Koffman Kalef LLP (pdf - 259 KB)This link will open in a new windowUpdated on 26 June 2018

Lanyard Financial Corporation (pdf - 2 MB)This link will open in a new windowUpdated on 26 June 2018 (Ben Goldberg et Brian Chelin)

MCAP Commercial LP (pdf - 986 KB)This link will open in a new windowUpdated on 26 June 2018 (Mark Adams)

McLeod Law LLP (pdf - 86 KB)This link will open in a new windowUpdated on 26 June 2018

McMillan LLP (pdf - 437 KB)This link will open in a new windowUpdated on 26 June 2018 (Michael Shannon)

Michael Baratz (pdf - 153 KB)This link will open in a new windowUpdated on 28 March 2019

Olympia Trust Company (pdf - 419 KB)This link will open in a new windowUpdated on 26 June 2018 (Craig Skauge et Jonathan Bahnuik)

Ordre des évaluateurs agréés du Québec (pdf - 1 MB)This link will open in a new windowUpdated on 26 June 2018 (Richard Lahaye, É.A.)

Paragon Capital Corp. Inc and ROQ Capital Partners Ltd. (pdf - 491 KB)This link will open in a new windowUpdated on 26 June 2018 (Sandra A. Bautz)

Paul Mangion (pdf - 18 KB)This link will open in a new windowUpdated on 28 March 2019

Private Capital Markets Association of Canada (Doug Bedard & Georgina Blanas)
(pdf - 90 KB)This link will open in a new window
Updated on 28 March 2019

Professionnels hypothécaires du Canada (PDF - 176 KB)This link will open in a new windowUpdated on 26 June 2018 (Paul Taylor)

Realtech Capital Group Inc. (pdf - 259 KB)This link will open in a new windowUpdated on 6 July 2018 (James C. McPherson et David R Bouskill)

The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 250 KB)This link will open in a new windowUpdated on 22 June 2018

The Ontario Mortgage Investment Companies Association (pdf - 46 KB)This link will open in a new windowUpdated on 28 March 2019 (Diane Soloway)

Sam Singal (pdf - 44 KB)This link will open in a new windowUpdated on 28 March 2019

CSA Consultation Paper 52-404: Approach to Director and Audit Committee Member Independence

Previous consultation
January 25, 2018
See details on CSA Consultation Paper 52-404: Approach to Director and Audit Committee Member Independence

Consultation Paper 52-404 (pdf - 185 KB)This link will open in a new windowUpdated on 24 October 2017"CSA, Consultation Paper, 52-404, Approach, Director and Audit Committee, Member Independence"

Comments received (comments are published in their original language)