AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

Regulation to amend Regulation 44-102 respecting Shelf Distributions – At-the-Market Distributions

Previous consultation
August 7, 2019
See details on Regulation to amend Regulation 44-102 respecting Shelf Distributions – At-the-Market Distributions

Comments received (comments are published in their original language)

Blakes, Cassels & Graydon LLP (pdf - 102 KB)This link will open in a new window Nicole Cargill, Jill Davis, Stacy McLean, Tim Phillips, Trevor Rowles & Brendan Reay  

Canadian Advocacy Council of CFA Societies Canada (pdf - 167 KB)This link will open in a new windowUpdated on 5 August 2019At-the-Market Distributions

Davies Ward Phillips & Vineberg LLP (PDF - 210 KB)This link will open in a new windowUpdated on 8 August 2019At-the-Market Distributions Robin Upshall & Robert Murphy

Investment Industry Association of Canada (IIAC) (pdf - 358 KB)This link will open in a new windowUpdated on 8 August 2019At-the-Market Susan Copland

Prospectors & Developers Association of Canada (PDAC) (pdf - 514 KB)This link will open in a new windowUpdated on 8 August 2019At-the-Market Lisa McDonald

RBC Capital Markets (pdf - 132 KB)This link will open in a new window Nitin Babbar

Toronto Stock Exchange (TSX) (pdf - 202 KB)This link will open in a new window Loui Anastasopoulos

Regulation 13-103 respecting System Replacement and concordant regulations

Previous consultation
July 31, 2019
See details on Regulation 13-103 respecting System Replacement and concordant regulations

Comments received (comments are published in their original language)

Borden Ladner Gervais LLP (pdf - 561 KB)This link will open in a new windowUpdated on 5 August 2019National Systems Renewal Program Rule Rebecca Cowdery, Prema K.R. Thiele, Stephen Robertson and Jessica Evans

Canadian Advocacy Council of CFA Societies Canada (pdf - 189 KB)This link will open in a new windowUpdated on 23 July 2019National Systems Renewal Program Rule

CI Investment Inc. (pdf - 140 KB)This link will open in a new windowUpdated on 5 August 2019Natioanl Systems Renewal Program Rule Tim Currie

Canadian Investor Relations Institute (CIRI) (pdf - 124 KB)This link will open in a new windowUpdated on 30 July 2019National Systems Renewal Program Rule Yvette Lokker

Investment Funds Institute of Canada (IFIC) (pdf - 211 KB)This link will open in a new windowUpdated on 30 July 2019National Systems Renewal Program Rule Minal Upadhyaya

Investment Industry Association of Canada (IIAC) (pdf - 271 KB)This link will open in a new windowUpdated on 5 August 2019National Systems Renewal Program Susan Copland (13-103)

Investment Industry Association of Canada (IIAC) (pdf - 222 KB)This link will open in a new windowUpdated on 5 August 2019National Systems Renewal Program Susan Copland (13-102)

Portfolio Management Association of Canada (pdf - 125 KB)This link will open in a new windowUpdated on 30 July 2019National Systems Renewal Program Rule Katie Walmsley and Margaret Gunawan

VigilantCS (pdf - 128 KB)This link will open in a new windowUpdated on 5 August 2019National Systems Renewal Program Robert Kirwin

 

 

Regulation 13-102 respecting System Fees

Previous consultation
July 31, 2019
See details on Regulation 13-102 respecting System Fees

Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation and Draft amendments to Policy Statement to Regulation 21-101

Previous consultation
July 17, 2019
See details on Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation and Draft amendments to Policy Statement to Regulation 21-101

Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms

Previous consultation
May 15, 2019
See details on Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms

Joint CSA and IIROC Consultation Paper 21-402 (pdf - 258 KB)This link will open in a new windowUpdated on 14 March 2019Crypto-Asset Trading Platforms

Comments received (comments are published in their original language)

Académie Bitcoin (pdf - 103 KB)This link will open in a new windowUpdated on 12 June 2019 Jonathan Hamel

Aquanow (pdf - 147 KB)This link will open in a new windowUpdated on 10 June 2019 Phil Sham

Association canadienne du commerce des valeurs mobilières(pdf - 805 KB)This link will open in a new windowUpdated on 12 June 2019 Annie Sinigagliese

Association des banquiers canadiens(pdf - 428 KB)This link will open in a new windowUpdated on 7 June 2019

Atlantic Blockchain Company (pdf - 179 KB)This link will open in a new windowUpdated on 11 June 2019 Keegan Lee Francis

Bitvo (pdf - 192 KB)This link will open in a new windowUpdated on 12 June 2019 Nathan Montgomery

Blockchain Technology Coalition of Canada (pdf - 347 KB)This link will open in a new windowUpdated on 10 June 2019 Ash Navabi

Brane Capital (pdf - 183 KB)This link will open in a new windowUpdated on 11 June 2019 T. Paul Rowland

Canadian Digital Asset Coalition (pdf - 428 KB)This link will open in a new windowUpdated on 12 June 2019

Canadian Foundation for Advancement of Investor Rights (pdf - 175 KB)This link will open in a new windowUpdated on 11 June 2019 Ermanno Pascutto

Castell (pdf - 128 KB)This link will open in a new windowUpdated on 11 June 2019 Dr Stephen Castell

Chamber of Digital Commerce Canada (pdf - 2 MB)This link will open in a new windowUpdated on 12 June 2019 Tanya Woods

CME Group (PDF - 275 KB)This link will open in a new windowUpdated on 11 June 2019 Sunil Cutinho

Coinsquare (pdf - 256 KB)This link will open in a new windowUpdated on 10 June 2019

ComplyChain Solutions T (pdf - 322 KB)This link will open in a new windowUpdated on 12 June 2019 Adnar Tahir

Comptables professionnels agréés (pdf - 279 KB)This link will open in a new windowUpdated on 10 June 2019 Gordon Beal

Corporate Counsel Professionnal Corporation (pdf - 190 KB)This link will open in a new windowUpdated on 12 June 2019 Randee Pavalow

Crowdmatrix (pdf - 184 KB)This link will open in a new windowUpdated on 12 June 2019 James S. Hershaw

Durand Morisseau(PDF - 1 MB)This link will open in a new windowUpdated on 12 June 2019 David Durand and Drew S. Dorweiler

Fern Karsh (pdf - 56 KB)This link will open in a new windowUpdated on 12 June 2019

Fidelity Clearing Canada (pdf - 136 KB)This link will open in a new windowUpdated on 10 June 2019 Scott MacKenzie

Global Digital Finance (pdf - 292 KB)This link will open in a new windowUpdated on 12 June 2019

Investor Advisory Panel (pdf - 159 KB)This link will open in a new windowUpdated on 11 June 2019 Neil Gross

Knox Industries (pdf - 87 KB)This link will open in a new windowUpdated on 10 June 2019

Kraken (pdf - 232 KB)This link will open in a new windowUpdated on 10 June 2019

LCH Limited (pdf - 92 KB)This link will open in a new windowUpdated on 11 June 2019 Julian Olover

Leede Jones Gable (pdf - 94 KB)This link will open in a new windowUpdated on 11 June 2019 Jason Jardine

Market Data Company (pdf - 250 KB)This link will open in a new windowUpdated on 7 June 2019 Alexander Izak Levesque

National Digital Asset Exchange Inc. (pdf - 297 KB)This link will open in a new windowUpdated on 12 June 2019 Julia Baranovskaya

Octonomics (pdf - 3 MB)This link will open in a new windowUpdated on 12 June 2019 Elisabeth Préfontaine

Paradiso Venture Inc. (pdf - 100 KB)This link will open in a new windowUpdated on 10 June 2019 George Bordianu Balance

Piotr Piasecki (pdf - 133 KB)This link will open in a new windowUpdated on 10 June 2019

Raymond Chabot Grant Thornton (pdf - 229 KB)This link will open in a new windowUpdated on 12 June 2019 Louis Roy et Jean-François Trépanier

Reddit (pdf - 232 KB)This link will open in a new windowUpdated on 10 June 2019 Fiach Dubh

Roger Miller (pdf - 130 KB)This link will open in a new windowUpdated on 10 June 2019

SoapBox Network Inc. (pdf - 207 KB)This link will open in a new windowUpdated on 10 June 2019

State Street (pdf - 304 KB)This link will open in a new windowUpdated on 10 June 2019 James J. Biancamano

TD Securities (pdf - 287 KB)This link will open in a new windowUpdated on 10 June 2019

The Jersey Company (pdf - 1 MB)This link will open in a new windowUpdated on 12 June 2019 Robert Young

The Ludo Group (pdf - 77 KB)This link will open in a new windowUpdated on 12 June 2019 Adrian Sischin, Lara Wojahn, Cloudesley Hobbs, Jason Dearborn

TMX Group (pdf - 59 KB)This link will open in a new windowUpdated on 12 June 2019 Deanna Dobrowsky

TMX Group Limited (pdf - 49 KB)This link will open in a new windowUpdated on 11 June 2019 Deanna Dobrowsky

Tritum (pdf - 100 KB)This link will open in a new windowUpdated on 10 June 2019 John Willock and Jim Andriopoulos

Vakeesan Mahalingam (pdf - 182 KB)This link will open in a new windowUpdated on 10 June 2019

View Fin (pdf - 192 KB)This link will open in a new window

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments relating to Syndicated Mortgages

Previous consultation
May 14, 2019
See details on Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments relating to Syndicated Mortgages

Comments received (comments are published in their original language)

Appraisal Institute of Canada (pdf - 161 KB)This link will open in a new windowUpdated on 27 May 2019 (Keith Lancastle)

Canadian Foundation for Advancement of Investor Rights (pdf - 183 KB)This link will open in a new windowUpdated on 9 May 2019

Foremost Financial Corporation (pdf - 172 KB)This link will open in a new windowUpdated on 16 May 2019 (Evan Cooperman, Ricky Dogon)

MarshallZehr Group Inc. - December 6, 2018 (pdf - 165 KB)This link will open in a new windowUpdated on 11 April 2019 (Murray Snedden)

MarshallZehr Group Inc. - March 28, 2019 (pdf - 26 KB)This link will open in a new windowUpdated on 27 May 2019 (Murray Snedden)

Private Mortgage Capital Funding (pdf - 35 KB)This link will open in a new windowUpdated on 27 May 2019 (Stephen Lidsky)

The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 270 KB)This link will open in a new windowUpdated on 9 May 2019

The Ontario Mortgage Investment Companies Association (pdf - 1 MB)This link will open in a new windowUpdated on 27 May 2019 (Adam Rose, Ricky Dogon and Robert Trager)

The Private Capital Markets Association of Canada (pdf - 268 KB)This link will open in a new windowUpdated on 27 May 2019 (Craig Skauge, Diane Soloway, Frank Laferriere and Georgina Blanas)

Vector Financial Services Limited (pdf - 286 KB)This link will open in a new windowUpdated on 27 May 2019 (Mitchell Oelbaum)

Internalization within the Canadian Equity Market

Previous consultation
May 13, 2019
See details on Internalization within the Canadian Equity Market

Joint CSA/IIROC Consultation Paper 23-406 (pdf - 1 MB)This link will open in a new windowUpdated on 12 March 2019Joint CSA/IIROC Consultation Paper 23-406 Internalization within the Canadian Equity Market

CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study

Previous consultation
March 1, 2019
See details on CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study