CSA Consultation Paper 51-404: Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers

Previous consultation
July 28, 2017
See details on CSA Consultation Paper 51-404: Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers

Comments received (comments are published in their original language)

Regulation to amend Regulation 81-102 respecting Investment Funds - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds

Previous consultation
July 26, 2017
See details on Regulation to amend Regulation 81-102 respecting Investment Funds - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds

CSA Consultation Paper 52-403 : Auditor Oversight Issues in Foreign Jurisdictions

Previous consultation
June 24, 2017
See details on CSA Consultation Paper 52-403 : Auditor Oversight Issues in Foreign Jurisdictions

CSA Consultation Paper 81-408 : Consultation on the Option of Discontinuing Embedded Commissions

Previous consultation
June 9, 2017
See details on CSA Consultation Paper 81-408 : Consultation on the Option of Discontinuing Embedded Commissions

Comments received (comments are published in their original language)

Avis de consultation des ACVM: Projet de Règlement modifiant le Règlement 81-102 sur les fonds d'investissement - Modernisation de la réglementation des produits de fonds d'investissement - Fonds alternatifs

Previous consultation
December 22, 2016
See details on Avis de consultation des ACVM: Projet de Règlement modifiant le Règlement 81-102 sur les fonds d'investissement - Modernisation de la réglementation des produits de fonds d'investissement - Fonds alternatifs

Comments received (comments are published in their original language)

CSA Notice and Request for Comment: draft Regulation to repeal Regulation 81-104 respecting Commodity Pools - Modernization of Investment Fund Product Regulation - Alternative Funds

Previous consultation
December 22, 2016
See details on CSA Notice and Request for Comment: draft Regulation to repeal Regulation 81-104 respecting Commodity Pools - Modernization of Investment Fund Product Regulation - Alternative Funds

CSA Notice and Request for Comment: Draft Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement

Previous consultation
November 16, 2016
See details on CSA Notice and Request for Comment: Draft Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement

CSA Notice and Request for Comment: Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Previous consultation
October 5, 2016
See details on CSA Notice and Request for Comment: Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Comments received (comments are published in their original language)

Canadian Securities Administrators Consultation Paper 33-404 - Proposals to Enhance the Obligations of Adviser, Dealers, and Representatives toward their Clients (pdf - 665 KB)This link will open in a new window

Previous consultation
September 30, 2016
See details on Canadian Securities Administrators Consultation Paper 33-404 - Proposals to Enhance the Obligations of Adviser, Dealers, and Representatives toward their Clients

Comments received (comments are published in their original language)