AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

Draft Regulation to amend Regulation 24-102 respecting Clearing Agency Requirements

Previous consultation
January 16, 2019
See details on Draft Regulation to amend Regulation 24-102 respecting Clearing Agency Requirements

Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Custody-Related Amendments

Previous consultation
December 24, 2018
See details on Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Custody-Related Amendments

Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations - Embedded commissions

Previous consultation
December 13, 2018
See details on Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations - Embedded commissions

Comments received (comments are published in their original language)

Advocis (pdf - 1 MB)This link will open in a new window (Greg Pollock, Al Jones)

AGF Investments Inc. - AGF (pdf - 127 KB)This link will open in a new window (Mark Adams)

Alan Blanes (pdf - 312 KB)This link will open in a new window

Alberta-based DIY Investor (pdf - 312 KB)This link will open in a new window

Alternative Investment Management Association Canada Inc. - AIMA (pdf - 669 KB)This link will open in a new window (A. Timothy Baron, Sarah Gardiner, Supriya Kapoor, Ian Pember, Donna Spagnolo, Jennifer Wood

Anonymous (pdf - 29 KB)This link will open in a new window

Association Professionnelle des Conseillers en Services Financiers - APCSF (pdf - 547 KB)This link will open in a new window (Flavio Vani, Bertrand Larocque)

Art Ross (pdf - 44 KB)This link will open in a new window

Borden Ladner Gervais LLP (pdf - 73 KB)This link will open in a new window (Whitney Bell, Jason Brooks, Rebecca Cowdery, David Di Paolo, Kathryn Fuller, John Hall, Lynn McGrade, Laura Paglia)

Bruce Loeppky (pdf - 13 KB)This link will open in a new window

Canadian Advocacy Council for Canadian CFA Institute Societies – CAC (pdf - 219 KB)This link will open in a new window

Canadian Foundation for Advancement of Investor Rights - FAIR Canada (pdf - 416 KB)This link will open in a new window (Frank Allen)

CARP (pdf - 418 KB)This link will open in a new window (Wanda Morris, Laura Tamblyn Watts)

Counsel Inc., RBC InvestEase Inc. and Phillips, Hager & North Investment Funds Ltd. - RBC (pdf - 4 MB)This link will open in a new window (Doug Guzman, Neil McLaughlin)

D. McFadden (pdf - 304 KB)This link will open in a new window

David Fieldstone (pdf - 114 KB)This link will open in a new window

Eric F. Gosselin (pdf - 2 MB)This link will open in a new window

Eric Portelance (pdf - 14 KB)This link will open in a new window

Federation of Mutual Fund Dealers (pdf - 207 KB)This link will open in a new window (Sandra L. Kegie)

Fidelity Investments Canada ULC - Fidelity (pdf - 333 KB)This link will open in a new window (Rob Strickland)

Financial Planning Standards Council - FPSC (pdf - 211 KB)This link will open in a new window

Finandicap inc. (pdf - 84 KB)This link will open in a new window (Guillaume Parent)

Franklin Templeton Investments Corp. - FTI (pdf - 169 KB)This link will open in a new window (Brad Beuttenmiller)

Gary Stenzler (pdf - 415 KB)This link will open in a new window

Groupe Cloutier Investissements (François Bruneau)

Groupe financier PEAK (pdf - 156 KB)This link will open in a new window - (Robert Frances, Marc Doré)

Harvey Naglie (pdf - 177 KB)This link will open in a new window

HighView Asset Management Ltd. - HAML (pdf - 742 KB)This link will open in a new window (Dan Hallett)

Independent Financial Brokers of Canada - IFB (pdf - 571 KB)This link will open in a new window (Nancy Allan)

Invesco Canada Ltd. (Shalomi Abraham)

The Investment Funds Institute of Canada - IFIC (pdf - 184 KB)This link will open in a new window (Paul C. Bourque)

Investment Industry Association of Canada - IIAC (pdf - 1 MB)This link will open in a new window (Michelle Alexander, Annie Sinigagliese)

Isaac Glick (pdf - 59 KB)This link will open in a new window

James Richard MacDonald (pdf - 59 KB)This link will open in a new window

James S. Durnin (pdf - 204 KB)This link will open in a new window

Ken Kivenko (pdf - 468 KB)This link will open in a new window

Kenmar Associates (pdf - 345 KB)This link will open in a new window

Larry Elford (pdf - 30 KB)This link will open in a new window

Mackenzie Financial Corporation - Mackenzie Investments (pdf - 282 KB)This link will open in a new window(Barry S. McInerney)

Mary Boom (pdf - 75 KB)This link will open in a new window

Mérici Services financiers inc. (pdf - 420 KB)This link will open in a new window - (Michel Boutin, Maxime Gauthier)

MICA Capital Inc. (pdf - 37 KB)This link will open in a new window (Gino Sebastian Savard)

Millie Jagdeo (pdf - 301 KB)This link will open in a new window

Mouvement Desjardins (Yvan-Pierre Grimard)

National Bank Investments Inc. - NBI (pdf - 406 KB)This link will open in a new window (Martin Gagnon)

OSC Investor Advisory Panel (pdf - 199 KB)This link will open in a new window – (Neil Gross)

Peter Whitehouse (pdf - 366 KB)This link will open in a new window

Portfolio Management Association of Canada - PMAC (pdf - 101 KB)This link will open in a new window (Katie Walmsley, Margaret Gunawan)

Portfolio Strategies Corporation - PSC (pdf - 134 KB)This link will open in a new window (Mark S. Kent)

Primerica Financial Services (pdf - 663 KB)This link will open in a new window (John A. Adams)

RBC Dominion Securities Inc., RBC Direct investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management Inc., RBC Phillips, Hager & North Investment (pdf - 4 MB)This link will open in a new window

Ruth Elliott (pdf - 308 KB)This link will open in a new window

Small Investor Protection Association – SIPA (pdf - 283 KB)This link will open in a new window (Stan I. Buell)

Steve Pozgaj (pdf - 342 KB)This link will open in a new window

TD Wealth (pdf - 1 MB)This link will open in a new window (Leo Salom)

Tom Dusmet (pdf - 620 KB)This link will open in a new window

Yegal Rosen (pdf - 17 KB)This link will open in a new window

W. Keir Clark (pdf - 313 KB)This link will open in a new window

Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations

Previous consultation
December 5, 2018
See details on Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations

Comments received (comments are published in their original language)

Association des banquiers canadiens

Auditing and Assurance Standards Board (pdf - 508 KB)This link will open in a new window

Bennett Jones (pdf - 2 MB)This link will open in a new window

Blakes, Cassels & Graydon LLP (pdf - 111 KB)This link will open in a new window

Brtish Columbia Investment (pdf - 1 MB)This link will open in a new window

Brunet, Duckworth & Palmer LLP (pdf - 133 KB)This link will open in a new window

Canadian Accounting Standards Board (pdf - 158 KB)This link will open in a new window

Canadian Advocacy Counci(pdf - 226 KB)This link will open in a new window

Canadian Coalition for Good Governance (pdf - 318 KB)This link will open in a new window

Canadian Natural Resources Limited (pdf - 395 KB)This link will open in a new window

Canadian Public Accountablility Board (pdf - 131 KB)This link will open in a new window

Cassels Brock Lawyers (pdf - 197 KB)This link will open in a new window

Cenovus Energy (pdf - 349 KB)This link will open in a new window

Comptable professionnels agréés Canada

Davies Ward Phillips & Vineberg LLP (pdf - 55 KB)This link will open in a new window

Deloitte LLP (pdf - 169 KB)This link will open in a new window

Ernst & Young LLP (pdf - 412 KB)This link will open in a new window

Financial Executives International Canada (pdf - 504 KB)This link will open in a new window

Freehold Royalties LTD. (pdf - 222 KB)This link will open in a new window

Goodmans LLP (pdf - 283 KB)This link will open in a new window

Great-West Lifeco inc. (pdf - 486 KB)This link will open in a new window

InPlay Oil Corp. (pdf - 54 KB)This link will open in a new window

Institut des Fonds d’Investissement du Canada

Institute of Corporate Directors (pdf - 506 KB)This link will open in a new window

Intact Financial corporation (pdf - 440 KB)This link will open in a new window

Inter Pipeline Ltd. (pdf - 2 MB)This link will open in a new window

Investor Advisory Panel (pdf - 191 KB)This link will open in a new window

Keyara Corp. (pdf - 4 MB)This link will open in a new window

KPMG (pdf - 93 KB)This link will open in a new window

Lynessa Dias (pdf - 2 MB)This link will open in a new window

Manulife Finanical Corporation (pdf - 257 KB)This link will open in a new window

Norton Rose Fulbright (pdf - 165 KB)This link will open in a new window

Ontario Power Generation (pdf - 64 KB)This link will open in a new window

Pembina Pipeline Corporation (pdf - 342 KB)This link will open in a new window

PricewaterhouseCoopers LLP (pdf - 238 KB)This link will open in a new window

Québec Bourse Inc. (pdf - 2 MB)This link will open in a new window

Real Property Association of Canada (pdf - 537 KB)This link will open in a new window

Seven Genrations Energy (pdf - 3 MB)This link will open in a new window

Stikeman Elliott (pdf - 212 KB)This link will open in a new window

Suncor Energy Inc. (pdf - 100 KB)This link will open in a new window

Torys LLP (pdf - 507 KB)This link will open in a new window

Veritas Investment Research (pdf - 1 MB)This link will open in a new window

Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Client Focused Reforms

Previous consultation
October 19, 2018
See details on Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Client Focused Reforms

Comments received (comments are published in their original language)

Draft Regulation to amend the Securities Regulation

Previous consultation
September 1, 2018
See details on Draft Regulation to amend the Securities Regulation

Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations – Syndicated Mortgages

Previous consultation
June 6, 2018
See details on Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations – Syndicated Mortgages

Comments received (comments are published in their original language)

Batcher, Wasserman (pdf - 2 MB)This link will open in a new window

Borden Ladner Gervais LLP (Jason J. Brooks) (pdf - 2 MB)This link will open in a new window

Brownlee LLP (Roger I. Swainson) (pdf - 386 KB)This link will open in a new window

Canadian Foundation for Advancement if Investor Rights - FAIR (pdf - 339 KB)This link will open in a new window

Canadian Mortgage Brokers Association - CMBA (Samantha Gale) (pdf - 167 KB)This link will open in a new window

FARRIS, VAUGHAN, WILLS & MURPHY LLP (Mitchell H. Gropper, Q.C.) (pdf - 528 KB)This link will open in a new window

Foremost Financial Corporation (Evan Cooperman and Rick Dogon) (pdf - 584 KB)This link will open in a new window

Koffman Kalef LLP (pdf - 259 KB)This link will open in a new window

Lanyard Financial Corporation (Ben Goldberg and Brian Chelin) (pdf - 2 MB)This link will open in a new window

MCAP Commercial LP (Mark Adams) (pdf - 986 KB)This link will open in a new window

McLeod Law LLP (pdf - 86 KB)This link will open in a new window

McMillan LLP (Michael Shannon) (pdf - 437 KB)This link will open in a new window

Mortgage Professionals Canada (Paul Taylor) (PDF - 165 KB)This link will open in a new window

Olympia Trust Company (Craig Skauge and Jonathan Bahnuik) (pdf - 419 KB)This link will open in a new window

Ordre des évaluateurs agréés du Québec (Richard Lahaye, É.A.)

Paragon Capital Corp. Inc and ROQ Capital Partners Ltd. (Sandra A. Bautz) (pdf - 491 KB)This link will open in a new window

Realtech Capital Group Inc. (pdf - 259 KB)This link will open in a new window (James C. McPherson and David R Bouskill)

The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 250 KB)This link will open in a new window

CSA Consultation Paper 52-404: Approach to Director and Audit Committee Member Independence

Previous consultation
January 25, 2018
See details on CSA Consultation Paper 52-404: Approach to Director and Audit Committee Member Independence

Consultation Paper 52-404 (pdf - 185 KB)This link will open in a new window

Comments received (comments are published in their original language)