Securities - consultations under way
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service
Consultation end date
February 28, 2024
See details on Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service
- Regulatory Notice (pdf - 105 KB)
This link will open in a new windowUpdated on November 30, 2023Consultation about Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service. - CSA Notice of Consultation (pdf - 532 KB)This link will open in a new windowUpdated on November 30, 2023CSA Notice of consultation of Regulation to amend Regulation 31-103 concerning Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service.
- Regulation to amend Regulation 31-103 (pdf - 124 KB)This link will open in a new windowUpdated on November 30, 2023Draft Regulation to amend Regulation 31-103 concerning Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service.
- Amendments to Policy Statement to Regulation 31-103 (pdf - 217 KB)This link will open in a new windowUpdated on November 30, 2023Draft amendments to Policy Statement to Regulation 31-103 concerning Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service.
Submit your comments
If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.
Regulation to amend Regulation 81-102 respecting Investment Funds
Consultation end date
January 17, 2024
See details on Regulation to amend Regulation 81-102 respecting Investment Funds
- Regulatory Notice (pdf - 105 KB)This link will open in a new windowUpdated on October 18, 2023Regulatory Notice for draft Regulation to amend Regulation 81-102 respecting Investment Funds
- CSA Notice and Request for Comment (pdf - 217 KB)This link will open in a new windowUpdated on October 18, 2023CSA Notice and Request for Comment concerning Draft Regulation to amend Regulation 81-102 respecting Investment Funds
- Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 118 KB)This link will open in a new windowUpdated on October 18, 2023Draft Regulation to amend Regulation 81-102 respecting Investment Funds.
Submit your comments
If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.
Submit your comments on Regulation to amend Regulation 81-102 respecting Investment Funds
Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions Relating to Well-known Seasoned Issuers
Consultation end date
December 20, 2023
See details on Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions Relating to Well-known Seasoned Issuers
- Regulatory Notice (pdf - 108 KB)This link will open in a new windowUpdated on September 21, 2023Regulatory notice about the amendements to Regulation 44-102 and concordants.
- CSA Notice of consultation (pdf - 286 KB)This link will open in a new windowUpdated on September 21, 2023CSA Notice of Consultation concening the amendments to Regulation 44-102 and concordants Relating to Well-known Seasoned Issuers.
- Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 156 KB)This link will open in a new windowUpdated on September 21, 2023Draft amendments to Regualation 44-102 relating to Well-known Seasoned Issuers.
- Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 156 KB)This link will open in a new windowUpdated on September 21, 2023Draft amendments to Policy Statement to Regulation 44-102 relating to well-known seasoned issuers.
- Amendments to Policy Statement 11-202 respecting Process for Prospectus Reviews in Multiple Jurisdictions (pdf - 139 KB)This link will open in a new windowUpdated on September 21, 2023Draft amendments to Policy Statement 11-202 relating to Well-known Seasoned Issuers
Submit your comments
If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.
Comments received (comments are published in their original language)
- Canadian Bankers Association (pdf - 277 KB)This link will open in a new windowUpdated on December 5, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions
- Canadian Advocacy Council (pdf - 363 KB)This link will open in a new windowUpdated on December 5, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions