Securities - previous consultations

AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

Regulation respecting complaint processing and dispute resolution in the financial sector

Previous consultation
December 8, 2021
See details on Regulation respecting complaint processing and dispute resolution in the financial sector

Comments received (comments are published in their original language)

Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations

Previous consultation
November 20, 2021
See details on Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations

Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments to introduce the Listed Issuer Financing Exemption

Previous consultation
October 26, 2021
See details on Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments to introduce the Listed Issuer Financing Exemption

Comments received (comments are published in their original language)

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements - Financial Statement Requirements

Previous consultation
October 11, 2021
See details on Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements - Financial Statement Requirements

Comments received (comments are published in their original language)

CSA Position Paper 25-404: New Self-Regulatory Organization Framework

Previous consultation
October 4, 2021
See details on CSA Position Paper 25-404: New Self-Regulatory Organization Framework

Consultation document (pdf - 553 KB)This link will open in a new windowUpdated on August 2, 2021New Self-Regulatory Organization Framework

Comments received (comments are published in their original language)

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issuers

Previous consultation
September 17, 2021
See details on Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issuers

Concordant amendments to regulations and policy statement

Comments received (comments are published in their original language)

Regulation to amend Regulation 14-101 respecting Definitions and concordant regulations

Previous consultation
July 21, 2021
See details on Regulation to amend Regulation 14-101 respecting Definitions and concordant regulations

Regulation to amend Regulation 33-109 respecting Registration Information and concordant regulations - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines

Previous consultation
May 5, 2021
See details on Regulation to amend Regulation 33-109 respecting Registration Information and concordant regulations - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines

Comments received (comments are published in their original language)

Advocis (pdf - 298 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Greg Pollock

AIMA (pdf - 1 MB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Claire Van Wyk-Allan

CAC (pdf - 188 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109

CAPITAL Group (pdf - 138 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Rick Headrick

Fair Canada (pdf - 214 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Jean-Paul Bureaud

IFB (pdf - 244 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Nancy Allan

IFIC (pdf - 330 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Arnie Hochman

IGM (pdf - 154 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Ronda Goldberg

IIAC (pdf - 698 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Susan Copland - Michelle Alexander

PMAC (pdf - 261 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Katie Walmsley

Portfolio Strategies (pdf - 814 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Mark Kent

Primerica (pdf - 269 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - John Adams

Sun Life (pdf - 69 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Karen Woodman

PCMA (pdf - 302 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109- Brian Koscakm, David Gilkes, Nadine Milne, Peter Dunne