Securities - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
CSA Consultation Paper 43-401: Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects
Comments received (comments are published in their original language)
Agnico Eagle Mines (pdf - 737 KB)This link will open in a new windowUpdated on September 13, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (David Paquin Bilodeau, Dyane Duquette, Olivier Grondin, Adrian Martinez, Jean Cayouette, Paul Blatter, Marjorie Simard)
Ausenco Pty Ltd. (pdf - 646 KB)This link will open in a new windowUpdated on August 19, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Sally Gillies, Paul Staples, Jared Dietrich)
Cassels Brock & Blackwell LLP (pdf - 534 KB)This link will open in a new windowUpdated on September 13, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Alexander Pizale, Jennifer Hansen)
Davies (pdf - 133 KB)This link will open in a new windowUpdated on September 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Richard Fridman, Robert Murphy)
Fortuna Silver Mines Inc. (pdf - 775 KB)This link will open in a new windowUpdated on September 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Eric Chapman, Linda Desaulniers)
JDS Energy & Mining Inc. (pdf - 113 KB)This link will open in a new windowUpdated on June 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects(Mike Makarenko, Gord Doerksen, Richard Goodwin)
Professional Geoscientists Ontario (pdf - 397 KB)This link will open in a new windowUpdated on September 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Bill McGuinty, Melanie Siewert)
SLR Consulting (Canada) Ltd. (pdf - 291 KB)This link will open in a new windowUpdated on September 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Deborah A. McCombe, Jason J. Cox)
SysEne Consulting Inc. (pdf - 102 KB)This link will open in a new windowUpdated on September 13, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Flyn McCarthy, Andrea Tylczak)
The Portfolio Management Association of Canada (pdf - 319 KB)This link will open in a new windowUpdated on September 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Katie Walmsley, Margaret Gunawan)
WSP Golder (pdf - 148 KB)This link will open in a new windowUpdated on September 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Kevin Beauchamp, Matthew Boland)
Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Total Cost Reporting for Investment Funds and Segregated Funds
- Regulatory Notice (pdf - 19 KB)This link will open in a new windowUpdated on April 28, 2022Regulatory Notice: Total Cost Reporting for Investment Funds and Segregated Funds
- CSA and CCIR Joint Notice of Consultation (pdf - 484 KB)This link will open in a new windowUpdated on April 28, 2022Total Cost Reporting for Investment Funds and Segregated Funds
- Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 86 KB)This link will open in a new windowUpdated on April 28, 2022Total Cost Reporting for Investment Funds and Segregated Funds
- Amendments to Policy Statement to Regulation 31-103 (pdf - 90 KB)This link will open in a new windowUpdated on April 28, 2022Total Cost Reporting for Investment Funds and Segregated Funds
Comments received (comments are published in their original language)
Draft Amendments to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
- Regulatory Notice (pdf - 25 KB)This link will open in a new windowUpdated on April 7, 2022
- CSA Notice of Consultation (pdf - 105 KB)This link will open in a new windowUpdated on April 7, 2022
- Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 44 KB)This link will open in a new windowUpdated on April 7, 2022;
- Amendments to Policy Statement to Regulation 41-101 (pdf - 19 KB)This link will open in a new windowUpdated on April 7, 2022;
- Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 22 KB)This link will open in a new windowUpdated on April 7, 2022;
- Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 33 KB)This link will open in a new windowUpdated on April 7, 2022;
- Amendments to Policy Statement to Regulation 44-102 (pdf - 14 KB)This link will open in a new windowUpdated on April 7, 2022;
- Regulation to amend Regulation 44-103 respecting Post-Receipt Pricing (pdf - 31 KB)This link will open in a new windowUpdated on April 7, 2022;
- Amendments to Policy Statement to Regulation 44-103; (pdf - 13 KB)This link will open in a new windowUpdated on April 7, 2022
- Amendments to Notice 47-201 relating to Trading Securities Using the Internet and Other Electronic Means (pdf - 34 KB)This link will open in a new windowUpdated on April 7, 2022;
- Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 16 KB)This link will open in a new windowUpdated on April 7, 2022;
- Amendments to Policy Statement to Regulation 51-102 (pdf - 10 KB)This link will open in a new windowUpdated on April 7, 2022;
- Amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 37 KB)This link will open in a new windowUpdated on April 7, 2022
- Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 14 KB)This link will open in a new windowUpdated on April 7, 2022;
- Amendments to Policy Statement 11-201 respecting Electronic Delivery of Documents (pdf - 9 KB)This link will open in a new windowUpdated on April 7, 2022.
Comments received (comments are published in their original language)
DAVIES WARD PHILLIPS & VINEBERG LLP (pdf - 404 KB)This link will open in a new windowUpdated on July 6, 2022Draft Amendments to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers / Projets de modification visant la mise en oeuvre d'un modèle d'accès tenant lieu de transmission pour les émetteurs assujettis qui ne sont pas des fonds d'investissement (David Wilson, Robert Murphy, Nicolas Morin)
Torys LLP (pdf - 168 KB)This link will open in a new windowUpdated on July 6, 2022Draft Amendments to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers / Projets de modification visant la mise en oeuvre d'un modèle d'accès tenant lieu de transmission pour les émetteurs assujettis qui ne sont pas des fonds d'investissement (Jonathan Cescon, David Chaikof, Glen R. Johnson, Robbie Leibel, Karrin Powys-Lybbe)
Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments relating to the transition for Québec mutual fund dealers to the New SRO
- Consultation Notice (pdf - 78 KB)This link will open in a new windowUpdated on May 11, 2022Amendments relating to the transition for Québec mutual fund dealers to the New SRO
- Regulation to amend Regulation 31-103 (pdf - 28 KB)This link will open in a new windowUpdated on May 11, 2022Amendments relating to the transition for Québec mutual fund dealers to the New SRO
- Amendments to Policy Statement to Regulation 31-103 (pdf - 23 KB)This link will open in a new windowUpdated on May 11, 2022Amendments relating to the transition for Québec mutual fund dealers to the New SRO
Regulation to amend the Securities Regulation - Modernization of the Prospectus Filing Model for Investment Funds
- Regulatory Notice (pdf - 23 KB)This link will open in a new windowUpdated on February 3, 2022Draft Amendments to Securities Regulation concerning Modernization of the Prospectus Filing Model for Investment Funds.
- Regulation to amend the Securities Regulation (pdf - 45 KB)This link will open in a new windowUpdated on February 3, 2022Draft amendments to Securities Regulation concerning Modernization of the Prospectus Filing Model for Investment Funds.
Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure and concordant regulations - Modernization of the Prospectus Filing Model for Investment Funds
- Regulatory Notice (pdf - 19 KB)This link will open in a new windowUpdated on January 27, 2022Regualotry notice: Regulation to amend Regulation 81-101 and concordant regulations.
- CSA Notice of Consultation (pdf - 131 KB)This link will open in a new windowUpdated on January 27, 2022CSA Notice of Consultation: Regulation to amend Regulation 81-101 and concordants.
- Regulation to amend Regulation 81-101 (pdf - 21 KB)This link will open in a new windowUpdated on January 27, 2022Draft Regulation to amend Regulation 81-101 for consultation.
- Amendments to Policy Statement to Regulation 81-101 (pdf - 13 KB)This link will open in a new windowUpdated on January 27, 2022Draft Amendements to Policy Statement to Regulation 81-101 respecting Mutual Fund Prospectus Disclosure for comments.
- Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 50 KB)This link will open in a new windowUpdated on January 27, 2022
- Amendements to Policy Statement to Regulation 41-101 (pdf - 19 KB)This link will open in a new windowUpdated on January 27, 2022
- Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure (pdf - 15 KB)This link will open in a new windowUpdated on January 27, 2022
Comments received (comments are published in their original language)
Borden Ladner Gervais LLP (pdf - 96 KB)This link will open in a new windowUpdated on April 28, 2022Consultation des ACVM sur les amendements proposés aux Règlements 41-101 et 81-101 pour étendre la date de caducité des prospectus de fonds d’investissement à deux ans, éliminer le délai de 90 jours pour le dépôt du prospectus définitif et sur la possibilité d’instaurer un nouveau régime de prospectus préalable de base pour les fonds d’investissement/CSA consultation on proposed amendments to Regulation 41-101 and 81-101 to extend the lapse date of investment funds prospectus to two years, remove the 90 day rule to file a final prospectus and possibility of adopting a new base shelf prospectus regime for investment fund (Jason Brooks, Rebecca Cowdery, Kathryn Fuller, Roma Lotay, Lynn McGrade, Donna Spagnolo, Michael Waters)
Regulation 51-107 respecting Disclosure of Climate-related Matters
- Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on October 18, 2021Regulatory notice for Regulation 51-107 respecting Disclosure of Climate-Related Matters.
- CSA Notice of Consultation and Climate-related Disclosure Update (pdf - 469 KB)This link will open in a new windowUpdated on October 18, 2021Climate-related Disclosure Update and CSA Notice of Consultation Draft Regulation 51-107 respecting Disclosure of Climate-related MattersClimate-related Disclosure Update and CSA Notice of Consultation Draft Regulation 51-107 respecting Disclosure of Climate-related Matters.
- Regulation 51-107 respecting Disclosure of Climate-related Matters (pdf - 40 KB)This link will open in a new windowUpdated on October 18, 2021Draft regulation concerning disclosure of climate-related matters.
- Policy Statement to Regulation 51-107 respecting Disclosure of Climate-related Matters (pdf - 97 KB)This link will open in a new windowUpdated on October 18, 2021Draft Policy Statement to Regulation 51-107 respecting Disclosure of Climate-related Matters
Comments received (comments are published in their original language)
- A. Harrigan (pdf - 47 KB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Africa Oil Corp. (pdf - 219 KB)This link will open in a new windowUpdated on January 26, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Amy Bowe)
- Alberta Investment Management Corporation (pdf - 181 KB)This link will open in a new windowUpdated on February 16, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Amit Prakash, Alison Schneider)
- Alpha Fixe Capital (pdf - 368 KB)This link will open in a new windowUpdated on February 9, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Simon Senécal)
- Association for Mineral Exploration (pdf - 575 KB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters(Kendra Johnston)
- ASTM International (pdf - 365 KB)This link will open in a new windowUpdated on January 10, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Auditing and Assurance Standards Board (pdf - 218 KB)This link will open in a new windowUpdated on January 21, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Bob Bosshard)
- B2Gold Corp. (pdf - 229 KB)This link will open in a new windowUpdated on January 18, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Bill Lytle)
- B. Downing (pdf - 32 KB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- B. Tingle (pdf - 400 KB)This link will open in a new windowUpdated on January 18, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Bâtirente inc. (pdf - 151 KB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Éric Filion)
- Baytex Energy Corp. (pdf - 211 KB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Chad Kalmakoff
- BDO Canada LLP (pdf - 136 KB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Armand Capisciolto)
- Bennett Jones LLP (pdf - 782 KB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- BlackRock Asset Management Canada Limited (pdf - 184 KB)This link will open in a new windowUpdated on February 25, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Margaret Gunawan)
- BMO Global Asset Management (pdf - 289 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Rosa van den Beemt)
- BNP Paribas Asset Management (pdf - 958 KB)This link will open in a new windowUpdated on January 19, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Adam Kanzer)
- British Columbia Investment Management Corporation (pdf - 171 KB)This link will open in a new windowUpdated on February 14, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Daniel Garant)
- Broadridge Financial Solutions, Inc. (pdf - 2 MB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Martha Moen)
- Business Council of Canada (pdf - 244 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Canacol Energy Ltd. (pdf - 148 KB)This link will open in a new windowUpdated on January 12, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Jamie Somerville)
- Canada Climate Law Initiative (pdf - 4 MB)This link will open in a new windowUpdated on January 19, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Janis Sarra)
- Canadian Accounting Standards Board (pdf - 245 KB)This link will open in a new windowUpdated on February 14, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Linda F. Mezon-Hutter)
- Canadian Association of Petroleum Producers (pdf - 217 KB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Ben Brunnen)
- Canadian Bond Investors' Association (pdf - 107 KB)This link will open in a new windowUpdated on December 21, 2021Canadian Bond Investors' Association (Donna Peters) (Donna Peters)
- Canadian Gas Association (pdf - 522 KB)This link will open in a new windowUpdated on February 16, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Paul Cheliak)
- Canadian Foundation for Advancement of Investor Rights (pdf - 318 KB)This link will open in a new windowUpdated on January 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Jean-Paul Bureaud)
- Canadian Investor Relations Institute (pdf - 883 KB)This link will open in a new windowUpdated on January 19, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Yvette Lokker)
- Canada Pension Plan Investment (pdf - 9 MB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Richard Manley)
- Capital Power (pdf - 184 KB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Colin Robb)
- Ceres (pdf - 145 KB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Tessa Hebb, Peter Ellsworth)
- CIBC Asset Management (pdf - 78 KB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Trevor Bateman)
- CIBC (pdf - 131 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Linda Scala)
- Clean Energy Canada (pdf - 308 KB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Felix Whitton)
- Climate Advisers (pdf - 837 KB)This link will open in a new windowUpdated on February 16, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- CPA Canada (pdf - 284 KB)This link will open in a new windowUpdated on February 2, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Gordon Beal)
- David Suzuki Foundation (pdf - 328 KB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Clarissa Samson)
- DAVIES WARD PHILLIPS & VINEBERG LLP (pdf - 253 KB)This link will open in a new windowUpdated on February 16, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Robin Upshall, Sarah Powell, Zachary Silver)
- Deloitte LLP (pdf - 175 KB)This link will open in a new windowUpdated on February 16, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Enbridge Inc. (pdf - 164 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Robert R. Rooney)
- Engineers and Geoscientists BC (pdf - 541 KB)This link will open in a new windowUpdated on January 28, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Peter Mitchell)
- Environmental defence, Ecojustice, Greenpeace, Shift (pdf - 3 MB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Ernst & Young LLP (pdf - 217 KB)This link will open in a new windowUpdated on February 16, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- ESG Global Advisors (pdf - 312 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Sarah Keyes)
- Financial Executives International Canada (pdf - 215 KB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Celine Arsenault)
- FitzGibbon (pdf - 151 KB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Arrowmaker Advisory & Accounting)
- Fondation familiale Trottier (pdf - 120 KB)This link will open in a new windowUpdated on January 28, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Eric St-Pierre)
- Forest Products Association of Canada (pdf - 207 KB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Kate Lindsay)
- Foyston, Gordon & Payne Inc. (pdf - 207 KB)This link will open in a new windowUpdated on February 14, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Bryan W. Pilsworth)
- Friends of Science Society (pdf - 2 MB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- GLJ Ltd. (pdf - 725 KB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Colleen Sherry, Caralyn Bennett)
- Global Reporting Initiative (pdf - 290 KB)This link will open in a new windowUpdated on January 18, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Peter Paul van de Wijs)
- Global Risk Institute (pdf - 148 KB)This link will open in a new windowUpdated on January 6, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Sonia Baxendale, Alyson Slater)
- Grant Thornton LLP (pdf - 292 KB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Shane Troyer, Lauren Bonnett)
- Honeytree Investment Management (pdf - 66 KB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Paula Glick)
- Hydro One Limited (pdf - 122 KB)This link will open in a new windowUpdated on February 15, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- IGM Financial Inc. (pdf - 171 KB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Luke Gould)
- Impak Finance (pdf - 125 KB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Institute of Sustainable Finance (pdf - 340 KB)This link will open in a new windowUpdated on January 12, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Sean Cleary, Sara Alvarado, Ryan Riordan)
- Institutional Shareholder Services Canada Inc. (pdf - 278 KB)This link will open in a new windowUpdated on January 18, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Debra L. Sisti, Karina Karakulova)
- Intact Financial Corporation (pdf - 99 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Frédéric Cotnoir, Louis Marcotte)
- Ivey Foundation (pdf - 205 KB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- J. Durward (pdf - 55 KB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- K. MacMaster (pdf - 1 MB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Le Conseil Patronal de l’Environnement du Québec (pdf - 189 KB)This link will open in a new windowUpdated on February 9, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Hélène Lauzon)
- London Stock Exchange Group (pdf - 128 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Claire O’Dea)
- Magna International Inc. (pdf - 166 KB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Giuseppe Cosentino)
- Manifest Climate (pdf - 126 KB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Mawani (pdf - 174 KB)This link will open in a new windowUpdated on December 7, 2021Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- McCarthy Tétrault LLP (pdf - 210 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- McDaniel & Associates Consultants Ltd. (pdf - 165 KB)This link will open in a new windowUpdated on February 16, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Michael J. Verney)
- Millani (pdf - 3 MB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Milla Craig)
- MNP LLP (pdf - 494 KB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (David Danziger)
- Moody’s Corporation (pdf - 310 KB)This link will open in a new windowUpdated on February 15, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Christine Elliott)
- Morningstar Research, Inc. (pdf - 920 KB)This link will open in a new windowUpdated on February 14, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Mouvement Desjardins (pdf - 465 KB)This link will open in a new windowUpdated on February 1st, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- MSCI (pdf - 278 KB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Simone Ruiz-Vergote)
- Municipal Natural Assets Initiative (pdf - 104 KB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Roy Brooke)
- NEI Investments (pdf - 670 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Jamie Bonham)
- Norges Bank Investment Management (pdf - 124 KB)This link will open in a new windowUpdated on December 17, 2021Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Carine Smith Ihenacho, Severine Neervoort)
- Norton Rose Fulbright Canada LLP (pdf - 442 KB)This link will open in a new windowUpdated on February 14, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Nutrien Ltd. (pdf - 203 KB)This link will open in a new windowUpdated on January 19, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (David Perrins, Candace Laing)
- OMERS (pdf - 237 KB)This link will open in a new windowUpdated on February 9, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Michael Kelly)
- Ontario Power Generation Inc. (pdf - 266 KB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Alec Cheng)
- Paramount Resources Ltd. (pdf - 790 KB)This link will open in a new windowUpdated on February 14, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Pembina Pipeline Corporation (pdf - 227 KB)This link will open in a new windowUpdated on January 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Sarah Schwann)
- Pension Investment Association of Canada (pdf - 233 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Sean Hewitt)
- PricewaterhouseCoopers LLP (pdf - 252 KB)This link will open in a new windowUpdated on February 15, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Principles for Responsible Investment (pdf - 515 KB)This link will open in a new windowUpdated on February 14, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Principles for Responsible Investment (pdf - 276 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (David Atkin)
- Prospectors & Developers Association of Canada (pdf - 415 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Lisa McDonald)
- Scotiabank (pdf - 239 KB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Azer Hann)
- Scotia Global Asset Management (pdf - 359 KB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Neal Kerr, Dan Yungblut)
- SECURE Energy Services Inc. (pdf - 936 KB)This link will open in a new windowUpdated on January 18, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- SHARE (pdf - 340 KB)This link will open in a new windowUpdated on February 1st, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Kevin Thomas)
- Skeena Resources (pdf - 131 KB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Chris Tucker)
- Suncor Energy Inc. (pdf - 280 KB)This link will open in a new windowUpdated on January 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Sun Life (pdf - 184 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Alanna Boyd)
- Sustainability Advantage (pdf - 150 KB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Bob Willard)
- Sustainable Finance Action Council (pdf - 314 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Kathy Bardswick)
- TC Energy Corporation (pdf - 229 KB)This link will open in a new windowUpdated on February 15, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Christine R. Johnston, Hejdi Carlsen)
- The Canadian Advocacy Council (pdf - 235 KB)This link will open in a new windowUpdated on February 1st, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- The Canadian Bankers Association (pdf - 359 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Darren Hannah)
- The Canadian Chamber of Commerce (pdf - 120 KB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (David Billedeau)
- The Canadian Coalition for Good Governance (pdf - 313 KB)This link will open in a new windowUpdated on February 1st, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Marcia Moffat)
- The Canadian Electricity Association (pdf - 120 KB)This link will open in a new windowUpdated on February 4, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Francis Bradley)
- The Canadian ETF Association (PDF - 381 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Pat Dunwoody)
- The Canadian Institute of Actuaries (pdf - 671 KB)This link will open in a new windowUpdated on February 23, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Jacqueline Friedman)
- The Canadian Life and Health Insurance Association (pdf - 1 MB)This link will open in a new windowUpdated on February 16, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- The Canada Post Corporation Pension Plan (pdf - 239 KB)This link will open in a new windowUpdated on February 15, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Irshaad Ahmad, Karen Lockridge)
- The Canadian Public Accountability Board (pdf - 244 KB)This link will open in a new windowUpdated on February 14, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Carol A. Paradine)
- The Collaboration (pdf - 719 KB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- The First Nations Financial Management Board (pdf - 195 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Geordie Hungerford)
- The Institute of Internal Auditors Canada (pdf - 158 KB)This link will open in a new windowUpdated on January 18, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Paul Forgues)
- The International Corporate Governance Network (pdf - 381 KB)This link will open in a new windowUpdated on January 28, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Kerrie Waring)
- The Investment Funds Institute of Canada (pdf - 173 KB)This link will open in a new windowUpdated on January 19, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Ian Bragg)
- The Investment Industry Association of Canada (pdf - 289 KB)This link will open in a new windowUpdated on February 16, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Todd Evans)
- The Mining Association of Canada (pdf - 3 MB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Pierre Gratton)
- The Portfolio Management Association of Canada (pdf - 200 KB)This link will open in a new windowUpdated on January 28, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Katie Walmsley, Margaret Gunawan)
- The Real Property Association of Canada (pdf - 313 KB)This link will open in a new windowUpdated on January 24, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Nancy Anderson)
- Toronto Finance International (pdf - 112 KB)This link will open in a new windowUpdated on February 15, 2022 (Charles Lammam, Daniel Malik)
- Torys LLP (pdf - 210 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Tourmaline Oil Corp. (pdf - 201 KB)This link will open in a new windowUpdated on February 1st, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Troy McDonald)
- Trican Well Service Ltd. (pdf - 648 KB)This link will open in a new windowUpdated on January 10, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- TriSummit Utilities Inc. (pdf - 560 KB)This link will open in a new windowUpdated on February 15, 2022
- TSX Inc. and TSX Venture Exchange Inc. (pdf - 214 KB)This link will open in a new windowUpdated on February 16, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Loui Anastasopoulos)
- University Pension Plan Ontario (pdf - 203 KB)This link will open in a new windowUpdated on February 2, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Barbara Zvan)
- Vancouver City Savings Credit Union (pdf - 300 KB)This link will open in a new windowUpdated on February 16, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters
- Value Reporting Foundation (pdf - 254 KB)This link will open in a new windowUpdated on January 18, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (James G. Martin)
- Whitecap Resources Inc. (pdf - 152 KB)This link will open in a new windowUpdated on January 20, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (Patrick Kitchin)
- WSP Global Inc. (pdf - 284 KB)This link will open in a new windowUpdated on February 17, 2022Règlement 51-107 sur l’information liée aux questions climatiques/Regulation 51-107 respecting Disclosure of Climate-related Matters (André-Martin Bouchard)
CSA Staff Notice of Consultation 11-343: Proposal to Establish a CSA Investor Advisory Panel
Regulation respecting complaint processing and dispute resolution in the financial sector
- Notice of consultation (pdf - 50 KB)This link will open in a new windowUpdated on September 9, 2021Consultation notice on draft Regulation respecting complaint processing and dispute resolution in the financial sector.
- Notice regarding extension of comment period (pdf - 55 KB)This link will open in a new windowUpdated on October 28, 2021Ligne directrice;gestion des risques;technologies;information;des communications;avis;consultation publique;mars 2019
- Regulation respecting complaint processing and dispute resolution in the financial sector (pdf - 83 KB)This link will open in a new windowUpdated on September 9, 2021Draft Regulation respecting complaint processing and dispute resolution in the financial sector.
Comments received (comments are published in their original language)
- Association canadienne des compagnies d’assurance de personnes (Lyne Duhaime) (pdf - 418 KB)This link will open in a new windowUpdated on December 20, 2021
- Association Canadienne du Commerce des Valeurs Mobilières (Annie Sinigagliese) (pdf - 269 KB)This link will open in a new windowUpdated on December 15, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Investment Industry Association of Canada (Annie Sinigagliese) (pdf - 239 KB)This link will open in a new windowUpdated on December 15, 2021"consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy,complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records"
- Association canadienne des institutions financière en assurance (Rob Dobbins) (pdf - 1,017 KB)This link will open in a new windowUpdated on December 20, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Canadian Association of Financial Institution in Insurance (Rob Dobbins) (pdf - 908 KB)This link will open in a new windowUpdated on December 20, 2021"consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy,complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records"
- Association des gestionnaires de portefeuille du Canada (Katie Walmsley et Margaret Gunawan) (pdf - 241 KB)This link will open in a new windowUpdated on December 20, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Portfolio Management Association of Canada (Katie Walmsley and Margaret Gunawan) (pdf - 233 KB)This link will open in a new windowUpdated on December 20, 2021"consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy,complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records"
- Bureau d’assurance du Canada (pdf - 292 KB)This link will open in a new windowUpdated on December 15, 2021
- Canadian Advocacy Council of CFA Societies Canada (pdf - 190 KB)This link will open in a new windowUpdated on December 15, 2021
- Conseil de représentation des sociétés d’analystes financiers agréés du Canada (pdf - 266 KB)This link will open in a new windowUpdated on December 15, 2021
- Corporation des assureurs directs de dommages du Québec (Alain Camirand) (pdf - 874 KB)This link will open in a new windowUpdated on December 20, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Casgrain & Compagnie Limitée (André Zanga) (pdf - 195 KB)This link will open in a new windowUpdated on December 20, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Conseil des fonds d’investissement du Québec (Eric Hallé) (pdf - 106 KB)This link will open in a new windowUpdated on December 20, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Equifax Canada (Julia L. Szadkowski) (pdf - 216 KB)This link will open in a new windowUpdated on December 20, 2021"consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy,complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records"
- Canadian Foundation for Advancement of Investor Rights – FAIR Canada (Jean-Paul Bureaud) (pdf - 190 KB)This link will open in a new windowUpdated on December 22, 2021"consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy,complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records"
- Fondation canadienne pour l’avancement des droits des investisseurs – FAIR Canada (Jean-Paul Bureaud) (pdf - 230 KB)This link will open in a new windowUpdated on December 22, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Fidelity Investments Canada (Bradley Prince) (pdf - 901 KB)This link will open in a new windowUpdated on December 22, 2021"consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy,complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records"
- Industrielle Alliance Gestion privée de patrimoine et Investia Services financiers (Julie Gallagher et Stéphane Blanchette) (pdf - 803 KB)This link will open in a new windowUpdated on December 20, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Kaleido Croissance Inc. (Mia Malone) (pdf - 203 KB)This link will open in a new windowUpdated on December 20, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Kenmar Associates (Ken Kivenko) (pdf - 339 KB)This link will open in a new windowUpdated on December 15, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Mailloux & associés (Michel Mailloux) (pdf - 227 KB)This link will open in a new windowUpdated on December 15, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- MICA Capital Inc. (Gino Sebastian Savard et Yvan Morin) (pdf - 814 KB)This link will open in a new windowUpdated on December 20, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Mouvement Desjardins (Bernard Brun) (pdf - 5 MB)This link will open in a new windowUpdated on December 22, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Option consommateurs (pdf - 263 KB)This link will open in a new windowUpdated on December 15, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Primerica Financial Services Canada Ltd (Linda Anderson) (pdf - 227 KB)This link will open in a new windowUpdated on December 15, 2021"consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy,complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records"
- Regroupement des cabinets de courtage d’assurance du Québec (pdf - 362 KB)This link will open in a new windowUpdated on December 15, 2021
- Trans Union du Canada Inc. (Johanna FitzPatrick) (pdf - 207 KB)This link will open in a new windowUpdated on December 22, 2021
- Trans Union of Canada Inc. (Johanna FitzPatrick) (pdf - 611 KB)This link will open in a new windowUpdated on December 22, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Union des consommateurs (pdf - 371 KB)This link will open in a new windowUpdated on December 15, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
- Valeurs mobilières Banque Laurentienne (Ihab Dabboussi) (pdf - 60 KB)This link will open in a new windowUpdated on December 20, 2021"consultation,projet,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,résumé,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes"
Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations
Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds
- Regulatory Notice and consultation (pdf - 31 KB)This link will open in a new windowUpdated on October 21, 2021Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds.
- Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 9 KB)This link will open in a new windowUpdated on October 21, 2021Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds.;
- Amendments to Companion Policy 81-105: Mutual Fund Sales Practices (pdf - 10 KB)This link will open in a new windowUpdated on October 21, 2021Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds;
- Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 9 KB)This link will open in a new windowUpdated on October 21, 2021Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds.;
- Amendments to Policy Statement to Regulation 31-103 (pdf - 10 KB)This link will open in a new windowUpdated on October 21, 2021Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds.;
- Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (pdf - 12 KB)This link will open in a new windowUpdated on October 21, 2021Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds;
- Amendments to Policy Statement to Regulation 81-101 (pdf - 80 KB)This link will open in a new windowUpdated on October 21, 2021Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds..