Securities - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
CSA Consultation Paper 21-403: Access to Real-Time Market Data
Comments received (comments are published in their original language)
BlackRock, Inc. (pdf - 133 KB)This link will open in a new windowUpdated on March 14, 2023Document de consultation 21-403 des ACVM : Accès aux données de marché en temps réel/ CSA Consultation Paper 21-403: Access to Real-Time Market Data (Hubert De Jesus, Margaret Gunawan)
BMO Capital Markets (pdf - 191 KB)This link will open in a new windowUpdated on March 8, 2023Document de consultation 21-403 des ACVM : Accès aux données de marché en temps réel/ CSA Consultation Paper 21-403: Access to Real-Time Market Data (Joe Wald, Eric Stockland)
Cboe (pdf - 219 KB)This link will open in a new windowUpdated on March 8, 2023Document de consultation 21-403 des ACVM : Accès aux données de marché en temps réel/ CSA Consultation Paper 21-403: Access to Real-Time Market Data (Jos Schmitt, Bryan Blake)
Ian Bandeen (pdf - 620 KB)This link will open in a new windowUpdated on February 10, 2023
National Bank Financial Inc. (pdf - 222 KB)This link will open in a new windowUpdated on March 14, 2023Document de consultation 21-403 des ACVM : Accès aux données de marché en temps réel/ CSA Consultation Paper 21-403: Access to Real-Time Market Data (Patrick McEntyre, Nicholas Comtois, Jack Rando)
Wealthsimple (pdf - 136 KB)This link will open in a new window (Blair Wiley)
Regulation respecting complaint processing and dispute resolution in the financial sector
- Notice of consultation (pdf - 165 KB)
This link will open in a new windowUpdated on December 8, 2022Notice of consultation concerning Regulation respecting complaint processing and dispute resolution in the financial sector
- Regulation respecting complaint processing and dispute resolution in the financial sector (pdf - 211 KB)
This link will open in a new windowUpdated on December 8, 2022Draft Regulation respecting complaint processing and dispute resolution in the financial sector.
- Response to comments received as part of the public consultation (pdf - 205 KB)
This link will open in a new windowUpdated on February 14, 2024Traitement des commentaires reçus dans le cadre de la consultation publique concernant le projet de Règlement sur le traitement des plaintes et le règlement des différends dans le secteur financier (in French only; English version available upon request).
Comments received (comments are published in their original language)
Banque Nationale du Canada (pdf - 104 KB)This link will open in a new windowUpdated on February 23, 2023 (Nancy Paquet)
Fondation canadienne pour l’avancement des droits des investisseurs – FAIR Canada (pdf - 347 KB)This link will open in a new windowUpdated on February 14, 2023 (Jean-Paul Bureaud)
Ombudsman des services bancaires et d’investissement (pdf - 322 KB)This link will open in a new windowUpdated on February 7, 2023 (Sarah P. Bradley)
PEAK Groupe financier (pdf - 708 KB)This link will open in a new windowUpdated on February 24, 2023 (Myriam Blanchette, Élisabeth Chamberland et Martin Boileau)
Draft Amendments to Implement an Access-Based Model for Investment Fund Reporting Issuers
- Regulatory Notice (pdf - 24 KB)
This link will open in a new windowUpdated on September 27, 2022Regulatory Notice : Implement an Access-Based Model for Investment Fund Reporting Issuers.
- CSA Notice of Consultation (pdf - 229 KB)
This link will open in a new windowUpdated on September 27, 2022CSA Notice of Consultation: Draft Amendments to Implement an Access-Based Model for Investment Fund Reporting Issuers.
- Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure (pdf - 43 KB)
This link will open in a new windowUpdated on September 27, 2022Draft Amendments to Implement an Access-Based Model for Investment Fund Reporting Issuers.
- Amendments to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure (pdf - 26 KB)
This link will open in a new windowUpdated on September 27, 2022Draft Amendment to Policy Statement to Regulation 81-106 relating to Implement an Access-Based Model for Investment Fund Reporting Issuer.
- Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 20 KB)
This link will open in a new windowUpdated on September 27, 2022Draft Amendments to Implement an Access-Based Model for Investment Fund Reporting Issuers.
- Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (pdf - 18 KB)
This link will open in a new windowUpdated on September 27, 2022Draft Amendments to Implement an Access-Based Model for Investment Fund Reporting Issuers.
Comments received (comments are published in their original language)
Regulation respecting real estate prospectus and registration exemptions
- Regulatory Notice and Request for comment (pdf - 37 KB)
This link will open in a new windowUpdated on September 22, 2022Regulatory Notice and Request for comment : Regulation respecting real estate prospectus and registration exemptions
- Regulation (pdf - 152 KB)
This link will open in a new windowUpdated on September 22, 2022Draft Regulation respecting real estate prospectus and registration exemptions published for comment.
- Policy Statement to Regulation (pdf - 72 KB)
This link will open in a new windowUpdated on September 22, 2022Draft Policy Statement to Regulation respecting real estate prospectus and registration exemptions published for comment.
CSA Consultation Paper 43-401: Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects
Comments received (comments are published in their original language)
Agnico Eagle Mines (pdf - 737 KB)This link will open in a new windowUpdated on September 13, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (David Paquin Bilodeau, Dyane Duquette, Olivier Grondin, Adrian Martinez, Jean Cayouette, Paul Blatter, Marjorie Simard)
Ausenco Pty Ltd. (pdf - 646 KB)This link will open in a new windowUpdated on August 19, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Sally Gillies, Paul Staples, Jared Dietrich)
Cassels Brock & Blackwell LLP (pdf - 534 KB)This link will open in a new windowUpdated on September 13, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Alexander Pizale, Jennifer Hansen)
Davies (pdf - 133 KB)This link will open in a new windowUpdated on September 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Richard Fridman, Robert Murphy)
Fortuna Silver Mines Inc. (pdf - 775 KB)This link will open in a new windowUpdated on September 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Eric Chapman, Linda Desaulniers)
JDS Energy & Mining Inc. (pdf - 113 KB)This link will open in a new windowUpdated on June 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects(Mike Makarenko, Gord Doerksen, Richard Goodwin)
Professional Geoscientists Ontario (pdf - 397 KB)This link will open in a new windowUpdated on September 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Bill McGuinty, Melanie Siewert)
SLR Consulting (Canada) Ltd. (pdf - 291 KB)This link will open in a new windowUpdated on September 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Deborah A. McCombe, Jason J. Cox)
SysEne Consulting Inc. (pdf - 102 KB)This link will open in a new windowUpdated on September 13, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Flyn McCarthy, Andrea Tylczak)
The Portfolio Management Association of Canada (pdf - 319 KB)This link will open in a new windowUpdated on September 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Katie Walmsley, Margaret Gunawan)
WSP Golder (pdf - 148 KB)This link will open in a new windowUpdated on September 21, 2022Consultation sur le Règlement 43-101 sur l’information concernant les projets miniers / Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Kevin Beauchamp, Matthew Boland)
Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Total Cost Reporting for Investment Funds and Segregated Funds
- Regulatory Notice (pdf - 19 KB)
This link will open in a new windowUpdated on April 28, 2022Regulatory Notice: Total Cost Reporting for Investment Funds and Segregated Funds
- CSA and CCIR Joint Notice of Consultation (pdf - 484 KB)
This link will open in a new windowUpdated on April 28, 2022Total Cost Reporting for Investment Funds and Segregated Funds
- Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 86 KB)
This link will open in a new windowUpdated on April 28, 2022Total Cost Reporting for Investment Funds and Segregated Funds
- Amendments to Policy Statement to Regulation 31-103 (pdf - 90 KB)
This link will open in a new windowUpdated on April 28, 2022Total Cost Reporting for Investment Funds and Segregated Funds
Comments received (comments are published in their original language)
Draft Amendments to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
- Regulatory Notice (pdf - 25 KB)
This link will open in a new windowUpdated on April 7, 2022
- CSA Notice of Consultation (pdf - 105 KB)
This link will open in a new windowUpdated on April 7, 2022
- Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 44 KB)
This link will open in a new windowUpdated on April 7, 2022;
- Amendments to Policy Statement to Regulation 41-101 (pdf - 19 KB)
This link will open in a new windowUpdated on April 7, 2022;
- Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 22 KB)
This link will open in a new windowUpdated on April 7, 2022;
- Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 33 KB)
This link will open in a new windowUpdated on April 7, 2022;
- Amendments to Policy Statement to Regulation 44-102 (pdf - 14 KB)
This link will open in a new windowUpdated on April 7, 2022;
- Regulation to amend Regulation 44-103 respecting Post-Receipt Pricing (pdf - 31 KB)
This link will open in a new windowUpdated on April 7, 2022;
- Amendments to Policy Statement to Regulation 44-103; (pdf - 13 KB)
This link will open in a new windowUpdated on April 7, 2022
- Amendments to Notice 47-201 relating to Trading Securities Using the Internet and Other Electronic Means (pdf - 34 KB)
This link will open in a new windowUpdated on April 7, 2022;
- Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 16 KB)
This link will open in a new windowUpdated on April 7, 2022;
- Amendments to Policy Statement to Regulation 51-102 (pdf - 10 KB)
This link will open in a new windowUpdated on April 7, 2022;
- Amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 37 KB)
This link will open in a new windowUpdated on April 7, 2022
- Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 14 KB)
This link will open in a new windowUpdated on April 7, 2022;
- Amendments to Policy Statement 11-201 respecting Electronic Delivery of Documents (pdf - 9 KB)
This link will open in a new windowUpdated on April 7, 2022.
Comments received (comments are published in their original language)
DAVIES WARD PHILLIPS & VINEBERG LLP (pdf - 404 KB)This link will open in a new windowUpdated on July 6, 2022Draft Amendments to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers / Projets de modification visant la mise en oeuvre d'un modèle d'accès tenant lieu de transmission pour les émetteurs assujettis qui ne sont pas des fonds d'investissement (David Wilson, Robert Murphy, Nicolas Morin)
Torys LLP (pdf - 168 KB)This link will open in a new windowUpdated on July 6, 2022Draft Amendments to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers / Projets de modification visant la mise en oeuvre d'un modèle d'accès tenant lieu de transmission pour les émetteurs assujettis qui ne sont pas des fonds d'investissement (Jonathan Cescon, David Chaikof, Glen R. Johnson, Robbie Leibel, Karrin Powys-Lybbe)
Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments relating to the transition for Québec mutual fund dealers to the New SRO
- Consultation Notice (pdf - 78 KB)
This link will open in a new windowUpdated on May 11, 2022Amendments relating to the transition for Québec mutual fund dealers to the New SRO
- Regulation to amend Regulation 31-103 (pdf - 28 KB)
This link will open in a new windowUpdated on May 11, 2022Amendments relating to the transition for Québec mutual fund dealers to the New SRO
- Amendments to Policy Statement to Regulation 31-103 (pdf - 23 KB)
This link will open in a new windowUpdated on May 11, 2022Amendments relating to the transition for Québec mutual fund dealers to the New SRO
Regulation to amend the Securities Regulation - Modernization of the Prospectus Filing Model for Investment Funds
- Regulatory Notice (pdf - 23 KB)
This link will open in a new windowUpdated on February 3, 2022Draft Amendments to Securities Regulation concerning Modernization of the Prospectus Filing Model for Investment Funds.
- Regulation to amend the Securities Regulation (pdf - 45 KB)
This link will open in a new windowUpdated on February 3, 2022Draft amendments to Securities Regulation concerning Modernization of the Prospectus Filing Model for Investment Funds.
Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure and concordant regulations - Modernization of the Prospectus Filing Model for Investment Funds
- Regulatory Notice (pdf - 19 KB)
This link will open in a new windowUpdated on January 27, 2022Regualotry notice: Regulation to amend Regulation 81-101 and concordant regulations.
- CSA Notice of Consultation (pdf - 131 KB)
This link will open in a new windowUpdated on January 27, 2022CSA Notice of Consultation: Regulation to amend Regulation 81-101 and concordants.
- Regulation to amend Regulation 81-101 (pdf - 21 KB)
This link will open in a new windowUpdated on January 27, 2022Draft Regulation to amend Regulation 81-101 for consultation.
- Amendments to Policy Statement to Regulation 81-101 (pdf - 13 KB)
This link will open in a new windowUpdated on January 27, 2022Draft Amendements to Policy Statement to Regulation 81-101 respecting Mutual Fund Prospectus Disclosure for comments.
- Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 50 KB)
This link will open in a new windowUpdated on January 27, 2022
- Amendements to Policy Statement to Regulation 41-101 (pdf - 19 KB)
This link will open in a new windowUpdated on January 27, 2022
- Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure (pdf - 15 KB)
This link will open in a new windowUpdated on January 27, 2022
Comments received (comments are published in their original language)
Borden Ladner Gervais LLP (pdf - 96 KB)This link will open in a new windowUpdated on April 28, 2022Consultation des ACVM sur les amendements proposés aux Règlements 41-101 et 81-101 pour étendre la date de caducité des prospectus de fonds d’investissement à deux ans, éliminer le délai de 90 jours pour le dépôt du prospectus définitif et sur la possibilité d’instaurer un nouveau régime de prospectus préalable de base pour les fonds d’investissement/CSA consultation on proposed amendments to Regulation 41-101 and 81-101 to extend the lapse date of investment funds prospectus to two years, remove the 90 day rule to file a final prospectus and possibility of adopting a new base shelf prospectus regime for investment fund (Jason Brooks, Rebecca Cowdery, Kathryn Fuller, Roma Lotay, Lynn McGrade, Donna Spagnolo, Michael Waters)