• Regulatory Notice (pdf - 33 KB)This link will open in a new windowUpdated on 11 September 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1
• CSA Notice of consultation (pdf - 277 KB)This link will open in a new windowUpdated on 11 September 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
• Workstream One (pdf - 254 KB)This link will open in a new windowUpdated on 11 September 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1: Consolidate the Simplified Prospectus and the Annual Information Form
• Workstream two (pdf - 107 KB)This link will open in a new windowUpdated on 11 September 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1: Investment Fund Designated Website
• Workstream three (pdf - 74 KB)This link will open in a new windowUpdated on 11 September 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1: Codify Exemptive Relief Granted in Respect of Notice-and-Access Applications
• Workstream four (pdf - 27 KB)This link will open in a new windowUpdated on 11 September 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1 : Minimize Filings of Personal Information Forms
• Workstream five (pdf - 102 KB)This link will open in a new windowUpdated on 11 September 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1: Codify Exemptive Relief Granted in Respect of Conflicts Applications
• Workstream six (pdf - 19 KB)This link will open in a new windowUpdated on 11 September 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1: Broaden Pre-Approval Criteria for Investment Fund Mergers
• Workstream seven (pdf - 24 KB)This link will open in a new windowUpdated on 11 September 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1: Repeal Regulatory Approval Requirements for Change of Manager, Change of Control of a Manager, and Change of Custodian that Occurs in Connection with a Change of Manager
• Workstream eight (pdf - 85 KB)This link will open in a new windowUpdated on 11 September 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1: Codify Exemptive Relief Granted in Respect of Fund Facts Delivery Applications
• Additionnal Amendments (pdf - 20 KB)This link will open in a new windowUpdated on 11 September 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1

Comments received (comments are published in their original language)

Advocis (Greg Pollock, Abe Toews) (pdf - 730 KB)This link will open in a new windowUpdated on 6 January 2020

AGF Investments Inc. (Mark Adams) (pdf - 113 KB)This link will open in a new windowUpdated on 6 January 2020

Allternative Investment Management Association Canada - AIMA Canada (pdf - 1 MB)This link will open in a new windowUpdated on 6 January 2020

BlackRock Asset Management Canada Limited (Margaret Gunawan) (pdf - 539 KB)This link will open in a new windowUpdated on 6 January 2020

Borden Ladner Gervais LLP – BLG (Rebecca Cowdery, Kathryn Fuller, Sarah Gardiner, Sienne Lau, Roma Lotay) (pdf - 99 KB)This link will open in a new windowUpdated on 6 January 2020

Broadridge (Patricia Rosch) (pdf - 346 KB)This link will open in a new windowUpdated on 6 January 2020CSA Notice and Request for Comment – Reducing Regulatory Burden for Investment Fund Issuers

Canadian Advocacy Council - CFA Societies Canada (pdf - 180 KB)This link will open in a new windowUpdated on 6 January 2020

Eric Adelson (pdf - 756 KB)This link will open in a new windowUpdated on 6 January 2020

Fasken (pdf - 516 KB)This link will open in a new windowUpdated on 6 January 2020

Fidelity Investment Canada ULC (Sian Burgess) (pdf - 312 KB)This link will open in a new windowUpdated on 6 January 2020

Franklin Templeton Investment Corporation (Brad Beuttenmiller) (pdf - 221 KB)This link will open in a new windowUpdated on 6 January 2020

IG Wealth Management – IGM financial Inc. (Rhonda Goldberg) (pdf - 459 KB)This link will open in a new windowUpdated on 6 January 2020IG Wealth Management – IGM financial Inc. (Rhonda Goldberg)

Invesco (Shalomi Abraham) (pdf - 102 KB)This link will open in a new windowUpdated on 6 January 2020

Investment Funds Institute of Canada (Minal Upadhyaya) (pdf - 604 KB)This link will open in a new windowUpdated on 6 January 2020

Mackenzie Financial Corporation – IGM Financial Inc. (Rhonda Goldberg) (pdf - 693 KB)This link will open in a new windowUpdated on 6 January 2020

Manulife (pdf - 54 KB)This link will open in a new windowUpdated on 7 January 2020 (Bernard Letendre, Rick Annaert)

Mouvement Desjardins (Éric Proulx) (pdf - 583 KB)This link will open in a new windowUpdated on 6 January 2020

National Bank Investments Inc. (Marie Brault) (pdf - 471 KB)This link will open in a new windowUpdated on 6 January 2020

Portfolio Management Association of Canada - PMAC (Margaret Gunawan, Katie Walmsley) (pdf - 283 KB)This link will open in a new windowUpdated on 3 January 2020

Stan Turner (pdf - 113 KB)This link will open in a new windowUpdated on 6 January 2020

TSX Trust (pdf - 66 KB)This link will open in a new windowUpdated on 7 January 2020 (Loui Anastasopoulos)

Vanguard Investments Canada Inc. (Kathleen C. Bock) (pdf - 4 MB)This link will open in a new windowUpdated on 6 January 2020

• Regulatory Notice (pdf - 23 KB)This link will open in a new windowUpdated on 5 September 2019Business acquisition report (BAR)
• CSA Notice of Consultation (pdf - 78 KB)This link will open in a new windowUpdated on 5 September 2019Business Acquisition Report Requirements (BAR)
• Regulation to amend Regulation 51-102 (pdf - 17 KB)This link will open in a new windowUpdated on 5 September 2019Business Acquisition Report Requirements (BAR)
• Amendments to Policy Statement to Regulation 51-102 (pdf - 17 KB)This link will open in a new windowUpdated on 5 September 2019Business Acquisition Report Requirements (BAR)
• Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 14 KB)This link will open in a new windowUpdated on 5 September 2019Business Acquisition Report Requirements (BAR)
• Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 14 KB)This link will open in a new windowUpdated on 5 September 2019Business Acquisition Report Requirements (BAR)

Comments received (comments are published in their original language)

Canadian Coalition for Good Governance (pdf - 138 KB)This link will open in a new windowUpdated on 27 November 2019

Canadian Investor Relations Institute (pdf - 155 KB)This link will open in a new windowUpdated on 5 December 2019

Cenovus Energy Inc. (pdf - 690 KB)This link will open in a new windowUpdated on 5 December 2019

CFA Societies Canada (pdf - 164 KB)This link will open in a new windowUpdated on 3 December 2019

Chartered Professional Accountants of Canada (pdf - 190 KB)This link will open in a new windowUpdated on 4 December 2019

Ernst & Young LLP (pdf - 120 KB)This link will open in a new windowUpdated on 5 December 2019

Investment Industry Association Of Canada (pdf - 260 KB)This link will open in a new windowUpdated on 3 December 2019

Magna International Inc. (pdf - 104 KB)This link will open in a new windowUpdated on 3 December 2019

McCarthy Tétrault LLP (pdf - 270 KB)This link will open in a new windowUpdated on 5 December 2019

Portfolio Management Association Of Canada (pdf - 119 KB)This link will open in a new windowUpdated on 5 December 2019

Québec Bourse Inc. (pdf - 1 MB)This link will open in a new windowUpdated on 5 December 2019

Stikeman Elliott LLP (pdf - 130 KB)This link will open in a new windowUpdated on 5 December 2019

TSX (pdf - 226 KB)This link will open in a new windowUpdated on 5 December 2019

Veritas Investment Research (pdf - 2 MB)This link will open in a new windowUpdated on 9 January 2020

• Regulatory Notice
  (pdf - 21 KB)This link will open in a new windowUpdated on 9 May 2019At-the-Market Distributions
• CSA Notice of consultation
  (pdf - 77 KB)This link will open in a new windowUpdated on 9 May 2019At-the-Market Distributions
• Regulation to amend Regulation 44-102 (pdf - 44 KB)This link will open in a new windowUpdated on 9 May 2019At-the Market Distributions
• Amendments to Policy Statement to Regulation 44-102 (pdf - 28 KB)This link will open in a new windowUpdated on 9 May 2019At-the-Market Distributions

Comments received (comments are published in their original language)

Blakes, Cassels & Graydon LLP (pdf - 102 KB)This link will open in a new windowUpdated on 7 October 2019At-the-Market Distributions Nicole Cargill, Jill Davis, Stacy McLean, Tim Phillips, Trevor Rowles & Brendan Reay  

Canadian Advocacy Council of CFA Societies Canada (pdf - 167 KB)This link will open in a new windowUpdated on 5 August 2019At-the-Market Distributions

Davies Ward Phillips & Vineberg LLP (PDF - 210 KB)This link will open in a new windowUpdated on 8 August 2019At-the-Market Distributions Robin Upshall & Robert Murphy

Investment Industry Association of Canada (IIAC) (pdf - 358 KB)This link will open in a new windowUpdated on 8 August 2019At-the-Market Susan Copland

Prospectors & Developers Association of Canada (PDAC) (pdf - 514 KB)This link will open in a new windowUpdated on 8 August 2019At-the-Market Lisa McDonald

RBC Capital Markets (pdf - 132 KB)This link will open in a new windowUpdated on 7 October 2019At-the-Market Distributions Nitin Babbar

Toronto Stock Exchange (TSX) (pdf - 202 KB)This link will open in a new windowUpdated on 7 October 2019At-the-Market Distributions Loui Anastasopoulos

• Regulatory Notice (pdf - 29 KB)This link will open in a new windowUpdated on 30 April 2019System Replacement
• CSA Notice of Consultation (pdf - 73 KB)This link will open in a new windowUpdated on 30 April 2019System Replacement
• Regulation 13-103 (pdf - 101 KB)This link will open in a new windowUpdated on 30 April 2019System Replacement
• Policy Statement to Regulation 13-103 (pdf - 43 KB)This link will open in a new windowUpdated on 30 April 2019System Replacement
• Concordant Amendments - Regulation, Policy Statement and Notice (pdf - 382 KB)This link will open in a new windowUpdated on 2 May 2019System Replacement

Comments received (comments are published in their original language)

Borden Ladner Gervais LLP (pdf - 561 KB)This link will open in a new windowUpdated on 5 August 2019National Systems Renewal Program Rule Rebecca Cowdery, Prema K.R. Thiele, Stephen Robertson and Jessica Evans

Canadian Advocacy Council of CFA Societies Canada (pdf - 189 KB)This link will open in a new windowUpdated on 23 July 2019National Systems Renewal Program Rule

CI Investment Inc. (pdf - 140 KB)This link will open in a new windowUpdated on 5 August 2019Natioanl Systems Renewal Program Rule Tim Currie

Canadian Investor Relations Institute (CIRI) (pdf - 124 KB)This link will open in a new windowUpdated on 30 July 2019National Systems Renewal Program Rule Yvette Lokker

Investment Funds Institute of Canada (IFIC) (pdf - 211 KB)This link will open in a new windowUpdated on 30 July 2019National Systems Renewal Program Rule Minal Upadhyaya

Investment Industry Association of Canada (IIAC) (pdf - 271 KB)This link will open in a new windowUpdated on 5 August 2019National Systems Renewal Program Susan Copland (13-103)

Investment Industry Association of Canada (IIAC) (pdf - 222 KB)This link will open in a new windowUpdated on 5 August 2019National Systems Renewal Program Susan Copland (13-102)

Portfolio Management Association of Canada (pdf - 125 KB)This link will open in a new windowUpdated on 30 July 2019National Systems Renewal Program Rule Katie Walmsley and Margaret Gunawan

VigilantCS (pdf - 128 KB)This link will open in a new windowUpdated on 5 August 2019National Systems Renewal Program Robert Kirwin

• Regulatory Notice (pdf - 20 KB)This link will open in a new windowUpdated on 29 April 2019National records filing systems renewal
• CSA Notice of Consultation (pdf - 72 KB)This link will open in a new windowUpdated on 29 April 2019renewing its national records filing systems
• Regulation 13-102 (pdf - 43 KB)This link will open in a new windowUpdated on 29 April 2019National Records Filing Systems Renewal

Comments received (comments are published in their original language)

For comments, please refer to Draft Regulation 13-103 respecting System Replacement

• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on 16 April 2019Streamlining reporting requirements
• CSA Notice and Request for Comment (pdf - 78 KB)This link will open in a new windowUpdated on 16 April 2019Streamlining reporting requirements
• Regulation to amend Regulation 21-101 (pdf - 41 KB)This link will open in a new windowUpdated on 16 April 2019Streamlining reporting requirements
• Amendments to Policy Statement to Regulation 21-101 (pdf - 31 KB)This link will open in a new windowUpdated on 16 April 2019Streamlining reporting requirements

• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on 14 March 2019Benchmarks
• Notice of Consultation (pdf - 173 KB)This link will open in a new windowUpdated on 14 March 2019Benchmarks
• Regulation 25-102 (pdf - 264 KB)This link will open in a new windowUpdated on 14 March 2019Benchmarks
• Policy Statement to Regulation 25-102 (pdf - 119 KB)This link will open in a new windowUpdated on 14 March 2019Benchmarks

Comments received (comments are published in their original language)

Canadian Bankers Association (pdf - 196 KB)This link will open in a new windowUpdated on 9 July 2019

Eversheds Sutherland (US) LLP (pdf - 74 KB)This link will open in a new windowUpdated on 9 July 2019 Alexander S. Holtan and Blair Paige Scott

Index Inductry Association (pdf - 175 KB)This link will open in a new windowUpdated on 9 July 2019 Richard H. Redding

International Swaps and Derivatives Association (pdf - 239 KB)This link will open in a new windowUpdated on 9 July 2019 Katherine Darras

Investment Industry Association of Canada (pdf - 323 KB)This link will open in a new windowUpdated on 9 July 2019 Todd Evans

London Stock Exchange group (pdf - 424 KB)This link will open in a new windowUpdated on 8 July 2019 Jonathan Jachym

MSCI (pdf - 249 KB)This link will open in a new windowUpdated on 9 July 2019

Neo Exchange Inc. (pdf - 349 KB)This link will open in a new windowUpdated on 8 July 2019 Joacim Wiklander

RBC Global Asset Management Inc. (pdf - 820 KB)This link will open in a new windowUpdated on 8 July 2019 Daniel E. Chornous

Refinitiv (pdf - 201 KB)This link will open in a new windowUpdated on 9 July 2019

S&P Dow Jones Indice LLC (pdf - 431 KB)This link will open in a new windowUpdated on 11 June 2019 - Joe DePaolo

The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 260 KB)This link will open in a new windowUpdated on 15 June 2021Consultation indices de référence

TMX (pdf - 106 KB)This link will open in a new windowUpdated on 9 July 2019 Deanna Dobrowsky

Joint CSA and IIROC Consultation Paper 21-402 (pdf - 264 KB)This link will open in a new windowUpdated on 14 March 2019Crypto-Asset Trading Platforms

Comments received (comments are published in their original language)

Académie Bitcoin (pdf - 103 KB)This link will open in a new windowUpdated on 12 June 2019 Jonathan Hamel

Aquanow (pdf - 147 KB)This link will open in a new windowUpdated on 10 June 2019 Phil Sham

Association canadienne du commerce des valeurs mobilières(pdf - 805 KB)This link will open in a new windowUpdated on 12 June 2019 Annie Sinigagliese

Association des banquiers canadiens(pdf - 428 KB)This link will open in a new windowUpdated on 7 June 2019

Atlantic Blockchain Company (pdf - 179 KB)This link will open in a new windowUpdated on 11 June 2019 Keegan Lee Francis

Bitvo (pdf - 192 KB)This link will open in a new windowUpdated on 12 June 2019 Nathan Montgomery

Blockchain Technology Coalition of Canada (pdf - 347 KB)This link will open in a new windowUpdated on 10 June 2019 Ash Navabi

Brane Capital (pdf - 183 KB)This link will open in a new windowUpdated on 11 June 2019 T. Paul Rowland

Canadian Digital Asset Coalition (pdf - 428 KB)This link will open in a new windowUpdated on 12 June 2019

Canadian Foundation for Advancement of Investor Rights (pdf - 175 KB)This link will open in a new windowUpdated on 11 June 2019 Ermanno Pascutto

Castell (pdf - 128 KB)This link will open in a new windowUpdated on 11 June 2019 Dr Stephen Castell

Chamber of Digital Commerce Canada (pdf - 2 MB)This link will open in a new windowUpdated on 12 June 2019 Tanya Woods

CME Group (PDF - 275 KB)This link will open in a new windowUpdated on 11 June 2019 Sunil Cutinho

Coinsquare (pdf - 256 KB)This link will open in a new windowUpdated on 10 June 2019

ComplyChain Solutions T (pdf - 322 KB)This link will open in a new windowUpdated on 12 June 2019 Adnar Tahir

Comptables professionnels agréés (pdf - 279 KB)This link will open in a new windowUpdated on 10 June 2019 Gordon Beal

Corporate Counsel Professionnal Corporation (pdf - 190 KB)This link will open in a new windowUpdated on 12 June 2019 Randee Pavalow

Crowdmatrix (pdf - 184 KB)This link will open in a new windowUpdated on 12 June 2019 James S. Hershaw

Durand Morisseau(PDF - 1 MB)This link will open in a new windowUpdated on 12 June 2019 David Durand and Drew S. Dorweiler

Fern Karsh (pdf - 56 KB)This link will open in a new windowUpdated on 12 June 2019

Fidelity Clearing Canada (pdf - 136 KB)This link will open in a new windowUpdated on 10 June 2019 Scott MacKenzie

Global Digital Finance (pdf - 292 KB)This link will open in a new windowUpdated on 12 June 2019

Investor Advisory Panel (pdf - 159 KB)This link will open in a new windowUpdated on 11 June 2019 Neil Gross

Knox Industries (pdf - 87 KB)This link will open in a new windowUpdated on 10 June 2019

Kraken (pdf - 232 KB)This link will open in a new windowUpdated on 10 June 2019

LCH Limited (pdf - 92 KB)This link will open in a new windowUpdated on 11 June 2019 Julian Olover

Leede Jones Gable (pdf - 94 KB)This link will open in a new windowUpdated on 11 June 2019 Jason Jardine

Market Data Company (pdf - 250 KB)This link will open in a new windowUpdated on 7 June 2019 Alexander Izak Levesque

National Digital Asset Exchange Inc. (pdf - 297 KB)This link will open in a new windowUpdated on 12 June 2019 Julia Baranovskaya

Octonomics (pdf - 3 MB)This link will open in a new windowUpdated on 12 June 2019 Elisabeth Préfontaine

Paradiso Venture Inc. (pdf - 100 KB)This link will open in a new windowUpdated on 10 June 2019 George Bordianu Balance

Piotr Piasecki (pdf - 133 KB)This link will open in a new windowUpdated on 10 June 2019

Raymond Chabot Grant Thornton (pdf - 229 KB)This link will open in a new windowUpdated on 12 June 2019 Louis Roy et Jean-François Trépanier

Reddit (pdf - 232 KB)This link will open in a new windowUpdated on 10 June 2019 Fiach Dubh

Roger Miller (pdf - 130 KB)This link will open in a new windowUpdated on 10 June 2019

SoapBox Network Inc. (pdf - 207 KB)This link will open in a new windowUpdated on 10 June 2019

State Street (pdf - 304 KB)This link will open in a new windowUpdated on 10 June 2019 James J. Biancamano

TD Securities (pdf - 287 KB)This link will open in a new windowUpdated on 10 June 2019

The Jersey Company (pdf - 1 MB)This link will open in a new windowUpdated on 12 June 2019 Robert Young

The Ludo Group (pdf - 77 KB)This link will open in a new windowUpdated on 12 June 2019 Adrian Sischin, Lara Wojahn, Cloudesley Hobbs, Jason Dearborn

TMX Group (pdf - 59 KB)This link will open in a new windowUpdated on 12 June 2019 Deanna Dobrowsky

TMX Group Limited (pdf - 49 KB)This link will open in a new windowUpdated on 11 June 2019 Deanna Dobrowsky

Tritum (pdf - 100 KB)This link will open in a new windowUpdated on 10 June 2019 John Willock and Jim Andriopoulos

Vakeesan Mahalingam (pdf - 182 KB)This link will open in a new windowUpdated on 10 June 2019

View Fin (pdf - 192 KB)This link will open in a new window

• Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on 14 March 2019Syndicated Mortgages
• CSA Second Notice of Consultation (pdf - 270 KB)This link will open in a new windowUpdated on 14 March 2019Syndicated Mortgages
• Regulation to amend Regulation 45-106 (pdf - 80 KB)This link will open in a new windowUpdated on 14 March 2019Amendments relating to Syndicated Mortgages
• Amendments to Policy Statement to Regulation 45-106 (pdf - 45 KB)This link will open in a new windowUpdated on 14 March 2019Amendments relating to Syndicated Mortgages  
• Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 37 KB)This link will open in a new windowUpdated on 14 March 2019Amendments relating to Syndicated Mortgages
• Amendments to Policy Statement to Regulation 31-103 (pdf - 37 KB)This link will open in a new windowUpdated on 14 March 2019Amendments relating to Syndicated Mortgages

Comments received (comments are published in their original language)

Appraisal Institute of Canada (pdf - 161 KB)This link will open in a new windowUpdated on 27 May 2019 (Keith Lancastle)

Canadian Foundation for Advancement of Investor Rights (pdf - 183 KB)This link will open in a new windowUpdated on 9 May 2019

Foremost Financial Corporation (pdf - 172 KB)This link will open in a new windowUpdated on 16 May 2019 (Evan Cooperman, Ricky Dogon)

MarshallZehr Group Inc. - December 6, 2018 (pdf - 165 KB)This link will open in a new windowUpdated on 11 April 2019 (Murray Snedden)

MarshallZehr Group Inc. - March 28, 2019 (pdf - 26 KB)This link will open in a new windowUpdated on 27 May 2019 (Murray Snedden)

Private Mortgage Capital Funding (pdf - 35 KB)This link will open in a new windowUpdated on 27 May 2019 (Stephen Lidsky)

The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 270 KB)This link will open in a new windowUpdated on 9 May 2019

The Ontario Mortgage Investment Companies Association (pdf - 1 MB)This link will open in a new windowUpdated on 27 May 2019 (Adam Rose, Ricky Dogon and Robert Trager)

The Private Capital Markets Association of Canada (pdf - 268 KB)This link will open in a new windowUpdated on 27 May 2019 (Craig Skauge, Diane Soloway, Frank Laferriere and Georgina Blanas)

Vector Financial Services Limited (pdf - 286 KB)This link will open in a new windowUpdated on 27 May 2019 (Mitchell Oelbaum)

Joint CSA/IIROC Consultation Paper 23-406 (pdf - 1 MB)This link will open in a new windowUpdated on 12 March 2019Joint CSA/IIROC Consultation Paper 23-406 Internalization within the Canadian Equity Market