Securities - previous consultations

AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

CSA Consultation Paper 25-401: Potential Regulation of Proxy Advisory Firms

Previous consultation
September 21, 2012
See details on CSA Consultation Paper 25-401: Potential Regulation of Proxy Advisory Firms

Comments received (comments are published in their original language)

Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and Draft Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Cost Disclosure, Performance Reporting and Client Statements (pdf - 713 KB)This link will open in a new windowUpdated on June 14, 2012

Previous consultation
September 14, 2012
See details on Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and Draft Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Cost Disclosure, Performance Reporting and Client Statements

Comments received (comments are published in their original language)

Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds) (pdf - 644 KB)This link will open in a new windowUpdated on June 21, 2012

Previous consultation
September 6, 2012
See details on Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds)

Comments received (comments are published in their original language)

Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers, Policy Statement to Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers and concordant amendment (pdf - 350 KB)This link will open in a new windowUpdated on February 10, 2012

Previous consultation
April 10, 2012
See details on Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers, Policy Statement to Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers and concordant amendment

Comments received (comments are published in their original language)

Multilateral CSA Notice 45-311, Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Businesses

Previous consultation
February 20, 2012
See details on Multilateral CSA Notice 45-311, Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Businesses