• Notice of consultation (pdf - 127 KB)This link will open in a new windowUpdated on 2 August 2023Notice of consultation about Interest Rate Risk Management Guideline
• Interest Rate Risk Management Guideline (pdf - 768 KB)This link will open in a new windowUpdated on 2 August 2023Draft Interest Rate Risk Management Guideline for comments.

• Notice of consultation (pdf - 246 KB)This link will open in a new windowUpdated on 8 December 2022Regulatory advice on professional liability insurance and outside activities of representatives Act respecting the distribution of financial products and services and questions on cyber risks in liability insurance. The proposed regulatory amendments advance the goal of protecting the public and reducing compliance burden. The AMF wishes to address insurance coverage issues that have been observed over the years, including compliance issues with certain policies. In keeping with the highest public protection standards, the proposed regulatory amendments update the framework for outside activities of representatives governed by the Distribution Act.
• Regulation to amend the Regulation respecting firms, independent representatives and independent partnerships (pdf - 136 KB)This link will open in a new windowUpdated on 8 December 2022Regulatory consultation relating to professional liability insurance and outside activities
  • Consolidated version - Blacklined version (pdf - 206 KB)This link will open in a new windowUpdated on 9 December 2022Consolidated version of Regulation respecting firms, independent representatives and independent partnerships
• Regulation to amend the Regulation respecting the issuance and renewal of representatives’ certificates (pdf - 101 KB)This link will open in a new windowUpdated on 8 December 2022Regulatory consultation relating to professional liability insurance and outside activities
  • Consolidated version - Blacklined version (pdf - 245 KB)This link will open in a new windowUpdated on 9 December 2022Regulatory consultation relating to professional liability insurance and outside activities
• Regulation to amend the Regulation respecting the pursuit of activities as a representative (pdf - 152 KB)This link will open in a new windowUpdated on 8 December 2022Regulatory consultation relating to professional liability insurance and outside activities
  • Consolidated version - Blacklined version (pdf - 331 KB)This link will open in a new windowUpdated on 9 December 2022Regulatory consultation relating to professional liability insurance and outside activities
• Regulation to amend the Regulation respecting the registration of firms, representatives and independent partnerships (pdf - 123 KB)This link will open in a new windowUpdated on 8 December 2022Regulatory consultation relating to professional liability insurance and outside activities
  • Consolidated version - Blacklined version (pdf - 295 KB)This link will open in a new windowUpdated on 9 December 2022Regulatory consultation relating to professional liability insurance and outside activities
• Regulation to amend the Regulation respecting the keeping and preservation of books and registers (pdf - 104 KB)This link will open in a new windowUpdated on 8 December 2022Regulatory consultation relating to professional liability insurance and outside activities
  • Consolidated version - Blacklined version (pdf - 137 KB)This link will open in a new windowUpdated on 9 December 2022Regulatory consultation relating to professional liability insurance and outside activities

Comments received (comments are published in their original language)

Association canadienne des compagnies d’assurances de personnes (pdf - 405 KB)This link will open in a new windowUpdated on 16 February 2023

Bureau d’assurance du Canada – BAC (pdf - 3 MB)This link will open in a new windowUpdated on 5 April 2023" assurance,responsabilité,professionnelle,inscrit,cyberrisques,cyber risques,cyber-risques,cyber assurance,assurance risque informatique,loi sur la distribution de produits et services financiers,activité externe,autre activité,double emploi,seconde occupation,incompatibilité,formulaire double emploi,formulaire en cas de double emploi,déclaration relative à une activité externe,postulant,entreprise,représentant,inscrit,autorité des marchés financiers,amf,autorité,consultation,consultation réglementaire,consultation réglementaire,situation incompatible,occupation incompatible,mise en garde " (Johanne Lamanque)

Bureau d’assurance du Canada – BAC (pdf - 180 KB)This link will open in a new windowUpdated on 7 February 2023 (Johanne Lamanque)

Corporation des assureurs directs de dommages du Québec – CADD (pdf - 221 KB)This link will open in a new windowUpdated on 16 February 2023" assurance,responsabilité,professionnelle,inscrit,cyberrisques,cyber risques,cyber-risques,cyber assurance,assurance risque informatique,loi sur la distribution de produits et services financiers,activité externe,autre activité,double emploi,seconde occupation,incompatibilité,formulaire double emploi,formulaire en cas de double emploi,déclaration relative à une activité externe,postulant,entreprise,représentant,inscrit,autorité des marchés financiers,amf,autorité,consultation,consultation réglementaire,consultation réglementaire,situation incompatible,occupation incompatible,mise en garde " (Denis Côté)

MICA Capital Inc. (pdf - 712 KB)This link will open in a new windowUpdated on 7 February 2023" assurance,responsabilité,professionnelle,inscrit,cyberrisques,cyber risques,cyber-risques,cyber assurance,assurance risque informatique,loi sur la distribution de produits et services financiers,activité externe,autre activité,double emploi,seconde occupation,incompatibilité,formulaire double emploi,formulaire en cas de double emploi,déclaration relative à une activité externe,postulant,entreprise,représentant,inscrit,autorité des marchés financiers,amf,autorité,consultation,consultation réglementaire,consultation réglementaire,situation incompatible,occupation incompatible,mise en garde " (Gino Sebastian Savard et Yvan Morin)

Professionnels hypothécaires du Canada (pdf - 356 KB)This link will open in a new windowUpdated on 7 February 2023" assurance,responsabilité,professionnelle,inscrit,cyberrisques,cyber risques,cyber-risques,cyber assurance,assurance risque informatique,loi sur la distribution de produits et services financiers,activité externe,autre activité,double emploi,seconde occupation,incompatibilité,formulaire double emploi,formulaire en cas de double emploi,déclaration relative à une activité externe,postulant,entreprise,représentant,inscrit,autorité des marchés financiers,amf,autorité,consultation,consultation réglementaire,consultation réglementaire,situation incompatible,occupation incompatible,mise en garde "

• Notice of consultation (pdf - 165 KB)This link will open in a new windowUpdated on 8 December 2022Notice of consultation concerning Regulation respecting complaint processing and dispute resolution in the financial sector
• Regulation respecting complaint processing and dispute resolution in the financial sector (pdf - 211 KB)This link will open in a new windowUpdated on 8 December 2022Draft Regulation respecting complaint processing and dispute resolution in the financial sector.

Comments received (comments are published in their original language)

Association canadienne des compagnies d’assurances de personnes - ACCAP (pdf - 794 KB)This link will open in a new windowUpdated on 23 February 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement " (Lyne Duhaime)

Bureau d’assurance du Canada – BAC (pdf - 5 MB)This link will open in a new windowUpdated on 23 February 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement "

Banque Nationale du Canada (pdf - 104 KB)This link will open in a new windowUpdated on 23 February 2023 (Nancy Paquet)

Canadian Association of Financial Institution in Insurance – CAFII (pdf - 823 KB)This link will open in a new windowUpdated on 23 February 2023" consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy, complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records, responsible officer, simplified process, additional time period, time period " (Rob Dobbins)

Conseil de représentation des sociétés d’analystes financiers agréés du Canada (pdf - 1,000 KB)This link will open in a new windowUpdated on 16 February 2023" consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy, complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records, responsible officer, simplified process, additional time period, time period "

Corporation des assureurs directs de dommages du Québec (pdf - 272 KB)This link will open in a new windowUpdated on 7 February 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement "

Conseil des fonds d’investissement du Québec – CFIQ (pdf - 266 KB)This link will open in a new windowUpdated on 23 February 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement " (Éric Hallé)

Fidelity Investments Canada (pdf - 222 KB)This link will open in a new windowUpdated on 23 February 2023" consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy, complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records, responsible officer, simplified process, additional time period, time period " (Bradley Prince)

Fondation canadienne pour l’avancement des droits des investisseurs – FAIR Canada (pdf - 347 KB)This link will open in a new windowUpdated on 14 February 2023 (Jean-Paul Bureaud)

IG Gestion de Patrimoine (pdf - 175 KB)This link will open in a new windowUpdated on 22 February 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement " (Danielle Tétrault)

Industrielle Alliance Gestion privée de patrimoine (pdf - 697 KB)This link will open in a new windowUpdated on 7 February 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement " (Julie Gallagher)

MICA Capital Inc. (pdf - 746 KB)This link will open in a new windowUpdated on 7 February 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement " (Gino Sebastian Savard et Yvan Morin)

Option consommateur (pdf - 121 KB)This link will open in a new windowUpdated on 9 February 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement " (Christian Corbeil)

Ombudsman des services bancaires et d’investissement (pdf - 322 KB)This link will open in a new windowUpdated on 7 February 2023 (Sarah P. Bradley)

PEAK Groupe financier (pdf - 708 KB)This link will open in a new windowUpdated on 24 February 2023 (Myriam Blanchette, Élisabeth Chamberland et Martin Boileau)

Portfolio Management Association of Canada - PMAC (pdf - 178 KB)This link will open in a new windowUpdated on 23 February 2023" consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy, complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records, responsible officer, simplified process, additional time period, time period " (Katie Walmsley and Margaret Gunawan)

Professionnels hypothécaires du Canada (pdf - 221 KB)This link will open in a new windowUpdated on 7 February 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement "

The Investment Industry Association of Canada – IIAC (pdf - 196 KB)This link will open in a new windowUpdated on 23 February 2023" consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy, complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records, responsible officer, simplified process, additional time period, time period " (Laura Paglia)

Trans Union of Canada (pdf - 939 KB)This link will open in a new windowUpdated on 23 February 2023" consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy, complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records, responsible officer, simplified process, additional time period, time period " (Thiên-kim Nguyen)

Union des consommateurs (pdf - 610 KB)This link will open in a new windowUpdated on 7 February 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement "

• Notice of consultation (pdf - 111 KB)This link will open in a new windowUpdated on 15 December 2022Consultation of Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts relating to segregated funds
• Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts relating to segregated funds  (pdf - 129 KB)This link will open in a new windowUpdated on 15 December 2022Consultation on Draft Regulation respecting the Prohibition on Charging Certain Fees from Holders of Individual Variable Insurance Contracts relating to Segregated Funds. 

Comments received (comments are published in their original language)

Gislaine Meunier (pdf - 31 KB)This link will open in a new windowUpdated on 8 February 2023

Canadian Advocacy Council of CFA Societies Canada (pdf - 194 KB)This link will open in a new windowUpdated on 8 February 2023

Association canadienne des compagnies d’assurance de personnes (Lyne Duhaime) (pdf - 219 KB)This link will open in a new windowUpdated on 8 February 2023

Consultation paper (pdf - 1 MB)This link will open in a new windowUpdated on 14 June 2022Part of the mission of the Autorité des marchés financiers (the “AMF”) is to ensure that financial institutions such as insurers comply with the obligations imposed on them by law in order to protect the interests of consumers of financial products and services.

Anyone interested in participating in this consultation may do so in writing no later than October 17, 2022 by completing the on-line questionnaire or sending a submission or comment letter by using our on-line form.

Questionnaire This link will open in a new window

• Regulatory Notice (pdf - 19 KB)This link will open in a new windowUpdated on 28 April 2022Regulatory Notice: Total Cost Reporting for Investment Funds and Segregated Funds
• CSA and CCIR Joint Notice of Consultation (pdf - 484 KB)This link will open in a new windowUpdated on 28 April 2022Total Cost Reporting for Investment Funds and Segregated Funds
• Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 86 KB)This link will open in a new windowUpdated on 28 April 2022Total Cost Reporting for Investment Funds and Segregated Funds
• Amendments to Policy Statement to Regulation 31-103 (pdf - 90 KB)This link will open in a new windowUpdated on 28 April 2022Total Cost Reporting for Investment Funds and Segregated Funds

Comments received (comments are published in their original language)

Advocis (pdf - 316 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

AIMA (pdf - 1 MB)This link will open in a new windowUpdated on 29 July 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Arthur Ross (pdf - 16 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Banque Nationale (BNC) (pdf - 720 KB)This link will open in a new windowUpdated on 1^st August 2022Avis de consultation - Information sur le coût total pour les fonds d’investissement et les fonds distincts

Borden Ladner Gervais (BLG) (pdf - 357 KB)This link will open in a new windowUpdated on 29 July 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

CAILBA (pdf - 208 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Canadian Advocacy Council (CAC) (pdf - 255 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Canadian ETF Association (CETFA) (pdf - 778 KB)This link will open in a new windowUpdated on 29 July 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

CARP (pdf - 763 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Citibank (pdf - 133 KB)This link will open in a new windowUpdated on 9 August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

CLHIA (pdf - 451 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Fair Canada (pdf - 488 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Fasken (pdf - 191 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Federation of Mutual Fund Dealers (FMFD) (pdf - 90 KB)This link will open in a new windowUpdated on 29 July 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Fidelity Investments (pdf - 179 KB)This link will open in a new windowUpdated on 29 July 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Financial Planning Association of Canada (FPAC) (pdf - 468 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Franklin Templeton (pdf - 226 KB)This link will open in a new windowUpdated on 29 July 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

High Level Wealth Management (pdf - 75 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Highview (pdf - 7 MB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

IFIC (pdf - 6 MB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

IGM Financial Inc. (pdf - 143 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

IIAC (pdf - 347 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Invesco (pdf - 267 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Investor Advisory Panel (pdf - 166 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Kenmar (pdf - 583 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Manulife (pdf - 141 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

MICA Capital Inc. (pdf - 726 KB)This link will open in a new windowUpdated on 1^st August 2022Avis de consultation - Information sur le coût total pour les fonds d’investissement et les fonds distincts

National Bank (NBC) (pdf - 819 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Pacific Spirit (pdf - 385 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Peter Whitehouse (pdf - 62 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Portfolio Management Association of Canada (PMAC) (pdf - 549 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Primerica (pdf - 215 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Private Capital Markets Association of Canada (PCMA) (pdf - 204 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Raymond James Ltd. (pdf - 319 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Royal Bank of Canada (RBC) (pdf - 403 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Scotiabank (pdf - 119 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Steadyhand (pdf - 194 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Sun Life (pdf - 279 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

TD (pdf - 258 KB)This link will open in a new windowUpdated on 1^st August 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

• Notice of consultation (pdf - 31 KB)This link will open in a new windowUpdated on 17 March 2022"notice, consultation, draft, Residential Hypothecary Lending, Guideline"
• Residential Hypothecary Lending Guideline (pdf - 1 MB)This link will open in a new windowUpdated on 17 March 2022"consultation, draft, Residential Hypothecary Lending, Guideline"
• Residential Hypothecary Lending Guideline (pdf - 1 MB)This link will open in a new windowUpdated on 17 March 2022"draft, Residential Hypothecary Lending, Guideline, blacklined version, consultation" - Blacklined version

• Notice of consultation (pdf - 45 KB)This link will open in a new windowUpdated on 4 November 2021Notice of consultation for Incentive Management Guideline
• Notice regarding extension of comment period (pdf - 17 KB)This link will open in a new windowUpdated on 8 December 2021Notice of extension of comment period for Draft Incentive Management Guideline.
• Incentive Management Guideline (pdf - 470 KB)This link will open in a new windowUpdated on 4 November 2021Incentive management guideline

Comments received (comments are published in their original language)

• Response to address comments received during the public consultation (pdf - 107 KB)This link will open in a new windowUpdated on 14 March 2023incentive management; comments; public consultation;

Issues paper (pdf - 4 MB)This link will open in a new windowUpdated on 27 August 2021This issues paper, intended for the various stakeholders in the development of the connected and automated vehicle (“CAV”) market in Québec, has two objectives:

• Notice of consultation (pdf - 44 KB)This link will open in a new windowUpdated on 21 October 2021Ligne directrice;gestion des risques;technologies;information;des communications;avis;consultation publique;mars 2019
• Notice regarding extension of comment period (pdf - 55 KB)This link will open in a new windowUpdated on 28 October 2021Ligne directrice;gestion des risques;technologies;information;des communications;avis;consultation publique;mars 2019 
• Notice regarding extension of comment period (pdf - 17 KB)This link will open in a new windowUpdated on 8 December 2021Notice of extension of comment period for Draft updated Sound Commercial Practices Guideline.
• Sound Commercial Practices Guidelines (pdf - 405 KB)This link will open in a new windowUpdated on 21 October 2021SOUND COMMERCIAL PRACTICES GUIDELINE

Comments received (comments are published in their original language)

Response to address comments received during the public consultation (pdf - 73 KB)This link will open in a new windowUpdated on 28 November 2022"Sound commercial practices; comments; public consultation;"