AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées du Barème de prix de la CDS – Frais d’adhésion à la CDS pour les marchés (révision) Fin de consultation : 29 août 2016 (Available in French only) (pdf - 17 KB)
This link will open in a new windowUpdated on 12 July 2016Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées du Barème
Previous consultation
August 29, 2016
See details on Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées du Barème de prix de la CDS – Frais d’adhésion à la CDS pour les marchés (révision) Fin de consultation : 29 août 2016 (Available in French only)
Comments received (comments are published in their original language)
Prolongation de la période de consultation - Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées au Barème de prix de la CDS relatives aux services d’admissibilité et d’émission d’ISIN de la CDS (Available in French only) (pdf - 166 KB)This link will open in a new windowUpdated on 5 August 2016consultation, cds, barème de prix, services, émission, isin, admissibilité
Previous consultation
August 29, 2016
See details on Prolongation de la période de consultation - Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées au Barème de prix de la CDS relatives aux services d’admissibilité et d’émission d’ISIN de la CDS (Available in French only)
Comments received (comments are published in their original language)
- Aequitas Neo Echange (pdf - 472 KB)This link will open in a new windowUpdated on 15 September 2016
- Canadian ETF Association (pdf - 328 KB)This link will open in a new windowUpdated on 15 September 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement , Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission , Transfert Agent (CETFA)
- Canadian Securities Exchange (pdf - 1 MB)This link will open in a new windowUpdated on 15 September 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- CIBC World Market (pdf - 449 KB)This link will open in a new windowUpdated on 15 September 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Invesco (pdf - 350 KB)This link will open in a new windowUpdated on 15 September 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Ministère des finances du Québec (pdf - 5 MB)This link will open in a new windowUpdated on 15 September 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Ontario Financing Authority (pdf - 189 KB)This link will open in a new windowUpdated on 15 September 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Ontario Financing Authority (pdf - 156 KB)This link will open in a new windowUpdated on 15 September 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Province of Bristish Columbia (pdf - 157 KB)This link will open in a new windowUpdated on 15 September 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Province of Manitoba (pdf - 330 KB)This link will open in a new windowUpdated on 15 September 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Province of New Brunswick (pdf - 572 KB)This link will open in a new windowUpdated on 15 September 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Province of Nova Scotia (pdf - 108 KB)This link will open in a new windowUpdated on 15 September 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Royal Bank of Canada (pdf - 203 KB)This link will open in a new windowUpdated on 15 September 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Securities Transfer Association of Canada commenté par William J. Speirs (pdf - 421 KB)This link will open in a new windowUpdated on 14 September 2016
- TD Securities (PDF - 172 KB)This link will open in a new windowUpdated on 15 September 2016
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées au Barème de prix de la CDS relatives à la gestion des événements de marchés et des événements de droits et privilèges (pdf - 125 KB)This link will open in a new windowUpdated on 15 September 2016dépôt compensation CDS, Modifications, Barème, prix, gestion, événements, marchés droits, privilèges
Previous consultation
August 15, 2016
See details on Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées au Barème de prix de la CDS relatives à la gestion des événements de marchés et des événements de droits et privilèges
Comments received (comments are published in their original language)
Regulation to amend Regulation 23-101 respecting Trading Rules - Trading Fees
Previous consultation
July 6, 2016
See details on Regulation to amend Regulation 23-101 respecting Trading Rules - Trading Fees
- Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on 7 April 2016Trading Fees
- CSA Notice and Request for Comment (pdf - 69 KB)This link will open in a new windowUpdated on 7 April 2016trading fees
- Regulation to amend Regulation 23-101 (pdf - 21 KB)This link will open in a new windowUpdated on 7 April 2016Trading Fees
Comments received (comments are published in their original language)
- Canadian Foundation for Advancement of Investor Rights (pdf - 644 KB)This link will open in a new windowUpdated on 29 July 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, fair(Neil Gross)
- Canadian Securities Exchange (pdf - 431 KB)This link will open in a new windowUpdated on 29 July 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, canadian securities exchange, cse (Richard Carleton)
- Investment Industry Association of Canada (pdf - 397 KB)This link will open in a new windowUpdated on 29 July 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, iiac, accvm (Susan Copland)
- Nasdaq CXC Limited (pdf - 349 KB)This link will open in a new windowUpdated on 29 July 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, nasdaq
- The Canadian Advocacy Council of Canadian CFA Institute Societies (pdf - 99 KB)This link will open in a new windowUpdated on 29 July 2016 (Michael Thom)
- TMX Group Limited (pdf - 81 KB)This link will open in a new windowUpdated on 29 July 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, tmx (Kevin Sampson)
Corporation canadienne de compensation de produits dérivés (la « CDCC ») – Modifications à la Règle A-1 – Options à échéance hebdomadaire assorties d’échéances multiples (Fin de consultation 14 septembre) (pdf - 245 KB)This link will open in a new windowUpdated on 24 August 2015Options à échéance hebdomadaire assorties d’échéances multiples
Previous consultation
September 14, 2015
Draft Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays
Previous consultation
August 17, 2015
See details on Draft Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays
- Notice and Request for Comment (pdf - 89 KB)This link will open in a new windowUpdated on 28 September 2020Order Protection Rule
- Amendments to Policy Statement (pdf - 18 KB)This link will open in a new windowUpdated on 12 June 2015Order Protection Rule
Comments received (comments are published in their original language)
- Aequitas Neo Exchange (pdf - 158 KB)This link will open in a new windowUpdated on 7 December 2015
- The Canadian Advocacy Council for Canadian CFA Institute (pdf - 44 KB)This link will open in a new windowUpdated on 7 December 2015cac, cfa, systems, proposed, amendments, national, instrument, 23-101, order, protection, canadian advocacy council
- Chi-x Canada (pdf - 172 KB)This link will open in a new windowUpdated on 7 December 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, trading, rule
- CIBC World Markets Inc. (pdf - 143 KB)This link will open in a new windowUpdated on 7 December 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, marketplaces
- KOR Group LLC (pdf - 290 KB)This link will open in a new windowUpdated on 7 December 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, opr, marketplaces
- Scotia Bank (pdf - 198 KB)This link will open in a new windowUpdated on 7 December 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, marketplaces, scotia bank
- RBC Global Asset Management (pdf - 1 MB)This link will open in a new windowUpdated on 7 December 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rbc, liquidity
- RBC Dominion Securities (pdf - 313 KB)This link will open in a new windowUpdated on 8 December 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rbc, speed bump,
- PI Financial (pdf - 829 KB)This link will open in a new windowUpdated on 8 December 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, iiroc, best execution, delay, marketplace, hft
- Canadian Securities Traders Association (pdf - 541 KB)This link will open in a new windowUpdated on 8 December 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, csta, market structure, buy-side
- National Bank Financial Markets (pdf - 460 KB)This link will open in a new windowUpdated on 8 December 2015Etienne Dubuc
- ITG Canada Corp. (pdf - 119 KB)This link will open in a new windowUpdated on 8 December 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, market, order processing delay, speed bump,
- Investment Industry Association of Canada (pdf - 179 KB)This link will open in a new windowUpdated on 8 December 2015
- TSX Markets (pdf - 74 KB)This link will open in a new windowUpdated on 8 December 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, delay