CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study (pdf - 381 KB)This link will open in a new windowUpdated on 17 December 2018

• CSA Staff Notice 11-340: Extension of Comment Period (pdf - 42 KB)This link will open in a new windowUpdated on 17 January 2019Extension of Comment Period

Comments received (comments are published in their original language)

AGF Investments Inc. (pdf - 60 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - John Christofilos

Blackrock Asset Management Canada (pdf - 186 KB)This link will open in a new windowUpdated on 6 November 2019 - Margaret Gunawan

Canadian Advocacy Council for Canadian (pdf - 246 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study

Canadian Securatization (pdf - 594 KB)This link will open in a new windowUpdated on 6 November 2019 - Ian Bandeen

Canadian Securities Exchange (pdf - 2 MB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Richard Carleton

Canadian Security Traders Association, Inc. (pdf - 262 KB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - CSTA Trading Issues Committee

CIBC World Markets Inc. (pdf - 48 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Heather Killian

Citadel Securities (pdf - 278 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Mark Wilkinson et David Archer

Fidelity Asset Management (pdf - 394 KB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Fidae Abbas

Healthy Markets Transparency & Trus (pdf - 142 KB)This link will open in a new windowUpdated on 5 November 2019Comments on 23-323 Trading Fee Rebate Pilot Studyt - Tyler Gellasch

Invesco Canada Ltd (pdf - 448 KB)This link will open in a new windowUpdated on 5 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Julianna Ahn

Investment industry association of Canada (pdf - 299 KB)This link will open in a new windowUpdated on 5 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Susan Copland

Mackie Research Capital Corporation (pdf - 140 KB)This link will open in a new windowUpdated on 1^st November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - David Hetherington

Nasdaq Canada (pdf - 369 KB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study

National Bank (pdf - 536 KB)This link will open in a new windowUpdated on 5 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Etienne Dubuc et Martin Gagnon

Neo Exchange Inc. (pdf - 276 KB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Cindy Petlock et Joacim Wiklander

Omega Securities Inc. (pdf - 173 KB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Laurence Rose et Sean Debotte

OMERS (pdf - 4 MB)This link will open in a new windowUpdated on 7 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Brant Robertson et Robert Gouley

Ontario Teachers Pension Plan (pdf - 283 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Kevin Duggan et all

Scotia Bank (pdf - 110 KB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Alex Perel

Select Vantage (pdf - 1 MB)This link will open in a new windowUpdated on 5 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Daniel Schlaepfer et Mario Josipovic

TD Asset Management Inc. (pdf - 2 MB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Bruce Cooper

TMX Group (pdf - 50 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Deanna Dobrowsky

TMX Group Limited (pdf - 918 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Kevin Sampson

Virtu ITG Canada Corp. (pdf - 79 KB)This link will open in a new windowUpdated on 7 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Doug Clark

• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on 18 October 2018
• CSA Notice of Consultation (pdf - 84 KB)This link will open in a new windowUpdated on 18 October 2018
• Regulation to amend Regulation 24-102 (pdf - 44 KB)This link will open in a new windowUpdated on 18 October 2018
• Amendments to Policy Statement to Regulation 24-102 (pdf - 146 KB)This link will open in a new windowUpdated on 18 October 2018

• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on 23 May 2018Regulatory Notice
• CSA Staff Notice and Request for Comment 21-323 (pdf - 190 KB)This link will open in a new windowUpdated on 23 May 2018"CSA Staff Notice, Request for Comment, 21-323, Proposal, Mandatory Post-Trade Transparency, Trades in Government Debt Securities, Expanded Transparency, Trades,Corporate Debt Securities, Draft, Regulation to amend, Regulation, 21-101, Marketplace Operation, Draft, Amendments, Policy Statement, Regulation 21-101, Marketplace Operation"
• Regulation to amend Regulation 21-101 (pdf - 27 KB)This link will open in a new windowUpdated on 23 May 2018"draft, regulation, amend, 21-101, marketplace operation"
• Amendements to Policy Statement to Regulation 21-101 (pdf - 42 KB)This link will open in a new windowUpdated on 23 May 2018"draft, amendments, policy statement, regulation, 21-101, marketplace operation"

• Regulatory Notice (pdf - 23 KB)This link will open in a new windowUpdated on 6 July 2017
• Notice and Request for Comment (pdf - 145 KB)This link will open in a new windowUpdated on 29 June 2017"CSA Notice, Request for Comment, Designated, Rating Organizations"
• Regulation to amend Regulation 25-101 (pdf - 94 KB)This link will open in a new windowUpdated on 29 June 2017"Regulation, 25-101, designated, rating organizations"
• Regulation to amend Regulation 44-101 (pdf - 23 KB)This link will open in a new windowUpdated on 29 June 2017"Regulation, amend, 44-101, Short Form, Prospectus Distributions"
• Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 20 KB)This link will open in a new windowUpdated on 29 June 2017"Règlement, modifiant, 31-103, obligations, dispenses d’inscription, obligations continues, personnes inscrites"
• Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 19 KB)This link will open in a new windowUpdated on 29 June 2017"Regulation, amend, 33-109, Registration Information"
• Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 17 KB)This link will open in a new windowUpdated on 29 June 2017"regulation,amend,41-101, General Prospectus Requirements"
• Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 14 KB)This link will open in a new windowUpdated on 29 June 2017"Regulation, amend, 44-102, Shelf Distributions"
• Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 22 KB)This link will open in a new windowUpdated on 29 June 2017"Regulation, amend, 45-106, Prospectus Exemptions"
• Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 13 KB)This link will open in a new windowUpdated on 29 June 2017"Regulation, amend, 51-102, Continuous Disclosure, Obligations"
• Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 19 KB)This link will open in a new windowUpdated on 29 June 2017"regulation,amend,81-102,investment funds"
• Amendments to Policy Statement to Regulation 81-102 respecting Investment Funds (pdf - 13 KB)This link will open in a new windowUpdated on 29 June 2017"Amendments, Policy Statement, regulation, 81-102, Investment Funds"
• Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure (pdf - 14 KB)This link will open in a new windowUpdated on 29 June 2017"Regulation, amend, 81-106, Investment Fund, Continuous Disclosure"
• Amendments to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 17 KB)This link will open in a new windowUpdated on 29 June 2017"Policy Statement, Regulation, 21-101, Marketplace Operation"

Comments received (comments are published in their original language)

• Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 210 KB)This link will open in a new windowUpdated on 12 October 2017
• DBRS Limited (pdf - 302 KB)This link will open in a new windowUpdated on 13 October 2017“comment,regulation 25-101,designated rating organizations,regulation 44-101,regulation 44-102,regulation 41-101,regulation 81-102,EU equivalency,code of conduct,IOSCO,Kroll, designation” (Douglas E. Turnbull)
• Moody's Canada Inc. (pdf - 189 KB)This link will open in a new windowUpdated on 12 October 2017“comment,regulation 25-101,designated rating organizations,regulation 44-101,regulation 44-102,regulation 41-101,regulation 81-102,EU equivalency,code of conduct,IOSCO,Kroll,designation” (Hilary Parkes)
• S&P Global Ratings Canada (pdf - 169 KB)This link will open in a new windowUpdated on 12 October 2017“comment,regulation 25-101,designated rating organizations,regulation 44-101,regulation 44-102,regulation 41-101,regulation 81-102,EU equivalency,code of conduct,IOSCO,Kroll,designation” (Frank Staudohar)

• Regulatory Notice (pdf - 126 KB)This link will open in a new windowUpdated on 19 May 2017Bourse, Montréal, Introduction, article 6369B, articles 6007, article 6368, article 6371, article 6372, article 6375, article 6391, Règle Six, Établissement, processus, enchères (Available in French only)

• Regulatory Notice (pdf - 125 KB)This link will open in a new windowUpdated on 19 May 2017bourse, modifications, procédures, exécution, stratégies, options, utilisation fonctionnalité, stratégies, utilisateur, participants, agréés, contrats à terme, options sur contrats à terme (Available in French only)