AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

Bloomberg Trading Facility Limited – Application for Exemption from recognition as an exchange and from Regulation 21-101 and Regulation 23-101 requirements

Previous consultation
June 3, 2019
See details on Bloomberg Trading Facility Limited – Application for Exemption from recognition as an exchange and from Regulation 21-101 and Regulation 23-101 requirements

CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study

Previous consultation
March 1, 2019
See details on CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study

CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study (pdf - 381 KB)This link will open in a new windowUpdated on 17 December 2018

Comments received (comments are published in their original language)

AGF Investments Inc. (pdf - 60 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - John Christofilos

Blackrock Asset Management Canada (pdf - 186 KB)This link will open in a new windowUpdated on 6 November 2019 - Margaret Gunawan

Canadian Advocacy Council for Canadian (pdf - 246 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study

Canadian Securatization (pdf - 594 KB)This link will open in a new windowUpdated on 6 November 2019 - Ian Bandeen

Canadian Securities Exchange (pdf - 2 MB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Richard Carleton

Canadian Security Traders Association, Inc. (pdf - 262 KB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - CSTA Trading Issues Committee

CIBC World Markets Inc. (pdf - 48 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Heather Killian

Citadel Securities (pdf - 278 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Mark Wilkinson et David Archer

Fidelity Asset Management (pdf - 394 KB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Fidae Abbas

Healthy Markets Transparency & Trus (pdf - 142 KB)This link will open in a new windowUpdated on 5 November 2019Comments on 23-323 Trading Fee Rebate Pilot Studyt - Tyler Gellasch

Invesco Canada Ltd (pdf - 448 KB)This link will open in a new windowUpdated on 5 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Julianna Ahn

Investment industry association of Canada (pdf - 299 KB)This link will open in a new windowUpdated on 5 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Susan Copland

Mackie Research Capital Corporation (pdf - 140 KB)This link will open in a new windowUpdated on 1st November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - David Hetherington

Nasdaq Canada (pdf - 369 KB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study

National Bank (pdf - 536 KB)This link will open in a new windowUpdated on 5 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Etienne Dubuc et Martin Gagnon

Neo Exchange Inc. (pdf - 276 KB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Cindy Petlock et Joacim Wiklander

Omega Securities Inc. (pdf - 173 KB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Laurence Rose et Sean Debotte

OMERS (pdf - 4 MB)This link will open in a new windowUpdated on 7 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Brant Robertson et Robert Gouley

Ontario Teachers Pension Plan (pdf - 283 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Kevin Duggan et all

Scotia Bank (pdf - 110 KB)This link will open in a new windowUpdated on 4 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Alex Perel

Select Vantage (pdf - 1 MB)This link will open in a new windowUpdated on 5 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Daniel Schlaepfer et Mario Josipovic

TD Asset Management Inc. (pdf - 2 MB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Bruce Cooper

TMX Group (pdf - 50 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Deanna Dobrowsky

TMX Group Limited (pdf - 918 KB)This link will open in a new windowUpdated on 6 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Kevin Sampson

Virtu ITG Canada Corp. (pdf - 79 KB)This link will open in a new windowUpdated on 7 November 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Doug Clark

Regulation to amend Regulation 21-101 respecting Marketplace Operation

Previous consultation
August 29, 2018
See details on Regulation to amend Regulation 21-101 respecting Marketplace Operation

Regulation to amend Regulation 25-101 respecting Designated Rating Organizations and Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions and concordant regulations

Previous consultation
October 4, 2017
See details on Regulation to amend Regulation 25-101 respecting Designated Rating Organizations and Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions and concordant regulations

Comments received (comments are published in their original language)

Bourse de Montréal Inc. – Introduction de l’article 6369B et modification des articles 6007, 6368, 6371, 6372, 6375 ET 6391 de la Règle Six – Établissement d’un processus d’enchères

Previous consultation
June 16, 2017
See details on <span lang="fr">Bourse de Montréal Inc. – Introduction de l’article 6369B et modification des articles 6007, 6368, 6371, 6372, 6375 ET 6391 de la Règle Six – Établissement d’un processus d’enchères</span>

Bourse de Montréal Inc.– Modifications des procédures applicables à l’exécution de stratégies impliquant des options afin de rendre obligatoire l’utilisation de la fonctionnalité de « Stratégies définies par l’utilisateur » pour les participants agréés [...]

Previous consultation
June 15, 2017
See details on <span>Bourse de Montréal Inc.– Modifications des procédures applicables à l’exécution de stratégies impliquant des options afin de rendre obligatoire l’utilisation de la fonctionnalité de « Stratégies définies par l’utilisateur » pour les participants agréés [...]</span>