Any person that receives and provides information on orders and trades in securities and that is recognized as an information processor.
This section lists current decisions pertaining to recognitions in respect of entities acting as information processors as well as amendments to, or the application of, such decisions. All other decisions are available in the AMF Bulletin.
* Please note that most of the following documents are available in French only.
Investment Industry Regulatory Organization of Canada (IIROC) – Corporate Debt
- Recognition of Investment Industry Regulatory Organization of Canada as an Information Processor for Corporate Debt (Decision n° 2016-PDG-0098 (pdf - 511 KB)This link will open in a new windowUpdated on 28 September 2016Organisme canadien de réglementation du commerce des valeurs mobilières - OCRCVM - Approbation changement important - Agence de traitement de l'information - Engagements - 21-101F5 dated 2016-06-22, Bulletin 2016-06-23, Vol. 13, n° 25)
TSX Inc. - Exchange-Traded Securities
- Recognition of TSX Inc. as an Information Processor for exchange traded securities (Decision n° 2018-PDG-0046 (pdf - 168 KB)This link will open in a new windowUpdated on 18 October 2018 dated 2018-06-21, Bulletin 2018-06-28, Vol. 15, n° 25)
- Recognition of TSX Inc. as an Information Processor for exchange traded securities (Decision n° 2014-PDG-0178 (pdf - 803 KB)This link will open in a new windowUpdated on 5 January 2015Reconnaissance de TSX Inc. à titre d’agence de traitement de l’information sur les valeurs mobilières dated 2014-12-16, Bulletin 2014-12-18, Vol. 11, n° 50)