Any person that receives and provides information on orders and trades in securities and that is recognized as an information processor.
This section lists current decisions pertaining to recognitions in respect of entities acting as information processors as well as amendments to, or the application of, such decisions. All other decisions are available in the AMF Bulletin.
* Please note that most of the following documents are available in French only.
Investment Industry Regulatory Organization of Canada (IIROC) – Corporate Debt
- Recognition of Investment Industry Regulatory Organization of Canada as an Information Processor for Corporate Debt (Decision n° 2016-PDG-0098 (pdf - 511 KB)This link will open in a new window dated 2016-06-22, Bulletin 2016-06-23, Vol. 13, n° 25)
TSX Inc. - Exchange-Traded Securities
Recognition of TSX Inc. as an Information Processor for exchange traded securities (Decision n° 2014-PDG-0178 (pdf - 803 KB)This link will open in a new window dated 2014-12-16, Bulletin 2014-12-18, Vol. 11, n° 50)